0001753926-23-000563.txt : 20230501
0001753926-23-000563.hdr.sgml : 20230501
20230501170003
ACCESSION NUMBER: 0001753926-23-000563
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230427
FILED AS OF DATE: 20230501
DATE AS OF CHANGE: 20230501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams Gregg
CENTRAL INDEX KEY: 0001624919
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36747
FILM NUMBER: 23874745
MAIL ADDRESS:
STREET 1: PO BOX 200
CITY: WALLED LAKE
STATE: MI
ZIP: 48390-0200
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vivani Medical, Inc.
CENTRAL INDEX KEY: 0001266806
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5858 HORTON STREET, SUITE 280
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 818-833-5000
MAIL ADDRESS:
STREET 1: 5858 HORTON STREET, SUITE 280
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
FORMER COMPANY:
FORMER CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC
DATE OF NAME CHANGE: 20031010
4
1
ownership.xml
X0407
4
2023-04-27
0
0001266806
Vivani Medical, Inc.
VANI
0001624919
Williams Gregg
5858 HORTON ST, SUITE 280
EMERYVILLE
CA
94608
1
0
1
0
0
Common Stock
2023-04-27
4
P
0
408164
.98
A
12044978
I
See footnote
Common Stock
2023-04-28
4
P
0
1632330
1.1
A
13677308
I
See footnote
These shares were purchased from a private party at a price of $0.98 per share on April 27, 2023
These shares were purchased from a private party at a price of $1.10 per share on April 28, 2023.
Includes (i) 11,551,556 shares of common stock owned by Gregg G. Williams 2006 Trust, (ii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (iv) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Greg Williams has voting and dispositive power over all of these shares.
/s/ Gregg Williams
2023-05-01