0001209191-19-038669.txt : 20190621
0001209191-19-038669.hdr.sgml : 20190621
20190621202414
ACCESSION NUMBER: 0001209191-19-038669
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190620
FILED AS OF DATE: 20190621
DATE AS OF CHANGE: 20190621
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams Gregg
CENTRAL INDEX KEY: 0001624919
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36747
FILM NUMBER: 19913075
MAIL ADDRESS:
STREET 1: PO BOX 200
CITY: WALLED LAKE
STATE: MI
ZIP: 48390-0200
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC
CENTRAL INDEX KEY: 0001266806
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3
CITY: SYLMAR
STATE: CA
ZIP: 91342
BUSINESS PHONE: 818-833-5000
MAIL ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3
CITY: SYLMAR
STATE: CA
ZIP: 91342
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-06-20
0
0001266806
SECOND SIGHT MEDICAL PRODUCTS INC
EYES
0001624919
Williams Gregg
12744 SAN FERNANDO ROAD
SUITE 400
SYLMAR
CA
91342
1
0
1
0
Common Stock
2019-06-20
4
A
0
6979
0.7513
A
78793627
I
See footnote
Common Stock
2019-06-21
4
A
0
9395
0.7407
A
78803022
I
See footnote
Sam B Williams 95 GST Trust ("GST") acquired 3,490 shares of common stock on June 20, 2019 and 4,698 shares on June 21, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,489 shares of common stock on June 20, 2019 and 4,697 shares on June 21, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.
Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.73 per share to $0.7602 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.73 per share to $0.75 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,946,709 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,389,668 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.
/s/ John T. Blake, Attorney-in-fact
2019-06-21