0001209191-19-038669.txt : 20190621 0001209191-19-038669.hdr.sgml : 20190621 20190621202414 ACCESSION NUMBER: 0001209191-19-038669 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190620 FILED AS OF DATE: 20190621 DATE AS OF CHANGE: 20190621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Gregg CENTRAL INDEX KEY: 0001624919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36747 FILM NUMBER: 19913075 MAIL ADDRESS: STREET 1: PO BOX 200 CITY: WALLED LAKE STATE: MI ZIP: 48390-0200 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC CENTRAL INDEX KEY: 0001266806 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 BUSINESS PHONE: 818-833-5000 MAIL ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-06-20 0 0001266806 SECOND SIGHT MEDICAL PRODUCTS INC EYES 0001624919 Williams Gregg 12744 SAN FERNANDO ROAD SUITE 400 SYLMAR CA 91342 1 0 1 0 Common Stock 2019-06-20 4 A 0 6979 0.7513 A 78793627 I See footnote Common Stock 2019-06-21 4 A 0 9395 0.7407 A 78803022 I See footnote Sam B Williams 95 GST Trust ("GST") acquired 3,490 shares of common stock on June 20, 2019 and 4,698 shares on June 21, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,489 shares of common stock on June 20, 2019 and 4,697 shares on June 21, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.73 per share to $0.7602 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.73 per share to $0.75 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,946,709 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,389,668 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. /s/ John T. Blake, Attorney-in-fact 2019-06-21