0001213900-20-001926.txt : 20200127 0001213900-20-001926.hdr.sgml : 20200127 20200127165818 ACCESSION NUMBER: 0001213900-20-001926 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200127 FILED AS OF DATE: 20200127 DATE AS OF CHANGE: 20200127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATES SHILOH R CENTRAL INDEX KEY: 0001264036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23328 FILM NUMBER: 20550375 MAIL ADDRESS: STREET 1: 1350 6TH AVENUE, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Flat Rock Opportunity Fund CENTRAL INDEX KEY: 0001732078 IRS NUMBER: 826905131 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125963413 MAIL ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 ownership.xml X0306 4 2020-01-27 0 0001732078 Flat Rock Opportunity Fund FROPX 0001264036 BATES SHILOH R C/O FLAT ROCK OPPORTUNITY FUND 1350 6TH AVENUE, 18TH FLOOR NEW YORK NY 10019 0 1 0 0 Chief Investment Officer Common Shares of Beneficial Interest 2020-01-27 4 P 0 43.991 19.64 A 17471.969 D /s/ Shiloh Bates 2020-01-27