-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G1C5gFIqdxFBmM5arztKmBBHhw1QlodjAbgVCYNQ3J0QYYbToyOu89PpIuqP5hXF 19ejQadA8L8ToH9f8GA0VQ== 0001179110-04-020012.txt : 20041022 0001179110-04-020012.hdr.sgml : 20041022 20041022174644 ACCESSION NUMBER: 0001179110-04-020012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041020 FILED AS OF DATE: 20041022 DATE AS OF CHANGE: 20041022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARMON MICHAEL P CENTRAL INDEX KEY: 0001264367 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 041092720 MAIL ADDRESS: STREET 1: C/O OAKTREE CAPITAL MANAGEMENT LLC STREET 2: 333 S GRAND AVE CITY: LOS ANGELES STATE: CA ZIP: 90071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 2002 BUSINESS ADDRESS: STREET 1: 5885 LANDERBROOK DRIVE STREET 2: SUITE 150 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 BUSINESS PHONE: 4407531490 4 1 edgar.xml FORM 4 - X0202 4 2004-10-20 0 0000892553 CHART INDUSTRIES INC CIDI.OB 0001264367 HARMON MICHAEL P C/O OAKTREE CAPITAL MANAGEMENT, LLC 333 SOUTH GRAND AVENUE, 28TH FLOOR LOS ANGELES CA 90071 1 0 0 0 Stock Option (right to buy) 43.05 2004-10-20 4 A 0 2000 0 A 2005-10-20 2014-10-19 Common Stock 2000 2000 D The option was granted under the Chart Industries, Inc. 2004 Stock Option Plan for Outside Directors upon approval of the Board of Directors in a transaction exempt under Rule 16b-3. The reporting person is a Senior Vice President of Oaktree Capital Management, LLC ("Oaktree"), which is the general partner of OCM Principal Opportunities Fund II, L.P. (the "Fund"). Pursuant to Oaktree's policies and an agreement between the reporting person and the Fund, the reporting person is deemed to hold the reported option for the benefit of the Fund, and must exercise the option solely upon the direction of the Fund, which is entitled to the shares issued upon exercise. The reporting person disclaims beneficial ownership of the reported option except to the extent of his pecuniary interest therein. Michael P. Harmon 2004-10-22 -----END PRIVACY-ENHANCED MESSAGE-----