0001209191-17-023037.txt : 20170327 0001209191-17-023037.hdr.sgml : 20170327 20170327214826 ACCESSION NUMBER: 0001209191-17-023037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170323 FILED AS OF DATE: 20170327 DATE AS OF CHANGE: 20170327 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEUSTAR INC CENTRAL INDEX KEY: 0001265888 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21575 RIDGETOP CIRCLE CITY: STERLING STATE: VA ZIP: 20166 BUSINESS PHONE: 571-434-5400 MAIL ADDRESS: STREET 1: 21575 RIDGETOP CIRCLE CITY: STERLING STATE: VA ZIP: 20166 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Skorny Henry CENTRAL INDEX KEY: 0001474756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32548 FILM NUMBER: 17716666 MAIL ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: SUITE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-23 0 0001265888 NEUSTAR INC NSR 0001474756 Skorny Henry 21575 RIDGETOP CIRCLE STERLING CA 20166 0 1 0 0 SVP, IOT Class A Common Stock 2017-03-23 2017-03-23 4 M 0 11199 0.00 A 24773 D Class A Common Stock 2017-03-23 2017-03-23 4 F 0 5823 33.10 D 18950 D Class A Common Stock 2017-03-23 2017-03-23 4 M 0 7906 0.00 A 26856 D Class A Common Stock 2017-03-23 2017-03-23 4 F 0 4126 33.10 D 22730 D Class A Common Stock 2017-03-24 2017-03-24 4 S 0 9156 33.10 D 13574 D Restricted Stock Units 0.00 2017-03-23 2017-03-23 4 M 0 11199 0.00 D Class A Common Stock 11199 11202 D Restricted Stock Units 0.00 2017-03-23 2017-03-23 4 M 0 7906 0.00 D Class A Common Stock 7906 7908 D Includes shares that are subject to performance-vested restricted unit agreements under the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan. The price is equal to the closing price of the Class A Common Stock on March 23, 2017. These transactions were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 16, 2016. The price range for sales of these shares was between $33.10 and $33.12 per share. Upon appropriate request, the reporting person will provide information regarding the number of shares sold at each separate price. On April 13, 2015, 33,600 restricted stock units were awarded. The portion of the restricted stock units that are being reported in this Form 4 were fully vested on March 23, 2017. Upon the Reporting Person's Termination (as defined in the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan (the "Plan"), including by reason of death or Disability (as defined in the Plan), other than by the Issuer for Cause (as defined by the Plan) or by the Reporting Person without Good Reason (as defined in the Restricted Stock Unit Agreement), any unvested restricted stock units that would have vested during the 12 months after such seperation from NeuStar, Inc. shall immediately vest, and the remainder of any unvested restricted stock units shall immediately be forfeited without compensation. On April 13, 2015, 23,720 restricted stock units were awarded. The portion of the restricted stock units that are being reported in this Form 4 were fully vested on March 23, 2017. /s/ Paul S. Lalljie, by Power of Attorney 2017-03-27