0001104659-18-031818.txt : 20180509
0001104659-18-031818.hdr.sgml : 20180509
20180509182212
ACCESSION NUMBER: 0001104659-18-031818
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180507
FILED AS OF DATE: 20180509
DATE AS OF CHANGE: 20180509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: White Alan B
CENTRAL INDEX KEY: 0001456874
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31987
FILM NUMBER: 18819892
MAIL ADDRESS:
STREET 1: C/O PLAINSCAPITAL CORPORATION
STREET 2: 2323 VICTORY AVENUE, SUITE 1400
CITY: DALLAS
STATE: TX
ZIP: 75219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hilltop Holdings Inc.
CENTRAL INDEX KEY: 0001265131
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 841477939
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2323 VICTORY AVENUE
STREET 2: SUITE 1400
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: 214.855.2177
MAIL ADDRESS:
STREET 1: 2323 VICTORY AVENUE
STREET 2: SUITE 1400
CITY: DALLAS
STATE: TX
ZIP: 75219
FORMER COMPANY:
FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC
DATE OF NAME CHANGE: 20030929
4
1
a4.xml
4
X0306
4
2018-05-07
0
0001265131
Hilltop Holdings Inc.
HTH
0001456874
White Alan B
2323 VICTORY AVENUE, SUITE 1400
DALLAS
TX
75219
1
1
0
0
Co-Chief Executive Officer
Common Stock
2018-05-07
4
S
0
18830
22.6054
D
210157
D
Common Stock
1316458
I
By Maedgen & White, Ltd.
Common Stock
10238
I
By Wife
Common Stock
23806
I
By Double E Investments
Common Stock
12883
I
By EAW White Family Partnership, Ltd.
Common Stock
8045
I
By Maedgen, White and Maedgen
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.55 to $22.70, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of these shares.
Includes 453 shares of common stock held in an individual retirement account.
/s/ Alan B. White
2018-05-09