0001562180-24-001823.txt : 20240227
0001562180-24-001823.hdr.sgml : 20240227
20240227182959
ACCESSION NUMBER: 0001562180-24-001823
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240223
FILED AS OF DATE: 20240227
DATE AS OF CHANGE: 20240227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schaffner Jerry
CENTRAL INDEX KEY: 0001456811
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31987
FILM NUMBER: 24689144
MAIL ADDRESS:
STREET 1: C/O PLAINSCAPITAL CORPORATION
STREET 2: 2323 VICTORY AVENUE, SUITE 1400
CITY: DALLAS
STATE: TX
ZIP: 75219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hilltop Holdings Inc.
CENTRAL INDEX KEY: 0001265131
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 841477939
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6565 HILLCREST AVE.
CITY: DALLAS
STATE: TX
ZIP: 75205
BUSINESS PHONE: 214.855.2177
MAIL ADDRESS:
STREET 1: 6565 HILLCREST AVE.
CITY: DALLAS
STATE: TX
ZIP: 75205
FORMER COMPANY:
FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC
DATE OF NAME CHANGE: 20030929
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0508
4
2024-02-23
false
0001265131
Hilltop Holdings Inc.
HTH
0001456811
Schaffner Jerry
6565 HILLCREST AVENUE
DALLAS
TX
75205
false
true
false
false
PlainsCapital Bank Pres & CEO
false
Common Stock
2024-02-23
4
F
false
4375.00
30.82
D
132388.00
D
Common Stock
2024-02-23
4
A
false
14609.00
0.00
A
146997.00
D
Common Stock
2024-02-23
4
F
false
2181.00
30.82
D
144816.00
D
Common Stock
1459.00
I
By Wife
Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 23, 2021.
Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.
Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 23, 2021 in connection with the achievement of certain performance criteria.
Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 23, 2021.
The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares.
/s/ JERRY SCHAFFNER
2024-02-27