-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UCm1CZiG/Z8jOwhWJQU0XquBiV3CF95tI4nUDLFptxiXV2Im88kCoQOOvSnmK8C2 DCq0cItYxzkjRQsIxzRY8Q== 0001144204-09-059126.txt : 20091113 0001144204-09-059126.hdr.sgml : 20091113 20091113191703 ACCESSION NUMBER: 0001144204-09-059126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091111 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gatton David CENTRAL INDEX KEY: 0001320181 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33276 FILM NUMBER: 091183214 MAIL ADDRESS: STREET 1: 1244 COLONIAL RD CITY: MCLEAN STATE: VA ZIP: 22101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Harbin Electric, Inc CENTRAL INDEX KEY: 0001266719 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 980403396 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: NO. 9, HA PING XI LU STREET 2: HA PING LU JI ZHONG QU HARBIN KAI FA QU CITY: HARBIN STATE: F4 ZIP: 150001 BUSINESS PHONE: 86 45182621768 MAIL ADDRESS: STREET 1: NO. 9, HA PING XI LU STREET 2: HA PING LU JI ZHONG QU HARBIN KAI FA QU CITY: HARBIN STATE: F4 ZIP: 150001 FORMER COMPANY: FORMER CONFORMED NAME: TORCH EXECUTIVE SERVICES LTD DATE OF NAME CHANGE: 20031009 4 1 v166332_ex.xml X0303 4 2009-11-11 0 0001266719 Harbin Electric, Inc HRBN 0001320181 Gatton David C/O HARBIN ELECTRIC, INC. NO.9 HA PING XI LU HA PING LU JI ZHONG HARBIN KAI FA QU F4 150001 CHINA 1 0 0 0 Common Stock, par value $0.00001 2009-11-11 4 M 0 20000 3.10 A 17008 D Common Stock, par value $0.00001 2009-11-11 4 M 0 25000 3.10 A 38268 I By Wife Common Stock, par value $0.00001 2009-11-13 4 S 0 10000 20.16 D 28268 D Common Stock, par value $0.00001 2009-11-13 4 S 0 13000 20.13 D 15268 I By Wife Option to Purchase Common Stock, par value $0.00001 3.10 2009-11-11 4 M 0 45000 0 D 2010-01-31 Common Stock 45000 0 D During the fiscal year ended December 31, 2005, Mr. David Gatton received a stock option award of 50,000 shares at an exercise price of $3.10 per share, of which 25,000 are held by Mr. Gatton's wife, Jillian F. McNamara. These options have all vested and been exercised. Mr. Gatton and his wife received 45,000 shares of common stock for the cashless exercise of their options out of which they surrendered 6,732 shares of common stock. /s/ David Gatton 2009-11-13 -----END PRIVACY-ENHANCED MESSAGE-----