0001104659-18-031818.txt : 20180509 0001104659-18-031818.hdr.sgml : 20180509 20180509182212 ACCESSION NUMBER: 0001104659-18-031818 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180507 FILED AS OF DATE: 20180509 DATE AS OF CHANGE: 20180509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: White Alan B CENTRAL INDEX KEY: 0001456874 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31987 FILM NUMBER: 18819892 MAIL ADDRESS: STREET 1: C/O PLAINSCAPITAL CORPORATION STREET 2: 2323 VICTORY AVENUE, SUITE 1400 CITY: DALLAS STATE: TX ZIP: 75219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hilltop Holdings Inc. CENTRAL INDEX KEY: 0001265131 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 841477939 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2323 VICTORY AVENUE STREET 2: SUITE 1400 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214.855.2177 MAIL ADDRESS: STREET 1: 2323 VICTORY AVENUE STREET 2: SUITE 1400 CITY: DALLAS STATE: TX ZIP: 75219 FORMER COMPANY: FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC DATE OF NAME CHANGE: 20030929 4 1 a4.xml 4 X0306 4 2018-05-07 0 0001265131 Hilltop Holdings Inc. HTH 0001456874 White Alan B 2323 VICTORY AVENUE, SUITE 1400 DALLAS TX 75219 1 1 0 0 Co-Chief Executive Officer Common Stock 2018-05-07 4 S 0 18830 22.6054 D 210157 D Common Stock 1316458 I By Maedgen & White, Ltd. Common Stock 10238 I By Wife Common Stock 23806 I By Double E Investments Common Stock 12883 I By EAW White Family Partnership, Ltd. Common Stock 8045 I By Maedgen, White and Maedgen The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.55 to $22.70, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of these shares. Includes 453 shares of common stock held in an individual retirement account. /s/ Alan B. White 2018-05-09