0001104659-15-019157.txt : 20150312 0001104659-15-019157.hdr.sgml : 20150312 20150312160525 ACCESSION NUMBER: 0001104659-15-019157 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150310 FILED AS OF DATE: 20150312 DATE AS OF CHANGE: 20150312 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hilltop Holdings Inc. CENTRAL INDEX KEY: 0001265131 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 841477939 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1330 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214.855.2177 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1330 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC DATE OF NAME CHANGE: 20030929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Huffines James R CENTRAL INDEX KEY: 0001504840 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31987 FILM NUMBER: 15695942 MAIL ADDRESS: STREET 1: C/O PLAINSCAPITAL CORPORATION STREET 2: 2323 VICTORY AVENUE. SUITE 1400 CITY: DALLAS STATE: TX ZIP: 75219 4 1 a4.xml 4 X0306 4 2015-03-10 0 0001265131 Hilltop Holdings Inc. HTH 0001504840 Huffines James R 200 CRESCENT COURT, SUITE 1330 DALLAS TX 75201 1 1 0 0 PlainsCapital Corp. Pres & COO Common Stock 2015-03-10 4 P 0 5000 19.2109 A 337420 D Common Stock 47000 I By James Huffines 1994 Trust The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.16 to $19.2297, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any security holder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. Includes 12,028 shares held in a self-directed individual retirement account. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these shares. /s/ James R. Huffines 2015-03-12