0001249155-18-000046.txt : 20180813 0001249155-18-000046.hdr.sgml : 20180813 20180813165717 ACCESSION NUMBER: 0001249155-18-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180809 FILED AS OF DATE: 20180813 DATE AS OF CHANGE: 20180813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WICKERSHAM GROVER T. CENTRAL INDEX KEY: 0001265078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38182 FILM NUMBER: 181012933 MAIL ADDRESS: STREET 1: 430 CAMBRIDGE AVENUE, SUITE 100 CITY: PALO ALTO STATE: CA ZIP: 94306 FORMER NAME: FORMER CONFORMED NAME: WICKERSHAM GROVER T DATE OF NAME CHANGE: 20030929 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eastside Distilling, Inc. CENTRAL INDEX KEY: 0001534708 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 203937596 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 SE WATER AVENUE STREET 2: SUITE 390 CITY: PORTLAND STATE: OR ZIP: 97214 BUSINESS PHONE: 971-888-4264 MAIL ADDRESS: STREET 1: 1001 SE WATER AVENUE STREET 2: SUITE 390 CITY: PORTLAND STATE: OR ZIP: 97214 FORMER COMPANY: FORMER CONFORMED NAME: Eurocan Holdings Ltd. DATE OF NAME CHANGE: 20111110 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-08-09 0 0001534708 Eastside Distilling, Inc. EAST 0001265078 WICKERSHAM GROVER T. C/O EASTSIDE DISTILLING, INC. 1001 SE WATER AVENUE, SUITE 390 PORTLAND OR 97214 1 1 1 0 Chairman of the Board & CEO Common Stock 2018-08-09 4 X 0 22222 5.4 A 138537 D Common Stock 2018-08-09 4 X 0 17930 5.4 A 60370 I By Charitable Remainder Trust Common Stock 2018-08-09 4 X 0 22222 5.4 A 200752 I By Employees' Profit Sharing Plan Common Stock 2018-08-09 4 X 0 37975 5.4 A 238727 I By Employees' Profit Sharing Plan Common Stock 2018-08-09 4 X 0 11111 5.4 A 95856 I By Irrevocable Trust Common Stock Purchase Warrants (right to buy) 5.4 2018-08-09 4 X 0 22222 D 2017-08-10 2022-08-10 Common Stock 22222 0 D Common Stock Purchase Warrants (right to buy) 5.4 2018-08-09 4 X 0 17930 D 2018-03-29 2022-08-10 Common Stock 17930 0 I By Charitable Remainder Trust Common Stock Purchase Warrants (right to buy) 5.4 2018-08-09 4 X 0 22222 D 2017-08-10 2022-08-10 Common Stock 22222 0 I By Employees' Profit Sharing Plan Common Stock Purchase Warrants (right to buy) 5.4 2018-08-09 4 X 0 37975 D 2018-03-29 2022-08-10 Common Stock 37975 0 I By Employees' Profit Sharing Plan Common Stock Purchase Warrants (right to buy) 5.4 2018-08-09 4 X 0 11111 D 2017-08-10 2022-08-10 Common Stock 11111 0 I By Irrevocable Trust The warrant exercise price was paid by a reduction in the amount of promissory note indebtedness under notes owned by the warrant holder, such reduction equal to the number of warrants exercised multiplied by the $5.40 exercise price. The reporting person is a joint trustee and beneficiary of the Grover T. and Jill Z. Wickersham 2000 Charitable Remainder Trust (the "CRUT"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the CRUT, except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. The reporting person is the trustee of the Grover T. Wickersham P.C. Employees' Profit Sharing Plan (the "PSP"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the PSP, except to the extent of his pecuniary interest in the PSP. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. The reporting person is the trustee of the Lindsay Anne Wickersham 1999 Irrevocable Trust (the "Irrevocable Trust"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the Irrevocable Trust. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Takes into account the correction of a typographical error in the Form 4 filed on August 10, 2017. The total after transaction holdings on August 10, 2017 should have been 84,745 shares. All subsequent Form 4s have carried forward this typographical error, until corrected on this Form 4. The warrants were issued as a component of units sold in the issuer's public offering, each unit consisting of one share of common stock and one common stock purchase warrant, at a per unit price of $4.50. The warrants were issued in connection with an offering of 5% promissory notes due May 1, 2021. For each $100,000 in principal amount of the note, the investor was issued 10,000 warrants. /s/ Grover T. Wickersham 2018-08-13