0001104659-16-143518.txt : 20160907
0001104659-16-143518.hdr.sgml : 20160907
20160907170449
ACCESSION NUMBER: 0001104659-16-143518
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160906
FILED AS OF DATE: 20160907
DATE AS OF CHANGE: 20160907
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hilltop Holdings Inc.
CENTRAL INDEX KEY: 0001265131
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 841477939
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1330
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214.855.2177
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1330
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC
DATE OF NAME CHANGE: 20030929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schaffner Jerry
CENTRAL INDEX KEY: 0001456811
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31987
FILM NUMBER: 161874005
MAIL ADDRESS:
STREET 1: C/O PLAINSCAPITAL CORPORATION
STREET 2: 2323 VICTORY AVENUE, SUITE 1400
CITY: DALLAS
STATE: TX
ZIP: 75219
4
1
a4.xml
4
X0306
4
2016-09-06
0
0001265131
Hilltop Holdings Inc.
HTH
0001456811
Schaffner Jerry
200 CRESCENT COURT, SUITE 1330
DALLAS
TX
75201
0
1
0
0
PlainsCapital Bank Pres & CEO
Common Stock
2016-09-06
4
S
0
5000
22.3556
D
137005
D
Common Stock
1459
I
By Wife
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 3, 2016.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.19 to $22.64, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.
The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of these shares.
/s/ JERRY SCHAFFNER
2016-09-07