0001437749-14-009500.txt : 20140520 0001437749-14-009500.hdr.sgml : 20140520 20140519193052 ACCESSION NUMBER: 0001437749-14-009500 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140514 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20140520 DATE AS OF CHANGE: 20140519 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KONA GRILL INC CENTRAL INDEX KEY: 0001265572 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 200216690 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34082 FILM NUMBER: 14856069 BUSINESS ADDRESS: STREET 1: 7150 EAST CAMELBACK ROAD STREET 2: SUITE 220 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 BUSINESS PHONE: 4809228100 MAIL ADDRESS: STREET 1: 7150 EAST CAMELBACK ROAD STREET 2: SUITE 220 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 8-K 1 kona20140519_8k.htm FORM 8-K kona20140519_8k.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT PURSUANT

TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

May 14, 2014

Date of Report (Date of earliest event reported)

 

 

KONA GRILL, INC.

(Exact Name of Registrant as Specified in its Charter)

 

 

Delaware

  

001-34082

  

20-0216690

(State or other jurisdiction

  

(Commission File Number)

  

(IRS Employer

of incorporation)

  

  

  

Identification No.)

 

 

7150 E. Camelback Road, Suite 220

Scottsdale, Arizona 85251

(Address of principal executive offices) (Zip Code)

 

 

(480) 922-8100

(Registrant's telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[   ]

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[   ]

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[   ]

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[   ]

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

  

 
 
 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

   

On May 14, 2014, Kona Grill, Inc. (“the Company”) held its Annual Meeting of Stockholders (“Annual Meeting”). For more information on the following proposals, see the company’s proxy statement dated March 31, 2014, the relevant portions of which are incorporated herein by reference. Below are the final voting results.

 

 

(1)

The stockholders elected each of the Class III directors to serve for a three-year term expiring in 2017:

 

   

For

    

Against

    

Broker

Non-Votes

  

Berke Bakay

     6,590,619       108,214       1,248,769  

Richard J. Hauser

     6,614,038       84,795       1,248,769  

 

 

 

(2)

The stockholders ratified the appointment of Ernst & Young LLP as the independent auditor for the fiscal year ending December 31, 2014:

 

For

     7,861,543       98.9 %

Against

     85,935       1.1 %

Abstain

     124       0.0 %

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: May 20, 2014     

KONA GRILL, INC.

 

 

 

 

 

 

 

 

 

 

By:

/s/ Christi Hing

 

 

 

Christi Hing

Chief Financial Officer