0001104659-16-100151.txt : 20160225 0001104659-16-100151.hdr.sgml : 20160225 20160225204245 ACCESSION NUMBER: 0001104659-16-100151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160223 FILED AS OF DATE: 20160225 DATE AS OF CHANGE: 20160225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hilltop Holdings Inc. CENTRAL INDEX KEY: 0001265131 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 841477939 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1330 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214.855.2177 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1330 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC DATE OF NAME CHANGE: 20030929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Martin John A CENTRAL INDEX KEY: 0001322721 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31987 FILM NUMBER: 161457675 MAIL ADDRESS: STREET 1: C/O PLAINSCAPITAL CORPORATION STREET 2: 2323 VICTORY AVENUE, SUITE 1400 CITY: DALLAS STATE: TX ZIP: 75219 4 1 a4.xml 4 X0306 4 2016-02-23 0 0001265131 Hilltop Holdings Inc. HTH 0001322721 Martin John A 200 CRESCENT COURT, SUITE 1330 DALLAS TX 75201 0 1 0 0 PlainsCapital Corp. EVP/CFO Common Stock 2016-02-23 4 A 0 10986 0 A 96986 D Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 23, 2019, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 23, 2020, or an earlier "change in control" of Hilltop Holdings Inc. Includes 1,521 shares of common stock held in an individual retirement account for the benefit of the reporting person. /s/ JOHN A. MARTIN 2016-02-25