MA-A 0001265287 XXXXXXXX EILEEN O'CONNELL ARCURI 212-336-1167 earcuri@jefferies.com jcolgan@jefferies.com abonalde@jefferies.com earcuri@jefferies.com 11-30-2015 Y JEFFERIES LLC 000002347 95-2622900 866-00261-00 008-15074 000002347 Broker Dealer 008-15074 0001265287 CFTC, all states 520 MADISON AVE. NEW YORK NY 10022 3109141373 Delete 155 North Wacker Drive Chicago IL 60606 312-750-4700 Add 677 Broadway 12th Floor Albany NY 12207 518-447-7941 518-677-1857 Add 125 High Street Suite 2501 Boston MA 02109 617-342-7800 N 520 MADISON AVE. NEW YORK NY 10022 www.jefferies.com Lauri Ann Scoran

520 Madison Avenue New York NY 10022

212-707-6302 646-786-5213 lscoran@jefferies.com Jeremy S Colgan

520 Madison Avenue New York NY 10022

212-707-6427 Jcolgan@jefferies.com Jefferies Execution Services Inc Y SEC 867 Jefferies Investment Advisers, LLC Y SEC 121767 Jefferies Capital Partners LLC Y SEC 161498 Jefferies International Limited Y Financial Conduct Authority 139253 X0 Leucadia Investment Management Limited Y Financial Conduct Authority 218270 X0 Jefferies (Switzerland) Limited Y Swiss Financial Market Supervisory Authority None V8 Jefferies Bache Limited Y Financial Conduct Authority 114226 X0 Jefferies Singapore Limited Y Monetary Authority of Singapore / Accounting and Corporate Regulatory Authority CMS100065-5 / 200605049K U0 Jefferies India Private Limited Y Securities and Exchange Board of India SEBI Registration: NSE Capital Market Segment - INB231491037, NSE Derivatives Segment - INF231491037, BSE Capital Market Segment - INB011491033, Merchant Banker - INM000011443 K7 Jefferies Hong Kong Limited Y Securities and Futures Commission ATS546 K3 Jefferies Japan Limited Y Financial Services Agency 220 M0 Jefferies Financial Services, Inc. Y CFTC 432443 Jefferies Derivative Products, LLC Y CFTC 0445775 Jefferies Financial Products LLC Y CFTC 478256 November DE 07-14-1969 N 2393 10 10 0 0 5 Municipal Entities Non-profit organizations 0 0 0 Not Applicable Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice ME Other Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection Y Y Y Y N Broker-dealer municipal securities dealer or government securities broker or dealer Investment Adviser Swap Dealer Commodity trading advisor Futures commission merchant 7 Add Broker-dealer municipal securities dealer or government securities broker or dealer Jefferies Execution Services Inc Jefferies Execution Services Inc N Y N Add Investment Adviser Commodity pool operator Commodity trading advisor Jefferies Investment Advisers, LLC Jefferies Investment Advisers, LLC N Y N Add Investment Adviser Jefferies Capital Partners LLC Jefferies Capital Partners LLC N Y N Delete Futures commission merchant Jefferies Bache LLC Jefferies Bache LLC N Y N Add Investment Adviser Commodity trading advisor Leucadia Investment Management Limited Leucadia Investment Management Limited N Y Y Financial Conduct Authority 218270 X0 Amend Swap Dealer Jefferies Financial Services, Inc. Jefferies Financial Services, Inc. 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Y 008-02671 JEFFERIES EXECUTION SERVICES, INC. 000000867 117790 9-E2 Jefferies LLC 000002347 1571606 1 9-E1 Jefferies Bache LLC N Jefferies LLC 000002347 1571607 1 9-D2 Jefferies International Limited N Jefferies LLC 000002347 1380797 1 9-D2 Jefferies Bache Limited N Jefferies Bache Limited 000002347 1653712 9-E2 Jefferies LLC 000002347 1721774 9-E2 Jefferies LLC 000002347 1843175 9-E2 Jefferies LLC 000002347 1862950 9-E2 Jefferies LLC 000002347 1861935 Neil Flanagan Neil Flanagan Managing Director, Head of Municipal Finance 02-29-2016 002378650 N N N N N Y N Y N N N N Y N N N N Y Y N