Executive Vice President, General Counsel and Secretary

0001104659-19-045939.txt : 20190814 0001104659-19-045939.hdr.sgml : 20190814 20190814163105 ACCESSION NUMBER: 0001104659-19-045939 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hilltop Holdings Inc. CENTRAL INDEX KEY: 0001265131 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 841477939 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15359 FILM NUMBER: 191026919 BUSINESS ADDRESS: STREET 1: 2323 VICTORY AVENUE STREET 2: SUITE 1400 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214.855.2177 MAIL ADDRESS: STREET 1: 2323 VICTORY AVENUE STREET 2: SUITE 1400 CITY: DALLAS STATE: TX ZIP: 75219 FORMER COMPANY: FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC DATE OF NAME CHANGE: 20030929 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001265131 XXXXXXXX 06-30-2019 06-30-2019 false Hilltop Holdings Inc.

2323 Victory Avenue Suite 1400 Dallas TX 75219

13F HOLDINGS REPORT 028-15359 N Corey G. Prestidge Executive Vice President, General Counsel and Secretary (214) 855-2177 /s/ Corey G. Prestidge Dallas TX 08-14-2019 4 600 471730 false 1 0001569620 028-15365 PlainsCapital Corp 2 0001534401 028-15369 PlainsCapital Bank 3 0000878520 028-18782 Hilltop Securities Holdings LLC 4 0000891055 028-18780 HILLTOP SECURITIES INC. 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TRINITY INDS INC COM 896522109 251 12099 SH DFND 1,2 11906 0 193 TRITON INTL LTD CL A G9078F107 520 15875 SH DFND 3,4 0 0 15875 TWITTER INC COM 90184L102 524 15000 SH DFND 3,4 0 0 15000 TWITTER INC COM 90184L102 20 570 SH DFND 1,2 570 0 0 TWO HBRS INVT CORP COM NEW 90187B408 132 10445 SH DFND 1,2 10445 0 0 UBS AG JERSEY BRH ETRAC WELLS BDCI 902641588 426 21403 SH DFND 1,2 21403 0 0 ULTA BEAUTY INC COM 90384S303 370 1067 SH DFND 3,4 0 0 1067 ULTA BEAUTY INC COM 90384S303 75 217 SH DFND 1,2 217 0 0 UNILEVER PLC SPON ADR NEW 904767704 29 471 SH DFND 3,4 0 0 471 UNILEVER PLC SPON ADR NEW 904767704 209 3374 SH DFND 1,2 3374 0 0 UNION PACIFIC CORP COM 907818108 1275 7539 SH DFND 3,4 0 0 7539 UNION PACIFIC CORP COM 907818108 671 3969 SH DFND 1,2 3908 0 61 UNITED PARCEL SERVICE INC CL B 911312106 11 106 SH DFND 3,4 0 0 106 UNITED PARCEL SERVICE INC CL B 911312106 702 6800 SH DFND 1,2 6531 269 0 UNITED RENTALS INC COM 911363109 339 2558 SH DFND 3,4 0 0 2558 UNITED RENTALS INC COM 911363109 2 13 SH DFND 1,2 13 0 0 UNITED TECHNOLOGIES CORP COM 913017109 110 848 SH DFND 3,4 0 0 848 UNITED TECHNOLOGIES CORP COM 913017109 618 4748 SH DFND 1,2 4664 0 84 UNITEDHEALTH GROUP INC COM 91324P102 154 632 SH DFND 3,4 0 0 632 UNITEDHEALTH GROUP INC COM 91324P102 485 1991 SH DFND 1,2 1991 0 0 V F CORP COM 918204108 282 3230 SH DFND 3,4 0 0 3230 V F CORP COM 918204108 48 555 SH DFND 1,2 555 0 0 VALERO ENERGY CORP NEW COM 91913Y100 38 442 SH DFND 3,4 0 0 442 VALERO ENERGY CORP NEW COM 91913Y100 228 2671 SH DFND 1,2 2671 0 0 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 2701 113183 SH DFND 1,2 113079 0 104 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 2861 111941 SH DFND 3,4 0 0 111941 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1158 45307 SH DFND 1,2 44953 0 354 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 44 401 SH DFND 3,4 0 0 401 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 937 8500 SH Put DFND 3,4 0 0 8500 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1 13 SH DFND 3,4 0 0 13 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 221 2739 SH DFND 1,2 2739 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1797 21627 SH DFND 3,4 0 0 21627 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2 25 SH DFND 1,2 25 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 1416 24707 SH DFND 1,2 24707 0 0 VANGUARD GROUP DIV APP ETF 921908844 66 569 SH DFND 3,4 0 0 569 VANGUARD GROUP DIV APP ETF 921908844 3648 31680 SH DFND 1,2 31680 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1522 17415 SH DFND 3,4 0 0 17415 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 5089 58228 SH DFND 1,2 57844 0 384 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1265 4700 SH DFND 3,4 0 0 4700 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 456 1695 SH DFND 1,2 1695 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1324 8451 SH DFND 3,4 0 0 8451 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3993 26601 SH DFND 3,4 0 0 26601 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6801 45310 SH DFND 1,2 45209 0 101 VANGUARD INDEX FDS VALUE ETF 922908744 257 2319 SH DFND 3,4 0 0 2319 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 1326 20104 SH DFND 3,4 0 0 20104 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1644 26983 SH DFND 3,4 0 0 26983 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 333 4131 SH DFND 3,4 0 0 4131 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3310 41020 SH DFND 1,2 40975 0 45 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 487 5571 SH DFND 3,4 0 0 5571 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 240 3475 SH DFND 3,4 0 0 3475 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2077 11942 SH DFND 3,4 0 0 11942 VANGUARD WORLD FDS INF TECH ETF 92204A702 507 2402 SH DFND 3,4 0 0 2402 VENTAS INC COM 92276F100 628 9181 SH DFND 1,2 8749 432 0 VERIZON COMMUNICATIONS INC COM 92343V104 3563 62372 SH DFND 3,4 0 0 62372 VERIZON COMMUNICATIONS INC COM 92343V104 1523 26668 SH DFND 1,2 25636 1032 0 VISA INC COM CL A 92826C839 2374 13678 SH DFND 3,4 0 0 13678 VISA INC COM CL A 92826C839 1289 7432 SH DFND 1,2 7322 0 110 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 90 5500 SH DFND 3,4 0 0 5500 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 451 27668 SH DFND 1,2 26010 1658 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 898 16420 SH DFND 3,4 0 0 16420 WALGREENS BOOTS ALLIANCE INC COM 931427108 402 7353 SH DFND 1,2 7192 0 161 WALMART INC COM 931142103 327 2960 SH DFND 3,4 0 0 2960 WALMART INC COM 931142103 283 2563 SH DFND 1,2 2563 0 0 WASTE MGMT INC DEL COM 94106L109 163 1417 SH DFND 3,4 0 0 1417 WASTE MGMT INC DEL COM 94106L109 296 2561 SH DFND 1,2 2561 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 1 10000 SH DFND 3,4 0 0 10000 WELLS FARGO CO NEW COM 949746101 161 3413 SH DFND 3,4 0 0 3413 WELLS FARGO CO NEW COM 949746101 795 16809 SH DFND 1,2 16591 0 218 WELLTOWER INC COM 95040Q104 24 298 SH DFND 3,4 0 0 298 WELLTOWER INC COM 95040Q104 558 6842 SH DFND 1,2 6513 329 0 WENDYS CO COM 95058W100 676 34550 SH DFND 3,4 0 0 34550 WESTERN ASSET MUN HI INCM FD COM 95766N103 150 19856 SH DFND 3,4 0 0 19856 WESTERN UN CO COM 959802109 371 18637 SH DFND 1,2 18349 0 288 WESTROCK CO COM 96145D105 287 7874 SH DFND 1,2 7733 0 141 WEYERHAEUSER CO COM 962166104 355 13495 SH DFND 3,4 0 0 13495 WEYERHAEUSER CO COM 962166104 11 429 SH DFND 1,2 429 0 0 WISDOMTREE TR INTL EQUITY FD 97717W703 3283 64354 SH DFND 3,4 0 0 64354 XILINX INC COM 983919101 133 1128 SH DFND 3,4 0 0 1128 XILINX INC COM 983919101 105 887 SH DFND 1,2 887 0 0 XYLEM INC COM 98419M100 466 5576 SH DFND 3,4 0 0 5576 XYLEM INC COM 98419M100 8 99 SH DFND 1,2 99 0 0 ZOETIS INC CL A 98978V103 219 1933 SH DFND 1,2 1851 0 82