kona20130506

0001437749-13-005370.txt : 20130506 0001437749-13-005370.hdr.sgml : 20130506 20130506172841 ACCESSION NUMBER: 0001437749-13-005370 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130430 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20130506 DATE AS OF CHANGE: 20130506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KONA GRILL INC CENTRAL INDEX KEY: 0001265572 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 200216690 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34082 FILM NUMBER: 13817213 BUSINESS ADDRESS: STREET 1: 7150 EAST CAMELBACK ROAD STREET 2: SUITE 220 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 BUSINESS PHONE: 4809228100 MAIL ADDRESS: STREET 1: 7150 EAST CAMELBACK ROAD STREET 2: SUITE 220 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 8-K 1 kona20130506_8k.htm FORM 8-K kona20130506_8k.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT PURSUANT

TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

April 30, 2013

Date of Report (Date of earliest event reported)

KONA GRILL, INC.

(Exact Name of Registrant as Specified in its Charter)

Delaware

001-34082

20-0216690

(State or other jurisdiction

(Commission File Number)

(IRS Employer

of incorporation)
Identification No.)

7150 E. Camelback Road, Suite 220

Scottsdale, Arizona 85251

(Address of principal executive offices) (Zip Code)

(480) 922-8100

(Registrant's telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 5.07 Submission of Matters to a Vote of Security Holders.

On April 30, 2013, Kona Grill, Inc. (“the Company”) held its Annual Meeting of Stockholders (“Annual Meeting”). For more information on the following proposals, see the company’s proxy statement dated March 18, 2013, the relevant portions of which are incorporated herein by reference. Below are the preliminary voting results.

(1)

The stockholders elected each of the Class II directors to serve for a three-year term expiring in 2016:

	For	Against	Broker Non-Votes
Marcus E. Jundt	5,301,261	993,517	1,692,282
Leonard M. Newman	6,169,453	125,325	1,692,282
Anthony L. Winczewski	5,953,943	340,835	1,692,282

(2)

The stockholders approved an advisory resolution on executive compensation for the Company’s Named Executive Officers:

For	6,194,186	98.4	%
Against	99,879	1.6	%
Abstain	713	0.0	%
Broker Non-Votes	1,692,282

(2)

The stockholders approved an advisory vote on the frequency of future advisory vote on executive compensation:

Three Year	3,193,316	50.7	%
Two Year	116,343	1.8	%
One Year	2,983,399	47.4	%
Abstain	1,720	0.1	%

(3)

The stockholders ratified the appointment of Ernst & Young LLP as the independent auditor for the fiscal year ending December 31, 2013:

For	7,981,930	99.9	%
Against	585	0.0	%
Abstain	4,545	0.1	%

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: May 6, 2013	KONA GRILL, INC.

	By:	/s/ Christi Hing
		Christi Hing Chief Financial Officer

Delaware	001-34082	20-0216690
(State or other jurisdiction	(Commission File Number)	(IRS Employer
of incorporation)		Identification No.)