0001104659-16-100151.txt : 20160225
0001104659-16-100151.hdr.sgml : 20160225
20160225204245
ACCESSION NUMBER: 0001104659-16-100151
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160223
FILED AS OF DATE: 20160225
DATE AS OF CHANGE: 20160225
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hilltop Holdings Inc.
CENTRAL INDEX KEY: 0001265131
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 841477939
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1330
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214.855.2177
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1330
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC
DATE OF NAME CHANGE: 20030929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Martin John A
CENTRAL INDEX KEY: 0001322721
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31987
FILM NUMBER: 161457675
MAIL ADDRESS:
STREET 1: C/O PLAINSCAPITAL CORPORATION
STREET 2: 2323 VICTORY AVENUE, SUITE 1400
CITY: DALLAS
STATE: TX
ZIP: 75219
4
1
a4.xml
4
X0306
4
2016-02-23
0
0001265131
Hilltop Holdings Inc.
HTH
0001322721
Martin John A
200 CRESCENT COURT, SUITE 1330
DALLAS
TX
75201
0
1
0
0
PlainsCapital Corp. EVP/CFO
Common Stock
2016-02-23
4
A
0
10986
0
A
96986
D
Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 23, 2019, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 23, 2020, or an earlier "change in control" of Hilltop Holdings Inc.
Includes 1,521 shares of common stock held in an individual retirement account for the benefit of the reporting person.
/s/ JOHN A. MARTIN
2016-02-25