0001104659-15-019157.txt : 20150312
0001104659-15-019157.hdr.sgml : 20150312
20150312160525
ACCESSION NUMBER: 0001104659-15-019157
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150310
FILED AS OF DATE: 20150312
DATE AS OF CHANGE: 20150312
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hilltop Holdings Inc.
CENTRAL INDEX KEY: 0001265131
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 841477939
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1330
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214.855.2177
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1330
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC
DATE OF NAME CHANGE: 20030929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Huffines James R
CENTRAL INDEX KEY: 0001504840
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31987
FILM NUMBER: 15695942
MAIL ADDRESS:
STREET 1: C/O PLAINSCAPITAL CORPORATION
STREET 2: 2323 VICTORY AVENUE. SUITE 1400
CITY: DALLAS
STATE: TX
ZIP: 75219
4
1
a4.xml
4
X0306
4
2015-03-10
0
0001265131
Hilltop Holdings Inc.
HTH
0001504840
Huffines James R
200 CRESCENT COURT, SUITE 1330
DALLAS
TX
75201
1
1
0
0
PlainsCapital Corp. Pres & COO
Common Stock
2015-03-10
4
P
0
5000
19.2109
A
337420
D
Common Stock
47000
I
By James Huffines 1994 Trust
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.16 to $19.2297, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any security holder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
Includes 12,028 shares held in a self-directed individual retirement account.
The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these shares.
/s/ James R. Huffines
2015-03-12