0001638599-20-000106.txt : 20200128 0001638599-20-000106.hdr.sgml : 20200128 20200128162654 ACCESSION NUMBER: 0001638599-20-000106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200128 FILED AS OF DATE: 20200128 DATE AS OF CHANGE: 20200128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN MORGAN R CENTRAL INDEX KEY: 0001266062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36357 FILM NUMBER: 20554670 MAIL ADDRESS: STREET 1: 420 CHIPETA WAY CITY: SALT LAKE CITY STATE: UT ZIP: 84108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lipocine Inc. CENTRAL INDEX KEY: 0001535955 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 990370688 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 675 ARAPEEN DRIVE, SUITE 202 CITY: SALT LAKE CITY STATE: X1 ZIP: 84108 BUSINESS PHONE: 801 994 7383 MAIL ADDRESS: STREET 1: 675 ARAPEEN DRIVE, SUITE 202 CITY: SALT LAKE CITY STATE: X1 ZIP: 84108 FORMER COMPANY: FORMER CONFORMED NAME: MARATHON BAR CORP DATE OF NAME CHANGE: 20111130 4 1 doc4_6488.xml PRIMARY DOCUMENT X0306 4 2020-01-28 0 0001535955 Lipocine Inc. LPCN 0001266062 BROWN MORGAN R 675 ARAPEEN DRIVE SUITE 202 SALT LAKE CITY UT 84010 0 1 0 0 EVP and CFO Stock Option (Right to Buy) 0.458 2020-01-28 4 A 0 132000 0.458 A 2021-01-28 2030-01-28 Common Stock 132000 132000 D Subject to vesting whereby 1/3 of the shares subject to the award will vest on the one year anniversary of January 28, 2021, while the remaining 2/3 of the shares subject to the award vest monthly on a prorata basis over the following two years. /s/ Morgan Brown 2020-01-28