0001209191-19-041861.txt : 20190711 0001209191-19-041861.hdr.sgml : 20190711 20190711180403 ACCESSION NUMBER: 0001209191-19-041861 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190710 FILED AS OF DATE: 20190711 DATE AS OF CHANGE: 20190711 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Gregg CENTRAL INDEX KEY: 0001624919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36747 FILM NUMBER: 19951760 MAIL ADDRESS: STREET 1: PO BOX 200 CITY: WALLED LAKE STATE: MI ZIP: 48390-0200 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC CENTRAL INDEX KEY: 0001266806 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 BUSINESS PHONE: 818-833-5000 MAIL ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-07-10 0 0001266806 SECOND SIGHT MEDICAL PRODUCTS INC EYES 0001624919 Williams Gregg 12744 SAN FERNANDO ROAD SUITE 400 SYLMAR CA 91342 1 0 1 0 Common Stock 2019-07-10 4 A 0 7621 0.7786 A 78972534 I See footnote Common Stock 2019-07-11 4 A 0 12180 0.7712 A 78984714 I See footnote Sam B Williams 95 GST Trust ("GST") acquired 3,811 shares of common stock on July 10, 2019 and 6,090 shares on July 11, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,810 shares of common stock on July 10, 2019 and 6,090 shares on July 11, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7605 per share to $0.79 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7517 per share to $0.79 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 28,037,554 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,480,515 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. /s/ John T. Blake, Attorney-in-fact 2019-07-11