0001562180-24-001823.txt : 20240227 0001562180-24-001823.hdr.sgml : 20240227 20240227182959 ACCESSION NUMBER: 0001562180-24-001823 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240223 FILED AS OF DATE: 20240227 DATE AS OF CHANGE: 20240227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schaffner Jerry CENTRAL INDEX KEY: 0001456811 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31987 FILM NUMBER: 24689144 MAIL ADDRESS: STREET 1: C/O PLAINSCAPITAL CORPORATION STREET 2: 2323 VICTORY AVENUE, SUITE 1400 CITY: DALLAS STATE: TX ZIP: 75219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hilltop Holdings Inc. CENTRAL INDEX KEY: 0001265131 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 841477939 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6565 HILLCREST AVE. CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: 214.855.2177 MAIL ADDRESS: STREET 1: 6565 HILLCREST AVE. CITY: DALLAS STATE: TX ZIP: 75205 FORMER COMPANY: FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC DATE OF NAME CHANGE: 20030929 4 1 primarydocument.xml PRIMARY DOCUMENT X0508 4 2024-02-23 false 0001265131 Hilltop Holdings Inc. HTH 0001456811 Schaffner Jerry 6565 HILLCREST AVENUE DALLAS TX 75205 false true false false PlainsCapital Bank Pres & CEO false Common Stock 2024-02-23 4 F false 4375.00 30.82 D 132388.00 D Common Stock 2024-02-23 4 A false 14609.00 0.00 A 146997.00 D Common Stock 2024-02-23 4 F false 2181.00 30.82 D 144816.00 D Common Stock 1459.00 I By Wife Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 23, 2021. Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 23, 2021 in connection with the achievement of certain performance criteria. Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 23, 2021. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares. /s/ JERRY SCHAFFNER 2024-02-27