0001249155-18-000046.txt : 20180813
0001249155-18-000046.hdr.sgml : 20180813
20180813165717
ACCESSION NUMBER: 0001249155-18-000046
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180809
FILED AS OF DATE: 20180813
DATE AS OF CHANGE: 20180813
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WICKERSHAM GROVER T.
CENTRAL INDEX KEY: 0001265078
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38182
FILM NUMBER: 181012933
MAIL ADDRESS:
STREET 1: 430 CAMBRIDGE AVENUE, SUITE 100
CITY: PALO ALTO
STATE: CA
ZIP: 94306
FORMER NAME:
FORMER CONFORMED NAME: WICKERSHAM GROVER T
DATE OF NAME CHANGE: 20030929
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Eastside Distilling, Inc.
CENTRAL INDEX KEY: 0001534708
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 203937596
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1001 SE WATER AVENUE
STREET 2: SUITE 390
CITY: PORTLAND
STATE: OR
ZIP: 97214
BUSINESS PHONE: 971-888-4264
MAIL ADDRESS:
STREET 1: 1001 SE WATER AVENUE
STREET 2: SUITE 390
CITY: PORTLAND
STATE: OR
ZIP: 97214
FORMER COMPANY:
FORMER CONFORMED NAME: Eurocan Holdings Ltd.
DATE OF NAME CHANGE: 20111110
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-08-09
0
0001534708
Eastside Distilling, Inc.
EAST
0001265078
WICKERSHAM GROVER T.
C/O EASTSIDE DISTILLING, INC.
1001 SE WATER AVENUE, SUITE 390
PORTLAND
OR
97214
1
1
1
0
Chairman of the Board & CEO
Common Stock
2018-08-09
4
X
0
22222
5.4
A
138537
D
Common Stock
2018-08-09
4
X
0
17930
5.4
A
60370
I
By Charitable Remainder Trust
Common Stock
2018-08-09
4
X
0
22222
5.4
A
200752
I
By Employees' Profit Sharing Plan
Common Stock
2018-08-09
4
X
0
37975
5.4
A
238727
I
By Employees' Profit Sharing Plan
Common Stock
2018-08-09
4
X
0
11111
5.4
A
95856
I
By Irrevocable Trust
Common Stock Purchase Warrants (right to buy)
5.4
2018-08-09
4
X
0
22222
D
2017-08-10
2022-08-10
Common Stock
22222
0
D
Common Stock Purchase Warrants (right to buy)
5.4
2018-08-09
4
X
0
17930
D
2018-03-29
2022-08-10
Common Stock
17930
0
I
By Charitable Remainder Trust
Common Stock Purchase Warrants (right to buy)
5.4
2018-08-09
4
X
0
22222
D
2017-08-10
2022-08-10
Common Stock
22222
0
I
By Employees' Profit Sharing Plan
Common Stock Purchase Warrants (right to buy)
5.4
2018-08-09
4
X
0
37975
D
2018-03-29
2022-08-10
Common Stock
37975
0
I
By Employees' Profit Sharing Plan
Common Stock Purchase Warrants (right to buy)
5.4
2018-08-09
4
X
0
11111
D
2017-08-10
2022-08-10
Common Stock
11111
0
I
By Irrevocable Trust
The warrant exercise price was paid by a reduction in the amount of promissory note indebtedness under notes owned by the warrant holder, such reduction equal to the number of warrants exercised multiplied by the $5.40 exercise price.
The reporting person is a joint trustee and beneficiary of the Grover T. and Jill Z. Wickersham 2000 Charitable Remainder Trust (the "CRUT"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the CRUT, except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
The reporting person is the trustee of the Grover T. Wickersham P.C. Employees' Profit Sharing Plan (the "PSP"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the PSP, except to the extent of his pecuniary interest in the PSP. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
The reporting person is the trustee of the Lindsay Anne Wickersham 1999 Irrevocable Trust (the "Irrevocable Trust"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the Irrevocable Trust. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Takes into account the correction of a typographical error in the Form 4 filed on August 10, 2017. The total after transaction holdings on August 10, 2017 should have been 84,745 shares. All subsequent Form 4s have carried forward this typographical error, until corrected on this Form 4.
The warrants were issued as a component of units sold in the issuer's public offering, each unit consisting of one share of common stock and one common stock purchase warrant, at a per unit price of $4.50.
The warrants were issued in connection with an offering of 5% promissory notes due May 1, 2021. For each $100,000 in principal amount of the note, the investor was issued 10,000 warrants.
/s/ Grover T. Wickersham
2018-08-13