0001144204-15-051884.txt : 20150826
0001144204-15-051884.hdr.sgml : 20150826
20150826104505
ACCESSION NUMBER: 0001144204-15-051884
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150824
FILED AS OF DATE: 20150826
DATE AS OF CHANGE: 20150826
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stellus Capital Investment Corp
CENTRAL INDEX KEY: 0001551901
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: SUITE 2200
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: (713) 292-5400
MAIL ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: SUITE 2200
CITY: HOUSTON
STATE: TX
ZIP: 77027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LADD ROBERT
CENTRAL INDEX KEY: 0001266152
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00971
FILM NUMBER: 151074879
MAIL ADDRESS:
STREET 1: C/O LADDCAP VALUE ADVISORS LLC
STREET 2: 650 FIFTH AVENUE, SUITE 600
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
v419133_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-08-24
0
0001551901
Stellus Capital Investment Corp
SCM
0001266152
LADD ROBERT
C/O STELLUS CAPITAL INVESTMENT CORP
4400 POST OAK PARKWAY, SUITE 2200
HOUSTON
TX
77027
1
1
0
0
President and CEO
Common Stock
2015-08-24
4
P
0
7000
9.91
A
135072
D
The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $9.83 to $10.35 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
The amount of securities beneficially owned following the reported transactions also includes an additional 811 shares issued under the DRIP.
/s/ W. Todd Huskinson, attorney-in-fact
2015-08-26