N-PX 1 fp0066732_npx.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number: 811-21432

 

REAVES UTILITY INCOME FUND

(Exact name of registrant as specified in charter)

 

1290 Broadway, Suite 1000, Denver, Colorado 80203

(Address of principal executive offices) (Zip code)

 

Sareena Khwaja-Dixon Esq.

Reaves Utility Income Fund

1290 Broadway, Suite 1000

Denver, Colorado 80203

(Name and address of agent for service)

 

Registrant’s Telephone Number, including Area Code: (303) 623-2577

 

Date of fiscal year end: October 31

 

Date of reporting period: July 1, 2020 - June 30, 2021

 

 

 

Item 1. Proxy Voting Record.

 

Vote Summary

 

COGECO COMMUNICATIONS INC.
Security 19239C106         Meeting Type Annual
Ticker Symbol CGEAF         Meeting Date 15-Jan-2021
ISIN CA19239C1068         Agenda 935318142 - Management
Record Date 30-Nov-2020         Holding Recon Date 30-Nov-2020
City / Country   / Canada         Vote Deadline Date 12-Jan-2021
SEDOL(s)           Quick Code  
                             
Item Proposal Proposed by Vote Management Recommendation  
1 DIRECTOR Management      
    1 Colleen Abdoulah Withheld For  
    2 Louis Audet Withheld For  
    3 Robin Bienenstock Withheld For  
    4 James C. Cherry Withheld For  
    5 Pippa Dunn Withheld For  
    6 Joanne Ferstman Withheld For  
    7 Philippe Jetté Withheld For  
    8 Bernard Lord Withheld For  
    9 David McAusland Withheld For  
    10 Caroline Papadatos Withheld For  
2 Appointment of Auditors Appoint Deloitte LLP, Chartered Accountants, as auditors and authorize the Board of Directors to fix their remuneration. Management For For  
3 Board's approach to Executive Compensation Management and the Board of Directors of the Corporation recommend voting FOR the advisory resolution accepting the Board's approach to executive compensation. The text of the advisory resolution accepting the Board's approach to executive compensation is set out on page 18 of the Management Proxy Circular. Management Against For  
                             
ORSTED
Security K7653Q105         Meeting Type Annual General Meeting
Ticker Symbol           Meeting Date 01-Mar-2021
ISIN DK0060094928         Agenda 713588993 - Management
Record Date 22-Feb-2021         Holding Recon Date 22-Feb-2021
City / Country TBD / Denmark         Vote Deadline Date 24-Feb-2021
SEDOL(s) BD44FS1 - BD5VTT0 - BYT16L4 - BZB1L58         Quick Code  
                             
Item Proposal Proposed by Vote Management Recommendation  
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT- VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR-AN ADDED FEE IF REQUESTED. THANK YOU Non-Voting      
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. Non-Voting      
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE Non-Voting      
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU Non-Voting      
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 9.1 TO 9.9 AND 11. THANK YOU Non-Voting      
1 REPORT BY THE BOARD OF DIRECTORS Non-Voting      
2 PRESENTATION OF THE AUDITED ANNUAL REPORT FOR APPROVAL Management For For  
3 PRESENTATION OF THE REMUNERATION REPORT FOR ADVISORY VOTE Management For For  
4 PROPOSAL TO DISCHARGE THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD FROM THEIR LIABILITIES Management For For  
5 PROPOSAL FOR THE APPROPRIATION OF THE PROFIT ACCORDING TO THE APPROVED ANNUAL REPORT Management For For  
6 PROPOSAL FROM THE BOARD OF DIRECTORS FOR AUTHORIZATION TO ACQUIRE TREASURY SHARES Management For For  
7.1 PROPOSAL FROM THE BOARD OF DIRECTORS: ADOPTION OF AN AMENDMENT OF THE REMUNERATION POLICY TO AUTHORISE THE BOARD OF DIRECTORS TO IMPLEMENT A SCHEME FOR INDEMNIFICATION OF THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD Management For For  
7.2 PROPOSAL FROM THE BOARD OF DIRECTORS: ADOPTION OF AN AMENDMENT OF THE REMUNERATION POLICY TO ALLOW FOR A FIXED ANNUAL TRAVEL COMPENSATION FOR BOARD MEMBERS RESIDING OUTSIDE EUROPE Management For For  
7.3 PROPOSAL FROM THE BOARD OF DIRECTORS: ADOPTION OF AN AUTHORISATION IN THE ARTICLES OF ASSOCIATION TO CONDUCT COMPLETELY ELECTRONIC GENERAL MEETINGS Management For For  
7.4 PROPOSAL FROM THE BOARD OF DIRECTORS: GRANT OF AUTHORISATION Management For For  
8 ANY PROPOSALS FROM THE SHAREHOLDERS (NO PROPOSALS) Non-Voting      
9.1 ELECTION OF EIGHT MEMBERS OF THE BOARD OF DIRECTORS Management For For  
9.2 RE-ELECTION OF THOMAS THUNE ANDERSEN AS CHAIRMAN OF THE BOARD OF DIRECTORS Management For For  
9.3 RE-ELECTION OF LENE SKOLE AS DEPUTY CHAIRMAN OF THE BOARD OF DIRECTORS Management For For  
9.4 RE-ELECTION OF LYNDA ARMSTRONG AS MEMBER OF THE BOARD OF DIRECTORS Management For For  
9.5 RE-ELECTION OF JORGEN KILDAHL AS MEMBER OF THE BOARD OF DIRECTORS Management For For  
9.6 RE-ELECTION OF PETER KORSHOLM AS MEMBER OF THE BOARD OF DIRECTORS Management For For  
9.7 RE-ELECTION OF DIETER WEMMER AS MEMBER OF THE BOARD OF DIRECTORS Management For For  
9.8 ELECTION OF JULIA KING, BARONESS BROWN OF CAMBRIDGE, AS NEW MEMBER OF THE BOARD OF DIRECTORS Management For For  
9.9 ELECTION OF HENRIK POULSEN AS NEW MEMBER OF THE BOARD OF DIRECTORS Management For For  
10 DETERMINATION OF THE REMUNERATION PAYABLE TO THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2021 Management For For  
11 RE-ELECTION OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR Management For For  
12 ANY OTHER BUSINESS Non-Voting      
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU Non-Voting      
CMMT 05 FEB 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED- MEMBER/CUSTODIAN) WILL BE Non-Voting      
  REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE-TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU                
CMMT 05 FEB 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      
                             
PUBLIC SERVICE ENTERPRISE GROUP INC.
Security 744573106         Meeting Type Annual
Ticker Symbol PEG         Meeting Date 20-Apr-2021
ISIN US7445731067         Agenda 935350734 - Management
Record Date 19-Feb-2021         Holding Recon Date 19-Feb-2021
City / Country   / United States         Vote Deadline Date 19-Apr-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1A. Election of Director: Ralph Izzo Management For For  
1B. Election of Director: Shirley Ann Jackson Management For For  
1C. Election of Director: Willie A. Deese Management For For  
1D. Election of Director: David Lilley Management For For  
1E. Election of Director: Barry H. Ostrowsky Management For For  
1F. Election of Director: Scott G. Stephenson Management For For  
1G. Election of Director: Laura A. Sugg Management For For  
1H. Election of Director: John P. Surma Management For For  
1I. Election of Director: Susan Tomasky Management For For  
1J. Election of Director: Alfred W. Zollar Management For For  
2. Advisory vote on the approval of executive compensation. Management For For  
3. Ratification of the appointment of Deloitte & Touche LLP as Independent Auditor for the year 2021. Management For For  
4. Approval of the 2021 Equity Compensation Plan for Outside Directors. Management For For  
5. Approval of the 2021 Long-Term Incentive Plan. Management For For  
                             
CANADIAN PACIFIC RAILWAY LIMITED
Security 13645T100         Meeting Type Annual and Special Meeting
Ticker Symbol CP         Meeting Date 21-Apr-2021
ISIN CA13645T1003         Agenda 935354251 - Management
Record Date 26-Feb-2021         Holding Recon Date 26-Feb-2021
City / Country   / Canada         Vote Deadline Date 19-Apr-2021
SEDOL(s)           Quick Code  
                             
Item Proposal Proposed by Vote Management Recommendation  
01 DIRECTOR Management      
    1 The Hon. John Baird For For  
    2 Isabelle Courville For For  
    3 Keith E. Creel For For  
    4 Gillian H. Denham For For  
    5 Edward R. Hamberger For For  
    6 Rebecca MacDonald For For  
    7 Edward L. Monser For For  
    8 Matthew H. Paull For For  
    9 Jane L. Peverett For For  
    10 Andrea Robertson For For  
    11 Gordon T. Trafton For For  
02 Appointment of Auditor as named in the Proxy Circular. Management For For  
03 Advisory vote to approve Compensation of the Corporation's Named Executive Officers as described in the Proxy Circular. Management For For  
04 Vote on a special resolution to approve the Share Split as described in the Proxy Circular. Management For For  
05 Vote to approve the Shareholder Proposal as described in the Proxy Circular. Shareholder For For  
                             
EDISON INTERNATIONAL
Security 281020107         Meeting Type Annual
Ticker Symbol EIX         Meeting Date 22-Apr-2021
ISIN US2810201077         Agenda 935343258 - Management
Record Date 01-Mar-2021         Holding Recon Date 01-Mar-2021
City / Country   / United States         Vote Deadline Date 21-Apr-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1A. Election of Director: Jeanne Beliveau-Dunn Management For For  
1B. Election of Director: Michael C. Camuñez Management For For  
1C. Election of Director: Vanessa C.L. Chang Management For For  
1D. Election of Director: James T. Morris Management For For  
1E. Election of Director: Timothy T. O'Toole Management For For  
1F. Election of Director: Pedro J. Pizarro Management For For  
1G. Election of Director: Carey A. Smith Management For For  
1H. Election of Director: Linda G. Stuntz Management For For  
1I. Election of Director: William P. Sullivan Management For For  
1J. Election of Director: Peter J. Taylor Management For For  
1K. Election of Director: Keith Trent Management For For  
2. Ratification of the Independent Registered Public Accounting Firm. Management For For  
3. Advisory Vote to Approve Executive Compensation. Management For For  
4. Approval of the Edison International Employee Stock Purchase Plan. Management For For  
5. Shareholder Proposal Regarding Proxy Access. Shareholder Against Against  
                             
CHARTER COMMUNICATIONS, INC.
Security 16119P108         Meeting Type Annual
Ticker Symbol CHTR         Meeting Date 27-Apr-2021
ISIN US16119P1084         Agenda 935348599 - Management
Record Date 26-Feb-2021         Holding Recon Date 26-Feb-2021
City / Country   / United States         Vote Deadline Date 26-Apr-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1A. Election of Director: W. Lance Conn Management For For  
1B. Election of Director: Kim C. Goodman Management For For  
1C. Election of Director: Craig A. Jacobson Management For For  
1D. Election of Director: Gregory B. Maffei Management For For  
1E. Election of Director: John D. Markley, Jr. Management For For  
1F. Election of Director: David C. Merritt Management For For  
1G. Election of Director: James E. Meyer Management For For  
1H. Election of Director: Steven A. Miron Management For For  
1I. Election of Director: Balan Nair Management For For  
1J. Election of Director: Michael A. Newhouse Management For For  
1K. Election of Director: Mauricio Ramos Management For For  
1L. Election of Director: Thomas M. Rutledge Management For For  
1M. Election of Director: Eric L. Zinterhofer Management For For  
2. The ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ended December 31, 2021. Management For For  
3. Stockholder proposal regarding lobbying activities. Shareholder Against Against  
4. Stockholder proposal regarding Chairman of the Board and CEO roles. Shareholder Against Against  
5. Stockholder proposal regarding diversity and inclusion efforts. Shareholder Against Against  
6. Stockholder proposal regarding disclosure of greenhouse gas emissions. Shareholder Against Against  
7. Stockholder proposal regarding EEO-1 reports. Shareholder Against Against  
                             
BCE INC.
Security 05534B760         Meeting Type Annual
Ticker Symbol BCE         Meeting Date 29-Apr-2021
ISIN CA05534B7604         Agenda 935362272 - Management
Record Date 15-Mar-2021         Holding Recon Date 15-Mar-2021
City / Country   / Canada         Vote Deadline Date 26-Apr-2021
SEDOL(s)           Quick Code  
                             
Item Proposal Proposed by Vote Management Recommendation  
01 DIRECTOR Management      
    1 Mirko Bibic For For  
    2 David F. Denison For For  
    3 Robert P. Dexter For For  
    4 Ian Greenberg For For  
    5 Katherine Lee For For  
    6 Monique F. Leroux For For  
    7 Sheila A. Murray For For  
    8 Gordon M. Nixon For For  
    9 Louis P. Pagnutti For For  
    10 Calin Rovinescu For For  
    11 Karen Sheriff For For  
    12 Robert C. Simmonds For For  
    13 Jennifer Tory For For  
    14 Cornell Wright For For  
02 Appointment of Deloitte LLP as auditors Management For For  
03 Advisory resolution on executive compensation as described in the management proxy circular. Management For For  
                             
PROLOGIS, INC.
Security 74340W103         Meeting Type Annual
Ticker Symbol PLD         Meeting Date 29-Apr-2021
ISIN US74340W1036         Agenda 935354299 - Management
Record Date 08-Mar-2021         Holding Recon Date 08-Mar-2021
City / Country   / United States         Vote Deadline Date 28-Apr-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1A. Election of Director: Hamid R. Moghadam Management For For  
1B. Election of Director: Cristina G. Bita Management For For  
1C. Election of Director: George L. Fotiades Management For For  
1D. Election of Director: Lydia H. Kennard Management For For  
1E. Election of Director: Irving F. Lyons III Management For For  
1F. Election of Director: Avid Modjtabai Management For For  
1G. Election of Director: David P. O'Connor Management For For  
1H. Election of Director: Olivier Piani Management For For  
1I. Election of Director: Jeffrey L. Skelton Management For For  
1J. Election of Director: Carl B. Webb Management For For  
1K. Election of Director: William D. Zollars Management For For  
2. Advisory Vote to Approve the Company's Executive Compensation for 2020. Management For For  
3. Ratification of the Appointment of KPMG LLP as the Company's Independent Registered Public Accounting Firm for the Year 2021. Management For For  
                             
EVERSOURCE ENERGY
Security 30040W108         Meeting Type Annual
Ticker Symbol ES         Meeting Date 05-May-2021
ISIN US30040W1080         Agenda 935351774 - Management
Record Date 10-Mar-2021         Holding Recon Date 10-Mar-2021
City / Country   / United States         Vote Deadline Date 04-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1A. Election of Trustee: Cotton M. Cleveland Management For For  
1B. Election of Trustee: James S. DiStasio Management For For  
1C. Election of Trustee: Francis A. Doyle Management For For  
1D. Election of Trustee: Linda Dorcena Forry Management For For  
1E. Election of Trustee: Gregory M. Jones Management For For  
1F. Election of Trustee: James J. Judge Management For For  
1G. Election of Trustee: John Y. Kim Management For For  
1H. Election of Trustee: Kenneth R. Leibler Management For For  
1I. Election of Trustee: David H. Long Management For For  
1J. Election of Trustee: William C. Van Faasen Management For For  
1K. Election of Trustee: Frederica M. Williams Management For For  
2. Consider an advisory proposal approving the compensation of our Named Executive Officers. Management For For  
3. Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. Management For For  
                             
AMEREN CORPORATION
Security 023608102         Meeting Type Annual
Ticker Symbol AEE         Meeting Date 06-May-2021
ISIN US0236081024         Agenda 935352942 - Management
Record Date 09-Mar-2021         Holding Recon Date 09-Mar-2021
City / Country   / United States         Vote Deadline Date 05-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1A. ELECTION OF DIRECTOR: WARNER L. BAXTER Management For For  
1B. ELECTION OF DIRECTOR: CYNTHIA J. BRINKLEY Management For For  
1C. ELECTION OF DIRECTOR: CATHERINE S. BRUNE Management For For  
1D. ELECTION OF DIRECTOR: J. EDWARD COLEMAN Management For For  
1E. ELECTION OF DIRECTOR: WARD H. DICKSON Management For For  
1F. ELECTION OF DIRECTOR: NOELLE K. EDER Management For For  
1G. ELECTION OF DIRECTOR: ELLEN M. FITZSIMMONS Management For For  
1H. ELECTION OF DIRECTOR: RAFAEL FLORES Management For For  
1I. ELECTION OF DIRECTOR: RICHARD J. HARSHMAN Management For For  
1J. ELECTION OF DIRECTOR: CRAIG S. IVEY Management For For  
1K. ELECTION OF DIRECTOR: JAMES C. JOHNSON Management For For  
1L. ELECTION OF DIRECTOR: STEVEN H. LIPSTEIN Management For For  
1M. ELECTION OF DIRECTOR: LEO S. MACKAY, JR. Management For For  
2. COMPANY PROPOSAL - ADVISORY APPROVAL OF COMPENSATION OF THE NAMED EXECUTIVE OFFICERS DISCLOSED IN THE PROXY STATEMENT. Management For For  
3. COMPANY PROPOSAL - RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021. Management For For  
                             
FORTIS INC.
Security 349553107         Meeting Type Annual
Ticker Symbol FTS         Meeting Date 06-May-2021
ISIN CA3495531079         Agenda 935385890 - Management
Record Date 19-Mar-2021         Holding Recon Date 19-Mar-2021
City / Country   / Canada         Vote Deadline Date 03-May-2021
SEDOL(s)           Quick Code  
                             
Item Proposal Proposed by Vote Management Recommendation  
1 DIRECTOR Management      
    1 Tracey C. Ball For For  
    2 Pierre J. Blouin For For  
    3 Paul J. Bonavia For For  
    4 Lawrence T. Borgard For For  
    5 Maura J. Clark For For  
    6 Margarita K. Dilley For For  
    7 Julie A. Dobson For For  
    8 Lisa L. Durocher For For  
    9 Douglas J. Haughey For For  
    10 David G. Hutchens For For  
    11 Gianna M. Manes For For  
    12 Jo Mark Zurel For For  
2 Appointment of auditors and authorization of directors to fix the auditors' remuneration as described in the Management Information Circular. Management For For  
3 Approval of the Advisory and Non-Binding Resolution on the Approach to Executive Compensation as described in the Management Information Circular. Management For For  
                             
FORTIS INC.
Security 349553107         Meeting Type Annual
Ticker Symbol FTS         Meeting Date 06-May-2021
ISIN CA3495531079         Agenda 935385903 - Management
Record Date 19-Mar-2021         Holding Recon Date 19-Mar-2021
City / Country   / Canada         Vote Deadline Date 03-May-2021
SEDOL(s)           Quick Code  
                             
Item Proposal Proposed by Vote Management Recommendation  
1 DIRECTOR Management      
    1 Tracey C. Ball For For  
    2 Pierre J. Blouin For For  
    3 Paul J. Bonavia For For  
    4 Lawrence T. Borgard For For  
    5 Maura J. Clark For For  
    6 Margarita K. Dilley For For  
    7 Julie A. Dobson For For  
    8 Lisa L. Durocher For For  
    9 Douglas J. Haughey For For  
    10 David G. Hutchens For For  
    11 Gianna M. Manes For For  
    12 Jo Mark Zurel For For  
2 Appointment of auditors and authorization of directors to fix the auditors' remuneration as described in the Management Information Circular. Management For For  
3 Approval of the Advisory and Non-Binding Resolution on the Approach to Executive Compensation as described in the Management Information Circular. Management For For  
                             
SOUTHWEST GAS HOLDINGS, INC.
Security 844895102         Meeting Type Annual
Ticker Symbol SWX         Meeting Date 06-May-2021
ISIN US8448951025         Agenda 935363680 - Management
Record Date 09-Mar-2021         Holding Recon Date 09-Mar-2021
City / Country   / United States         Vote Deadline Date 05-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1. DIRECTOR Management      
    1 Robert L. Boughner For For  
    2 José A. Cárdenas For For  
    3 Stephen C. Comer For For  
    4 John P. Hester For For  
    5 Jane Lewis-Raymond For For  
    6 Anne L. Mariucci For For  
    7 Michael J. Melarkey For For  
    8 A. Randall Thoman For For  
    9 Thomas A. Thomas For For  
    10 Leslie T. Thornton For For  
2. To APPROVE, on a non-binding, advisory basis, the Company's Executive Compensation. Management For For  
3. To RATIFY the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year 2021. Management For For  
                             
WEC ENERGY GROUP, INC.
Security 92939U106         Meeting Type Annual
Ticker Symbol WEC         Meeting Date 06-May-2021
ISIN US92939U1060         Agenda 935346420 - Management
Record Date 25-Feb-2021         Holding Recon Date 25-Feb-2021
City / Country   / United States         Vote Deadline Date 05-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1A. Election of Director: Curt S. Culver Management For For  
1B. Election of Director: Danny L. Cunningham Management For For  
1C. Election of Director: William M. Farrow III Management For For  
1D. Election of Director: J. Kevin Fletcher Management For For  
1E. Election of Director: Cristina A. Garcia- Thomas Management For For  
1F. Election of Director: Maria C. Green Management For For  
1G. Election of Director: Gale E. Klappa Management For For  
1H. Election of Director: Thomas K. Lane Management For For  
1I. Election of Director: Ulice Payne, Jr. Management For For  
1J. Election of Director: Mary Ellen Stanek Management For For  
2. Ratification of Deloitte & Touche LLP as Independent Auditors for 2021. Management For For  
3. Approval of the Amendment and Restatement of the WEC Energy Group Omnibus Stock Incentive Plan. Management For For  
4. Advisory Vote to Approve Executive Compensation of the Named Executive Officers. Management For For  
                             
CMS ENERGY CORPORATION
Security 125896100         Meeting Type Annual
Ticker Symbol CMS         Meeting Date 07-May-2021
ISIN US1258961002         Agenda 935361597 - Management
Record Date 09-Mar-2021         Holding Recon Date 09-Mar-2021
City / Country   / United States         Vote Deadline Date 06-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1a. Election of Director: Jon E. Barfield Management For For  
1b. Election of Director: Deborah H. Butler Management For For  
1c. Election of Director: Kurt L. Darrow Management For For  
1d. Election of Director: William D. Harvey Management For For  
1e. Election of Director: Garrick J. Rochow Management For For  
1f. Election of Director: John G. Russell Management For For  
1g. Election of Director: Suzanne F. Shank Management For For  
1h. Election of Director: Myrna M. Soto Management For For  
1i. Election of Director: John G. Sznewajs Management For For  
1j. Election of Director: Ronald J. Tanski Management For For  
1k. Election of Director: Laura H. Wright Management For For  
2. Approve, on an advisory basis, the Company's executive compensation. Management For For  
3. Ratify the appointment of independent registered public accounting firm (PricewaterhouseCoopers LLP). Management For For  
4. Shareholder Proposal - Greenwashing Audit. Shareholder Against Against  
                             
ENTERGY CORPORATION
Security 29364G103         Meeting Type Annual
Ticker Symbol ETR         Meeting Date 07-May-2021
ISIN US29364G1031         Agenda 935360052 - Management
Record Date 09-Mar-2021         Holding Recon Date 09-Mar-2021
City / Country   / United States         Vote Deadline Date 06-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1A. Election of Director: J. R. Burbank Management For For  
1B. Election of Director: P. J. Condon Management For For  
1C. Election of Director: L. P. Denault Management For For  
1D. Election of Director: K. H. Donald Management For For  
1E. Election of Director: B. W. Ellis Management For For  
1F. Election of Director: P. L. Frederickson Management For For  
1G. Election of Director: A. M. Herman Management For For  
1H. Election of Director: M. E. Hyland Management For For  
1I. Election of Director: S. L. Levenick Management For For  
1J. Election of Director: B. L. Lincoln Management For For  
1K. Election of Director: K. A. Puckett Management For For  
2. Ratification of the Appointment of Deloitte & Touche LLP as Entergy's Independent Registered Public Accountants for 2021. Management For For  
3. Advisory Vote to Approve Named Executive Officer Compensation. Management For For  
4. Vote to Approve an Amendment to Entergy's Restated Certificate of Incorporation Authorizing the Issuance of Preferred Stock. Management For For  
                             
TELUS CORPORATION
Security 87971M996         Meeting Type Annual
Ticker Symbol           Meeting Date 07-May-2021
ISIN CA87971M9969         Agenda 935367373 - Management
Record Date 08-Mar-2021         Holding Recon Date 08-Mar-2021
City / Country   / Canada         Vote Deadline Date 04-May-2021
SEDOL(s)           Quick Code  
                             
Item Proposal Proposed by Vote Management Recommendation  
1 DIRECTOR Management      
    1 R. H. (Dick) Auchinleck For For  
    2 Raymond T. Chan For For  
    3 Hazel Claxton For For  
    4 Lisa de Wilde For For  
    5 Darren Entwistle For For  
    6 Thomas E. Flynn For For  
    7 Mary Jo Haddad For For  
    8 Kathy Kinloch For For  
    9 Christine Magee For For  
    10 John Manley For For  
    11 David Mowat For For  
    12 Marc Parent For For  
    13 Denise Pickett For For  
    14 W. Sean Willy For For  
2 Appoint Deloitte LLP as auditors for the ensuing year and authorize directors to fix their remuneration. Management For For  
3 Approve the Company's approach to executive compensation. Management For For  
4 Approve the TELUS Directors Deferred Share Unit Plan. Management For For  
                             
AMERICAN WATER WORKS COMPANY, INC.
Security 030420103         Meeting Type Annual
Ticker Symbol AWK         Meeting Date 12-May-2021
ISIN US0304201033         Agenda 935369074 - Management
Record Date 17-Mar-2021         Holding Recon Date 17-Mar-2021
City / Country   / United States         Vote Deadline Date 11-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1A. Election of Director: Jeffrey N. Edwards Management For For  
1B. Election of Director: Martha Clark Goss Management For For  
1C. Election of Director: Veronica M. Hagen Management For For  
1D. Election of Director: Kimberly J. Harris Management For For  
1E. Election of Director: Julia L. Johnson Management For For  
1F. Election of Director: Patricia L. Kampling Management For For  
1G. Election of Director: Karl F. Kurz Management For For  
1H. Election of Director: Walter J. Lynch Management For For  
1I. Election of Director: George MacKenzie Management For For  
1J. Election of Director: James G. Stavridis Management For For  
1K. Election of Director: Lloyd M. Yates Management For For  
2. Approval, on an advisory basis, of the compensation of the Company's named executive officers. Management For For  
3. Ratification of the appointment, by the Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. Management For For  
                             
NORFOLK SOUTHERN CORPORATION
Security 655844108         Meeting Type Annual
Ticker Symbol NSC         Meeting Date 13-May-2021
ISIN US6558441084         Agenda 935363046 - Management
Record Date 05-Mar-2021         Holding Recon Date 05-Mar-2021
City / Country   / United States         Vote Deadline Date 12-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1a. Election of Director: Thomas D. Bell, Jr. Management For For  
1b. Election of Director: Mitchell E. Daniels, Jr. Management For For  
1c. Election of Director: Marcela E. Donadio Management For For  
1d. Election of Director: John C. Huffard, Jr. Management For For  
1e. Election of Director: Christopher T. Jones Management For For  
1f. Election of Director: Thomas C. Kelleher Management For For  
1g. Election of Director: Steven F. Leer Management For For  
1h. Election of Director: Michael D. Lockhart Management For For  
1i. Election of Director: Amy E. Miles Management For For  
1j. Election of Director: Claude Mongeau Management For For  
1k. Election of Director: Jennifer F. Scanlon Management For For  
1l. Election of Director: James A. Squires Management For For  
1m. Election of Director: John R. Thompson Management For For  
2. Ratification of the appointment of KPMG LLP, independent registered public accounting firm, as Norfolk Southern's independent auditors for the year ending December 31, 2021. Management For For  
3. Approval of the advisory resolution on executive compensation, as disclosed in the proxy statement for the 2021 Annual Meeting of Shareholders. Management For For  
4. Proposal regarding revisions to ownership requirements for proxy access. Shareholder Against Against  
5. Proposal regarding a report on lobbying activity alignment with Paris Climate Agreement. Shareholder Against Against  
                             
SBA COMMUNICATIONS CORPORATION
Security 78410G104         Meeting Type Annual
Ticker Symbol SBAC         Meeting Date 13-May-2021
ISIN US78410G1040         Agenda 935375938 - Management
Record Date 11-Mar-2021         Holding Recon Date 11-Mar-2021
City / Country   / United States         Vote Deadline Date 12-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1.1 Election of Director For a three-year term expiring at the 2024 Annual Meeting: Mary S. Chan Management For For  
1.2 Election of Director For a three-year term expiring at the 2024 Annual Meeting: George R. Krouse, Jr. Management For For  
2. Ratification of the appointment of Ernst & Young LLP as SBA's independent registered public accounting firm for the 2021 fiscal year. Management For For  
3. Approval, on an advisory basis, of the compensation of SBA's named executive officers. Management For For  
                             
UNION PACIFIC CORPORATION
Security 907818108         Meeting Type Annual
Ticker Symbol UNP         Meeting Date 13-May-2021
ISIN US9078181081         Agenda 935364947 - Management
Record Date 16-Mar-2021         Holding Recon Date 16-Mar-2021
City / Country   / United States         Vote Deadline Date 12-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1A. Election of Director: Andrew H. Card Jr. Management For For  
1B. Election of Director: William J. DeLaney Management For For  
1C. Election of Director: David B. Dillon Management For For  
1D. Election of Director: Lance M. Fritz Management For For  
1E. Election of Director: Deborah C. Hopkins Management For For  
1F. Election of Director: Jane H. Lute Management For For  
1G. Election of Director: Michael R. McCarthy Management For For  
1H. Election of Director: Thomas F. McLarty III Management For For  
1I. Election of Director: Jose H. Villarreal Management For For  
1J. Election of Director: Christopher J. Williams Management For For  
2. Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2021. Management For For  
3. An advisory vote to approve executive compensation ("Say on Pay"). Management For For  
4. Adoption of the Union Pacific Corporation 2021 Stock Incentive Plan. Management For For  
5. Adoption of the Union Pacific Corporation 2021 Employee Stock Purchase Plan. Management For For  
6. Shareholder proposal requesting an EEO-1 Report Disclosure, if properly presented at the Annual Meeting. Shareholder Against Against  
7. Shareholder proposal requesting an Annual Diversity and Inclusion Efforts Report, if properly presented at the Annual Meeting. Shareholder Against Against  
8. Shareholder proposal requesting an Annual Emissions Reduction Plan & annual advisory vote on Emissions Reduction Plan, if properly presented at the Annual Meeting. Shareholder Against Against  
                             
VERIZON COMMUNICATIONS INC.
Security 92343V104         Meeting Type Annual
Ticker Symbol VZ         Meeting Date 13-May-2021
ISIN US92343V1044         Agenda 935364846 - Management
Record Date 15-Mar-2021         Holding Recon Date 15-Mar-2021
City / Country   / United States         Vote Deadline Date 12-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1a. Election of Director: Shellye L. Archambeau Management For For  
1b. Election of Director: Roxanne S. Austin Management For For  
1c. Election of Director: Mark T. Bertolini Management For For  
1d. Election of Director: Melanie L. Healey Management For For  
1e. Election of Director: Clarence Otis, Jr. Management For For  
1f. Election of Director: Daniel H. Schulman Management For For  
1g. Election of Director: Rodney E. Slater Management For For  
1h. Election of Director: Hans E. Vestberg Management For For  
1i. Election of Director: Gregory G. Weaver Management For For  
2 Advisory Vote to Approve Executive Compensation Management For For  
3 Ratification of Appointment of Independent Registered Public Accounting Firm Management For For  
4 Shareholder Action by Written Consent Shareholder Against Against  
5 Amend Clawback Policy Shareholder Against Against  
6 Shareholder Ratification of Annual Equity Awards Shareholder Against Against  
                             
SEMPRA ENERGY
Security 816851109         Meeting Type Annual
Ticker Symbol SRE         Meeting Date 14-May-2021
ISIN US8168511090         Agenda 935366460 - Management
Record Date 19-Mar-2021         Holding Recon Date 19-Mar-2021
City / Country   / United States         Vote Deadline Date 13-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1A. Election of Director: Alan L. Boeckmann Management For For  
1B. Election of Director: Andrés Conesa Management For For  
1C. Election of Director: Maria Contreras-Sweet Management For For  
1D. Election of Director: Pablo A. Ferrero Management For For  
1E. Election of Director: William D. Jones Management For For  
1F. Election of Director: Jeffrey W. Martin Management For For  
1G. Election of Director: Bethany J. Mayer Management For For  
1H. Election of Director: Michael N. Mears Management For For  
1I. Election of Director: Jack T. Taylor Management For For  
1J. Election of Director: Cynthia L. Walker Management For For  
1K. Election of Director: Cynthia J. Warner Management For For  
1L. Election of Director: James C. Yardley Management For For  
2. Ratification of Appointment of Independent Registered Public Accounting Firm. Management For For  
3. Advisory Approval of Our Executive Compensation. Management For For  
4. Shareholder Proposal Requesting an Amendment to Our Proxy Access Bylaw to Eliminate the Shareholder Nominating Group Limit. Shareholder Against Against  
5. Shareholder Proposal Requesting a Report on Alignment of Our Lobbying Activities with the Paris Agreement. Shareholder Against Against  
                             
FIRSTENERGY CORP.
Security 337932107         Meeting Type Annual
Ticker Symbol FE         Meeting Date 18-May-2021
ISIN US3379321074         Agenda 935365343 - Management
Record Date 19-Mar-2021         Holding Recon Date 19-Mar-2021
City / Country   / United States         Vote Deadline Date 17-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1A. Election of Director: Michael J. Anderson Management For For  
1B. Election of Director: Steven J. Demetriou Management For For  
1C. Election of Director: Julia L. Johnson Management For For  
1D. Election of Director: Jesse A. Lynn Management For For  
1E. Election of Director: Donald T. Misheff Management For For  
1F. Election of Director: Thomas N. Mitchell Management For For  
1G. Election of Director: James F. O'Neil III Management For For  
1H. Election of Director: Christopher D. Pappas Management For For  
1I. Election of Director: Luis A. Reyes Management For For  
1J. Election of Director: John W. Somerhalder II Management For For  
1K. Election of Director: Steven E. Strah Management For For  
1L. Election of Director: Andrew Teno Management For For  
1M. Election of Director: Leslie M. Turner Management For For  
1N. Election of Director: Melvin Williams Management For For  
2. Ratify the Appointment of the Independent Registered Public Accounting Firm for 2021. Management For For  
3. Approve, on an Advisory Basis, Named Executive Officer Compensation. Management For For  
                             
REALTY INCOME CORPORATION
Security 756109104         Meeting Type Annual
Ticker Symbol O         Meeting Date 18-May-2021
ISIN US7561091049         Agenda 935362929 - Management
Record Date 12-Mar-2021         Holding Recon Date 12-Mar-2021
City / Country   / United States         Vote Deadline Date 17-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1A. Election of Director to serve until the 2022 annual meeting: Kathleen R. Allen Management For For  
1B. Election of Director to serve until the 2022 annual meeting: A. Larry Chapman Management For For  
1C. Election of Director to serve until the 2022 annual meeting: Reginald H. Gilyard Management For For  
1D. Election of Director to serve until the 2022 annual meeting: Priya Cherian Huskins Management For For  
1E. Election of Director to serve until the 2022 annual meeting: Gerardo I. Lopez Management For For  
1F. Election of Director to serve until the 2022 annual meeting: Michael D. McKee Management For For  
1G. Election of Director to serve until the 2022 annual meeting: Gregory T. McLaughlin Management For For  
1H. Election of Director to serve until the 2022 annual meeting: Ronald L. Merriman Management For For  
1I. Election of Director to serve until the 2022 annual meeting: Sumit Roy Management For For  
2. The ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. Management For For  
3. A non-binding advisory proposal to approve the compensation of our named executive officers as described in the Proxy Statement. Management For For  
4. The approval of the Realty Income Corporation 2021 Incentive Award Plan. Management For For  
                             
AMERICOLD REALTY TRUST
Security 03064D108         Meeting Type Annual
Ticker Symbol COLD         Meeting Date 19-May-2021
ISIN US03064D1081         Agenda 935368109 - Management
Record Date 22-Mar-2021         Holding Recon Date 22-Mar-2021
City / Country   / United States         Vote Deadline Date 18-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1A. Election of Trustee to hold office until the Annual Meeting in 2022: Fred W. Boehler Management For For  
1B. Election of Trustee to hold office until the Annual Meeting in 2022: George J. Alburger, Jr. Management For For  
1C. Election of Trustee to hold office until the Annual Meeting in 2022: Kelly H. Barrett Management For For  
1D. Election of Trustee to hold office until the Annual Meeting in 2022: Antonio F. Fernandez Management For For  
1E. Election of Trustee to hold office until the Annual Meeting in 2022: James R. Heistand Management For For  
1F. Election of Trustee to hold office until the Annual Meeting in 2022: David J. Neithercut Management For For  
1G. Election of Trustee to hold office until the Annual Meeting in 2022: Mark R. Patterson Management For For  
1H. Election of Trustee to hold office until the Annual Meeting in 2022: Andrew P. Power Management For For  
2. Advisory Vote on Compensation of Named Executive Officers (Say- On-Pay). Management For For  
3. Ratification of Ernst & Young LLP as our Independent Accounting Firm for 2021. Management For For  
                             
CORESITE REALTY CORPORATION
Security 21870Q105         Meeting Type Annual
Ticker Symbol COR         Meeting Date 19-May-2021
ISIN US21870Q1058         Agenda 935372689 - Management
Record Date 19-Mar-2021         Holding Recon Date 19-Mar-2021
City / Country   / United States         Vote Deadline Date 18-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1. DIRECTOR Management      
    1 Robert G. Stuckey For For  
    2 Paul E. Szurek For For  
    3 Jean A. Bua For For  
    4 Kelly C. Chambliss For For  
    5 Patricia L. Higgins For For  
    6 Michael R. Koehler For For  
    7 Michael H. Millegan For For  
    8 David A. Wilson For For  
2. Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. Management For For  
3. The advisory vote to approve the compensation of our named executive officers. Management For For  
                             
XCEL ENERGY INC.
Security 98389B100         Meeting Type Annual
Ticker Symbol XEL         Meeting Date 19-May-2021
ISIN US98389B1008         Agenda 935380321 - Management
Record Date 22-Mar-2021         Holding Recon Date 22-Mar-2021
City / Country   / United States         Vote Deadline Date 18-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1A. Election of Director: Lynn Casey Management For For  
1B. Election of Director: Ben Fowke Management For For  
1C. Election of Director: Robert Frenzel Management For For  
1D. Election of Director: Netha Johnson Management For For  
1E. Election of Director: Patricia Kampling Management For For  
1F. Election of Director: George Kehl Management For For  
1G. Election of Director: Richard O'Brien Management For For  
1H. Election of Director: Charles Pardee Management For For  
1I. Election of Director: Christopher Policinski Management For For  
1J. Election of Director: James Prokopanko Management For For  
1K. Election of Director: David Westerlund Management For For  
1L. Election of Director: Kim Williams Management For For  
1M. Election of Director: Timothy Wolf Management For For  
1N. Election of Director: Daniel Yohannes Management For For  
2. Company proposal to approve, on an advisory basis, executive compensation. Management For For  
3. Company proposal to ratify the appointment of Deloitte & Touche LLP as Xcel Energy Inc.'s independent registered public accounting firm for 2021. Management For For  
4. Shareholder proposal regarding a report on the costs and benefits of Xcel Energy's voluntary climate-related activities. Shareholder Against Against  
                             
ALLIANT ENERGY CORPORATION
Security 018802108         Meeting Type Annual
Ticker Symbol LNT         Meeting Date 20-May-2021
ISIN US0188021085         Agenda 935372627 - Management
Record Date 19-Mar-2021         Holding Recon Date 19-Mar-2021
City / Country   / United States         Vote Deadline Date 19-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1. DIRECTOR Management      
    1 Roger K. Newport For For  
    2 Dean C. Oestreich For For  
    3 Carol P. Sanders For For  
2. Advisory vote to approve the compensation of our named executive officers. Management For For  
3. Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. Management For For  
4. Shareowner proposal regarding a report on the costs and benefits of Alliant Energy's voluntary climate-related activities. Shareholder Against Against  
                             
DTE ENERGY COMPANY
Security 233331107         Meeting Type Annual
Ticker Symbol DTE         Meeting Date 20-May-2021
ISIN US2333311072         Agenda 935381260 - Management
Record Date 23-Mar-2021         Holding Recon Date 23-Mar-2021
City / Country   / United States         Vote Deadline Date 19-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1. DIRECTOR Management      
    1 Gerard M. Anderson For For  
    2 David A. Brandon For For  
    3 Charles G. McClure, Jr. For For  
    4 Gail J. McGovern For For  
    5 Mark A. Murray For For  
    6 Gerardo Norcia For For  
    7 Ruth G. Shaw For For  
    8 Robert C. Skaggs, Jr. For For  
    9 David A. Thomas For For  
    10 Gary H. Torgow For For  
    11 James H. Vandenberghe For For  
    12 Valerie M. Williams For For  
2. Ratify the appointment of PricewaterhouseCoopers LLP as our independent auditors. Management For For  
3. Provide a nonbinding vote to approve the Company's executive compensation. Management For For  
4. Vote on a management proposal to amend and restate the Long-Term Incentive Plan to authorize additional shares. Management For For  
5. Vote on a shareholder proposal to make additional disclosure of political contributions. Shareholder Against Against  
6. Vote on a shareholder proposal to publish a greenwashing audit. Shareholder Against Against  
                             
ENEL S.P.A.
Security T3679P115         Meeting Type Ordinary General Meeting
Ticker Symbol           Meeting Date 20-May-2021
ISIN IT0003128367         Agenda 713943529 - Management
Record Date 11-May-2021         Holding Recon Date 11-May-2021
City / Country ROMA / Italy         Vote Deadline Date 11-May-2021
SEDOL(s) 7144569 - 7588123 - B0ZNK70 - BF445P2         Quick Code  
                             
Item Proposal Proposed by Vote Management Recommendation  
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. Non-Voting      
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU Non-Voting      
O.1 TO APPROVE THE BALANCE SHEET AS OF 31 DECEMBER 2020. BOARD OF DIRECTORS' REPORT, INTERNAL AND EXTERNAL AUDITORS REPORTS. RESOLUTIONS RELATED THERETO. TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2020 AND THE NON-FINANCIAL CONSOLIDATED DECLARATION RELATED TO YEAR 2020 Management For For  
O.2 PROFIT ALLOCATION AND DIVIDEND DISTRIBUTION OF AVAILABLE RESERVES Management For For  
O.3 TO AUTHORISE THE PURCHASE AND DISPOSAL OF OWN SHARES, UPON REVOCATION OF THE AUTHORISATION CONFERRED BY THE ORDINARY MEETING OF THE 14 MAY 2020. RESOLUTIONS RELATED THERETO Management For For  
O.4 2021 LONG-TERM INCENTIVE PLAN FOR THE MANAGEMENT OF ENEL S.P.A. AND/OR COMPANIES CONTROLLED BY IT AS PER ART. 2359 OF THE CIVIL CODE Management For For  
O.5.1 REWARDING POLICY AND EMOLUMENT PAID REPORT. FIRST SECTION: REWARDING POLICY REPORT FOR 2021 (BINDING RESOLUTION) Management For For  
O.5.2 REWARDING POLICY AND EMOLUMENT PAID REPORT. SECOND SECTION: EMOLUMENT PAID REPORT FOR 2020 (NON-BINDING RESOLUTION) Management For For  
CMMT 21 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE- VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF-DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      
CMMT 22 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND MEETING TYPE WAS CHANGED FROM AGM TO OGM. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU Non-Voting      
                             
NEXTERA ENERGY, INC.
Security 65339F101         Meeting Type Annual
Ticker Symbol NEE         Meeting Date 20-May-2021
ISIN US65339F1012         Agenda 935378201 - Management
Record Date 23-Mar-2021         Holding Recon Date 23-Mar-2021
City / Country   / United States         Vote Deadline Date 19-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1A. Election of Director: Sherry S. Barrat Management For For  
1B. Election of Director: James L. Camaren Management For For  
1C. Election of Director: Kenneth B. Dunn Management For For  
1D. Election of Director: Naren K. Gursahaney Management For For  
1E. Election of Director: Kirk S. Hachigian Management For For  
1F. Election of Director: Amy B. Lane Management For For  
1G. Election of Director: David L. Porges Management For For  
1H. Election of Director: James L. Robo Management For For  
1I. Election of Director: Rudy E. Schupp Management For For  
1J. Election of Director: John L. Skolds Management For For  
1K. Election of Director: Lynn M. Utter Management For For  
1L. Election of Director: Darryl L. Wilson Management For For  
2. Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2021. Management For For  
3. Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement. Management For For  
4. Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan. Management For For  
5. A proposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders. Shareholder Against Against  
                             
PG&E CORPORATION
Security 69331C108         Meeting Type Annual
Ticker Symbol PCG         Meeting Date 20-May-2021
ISIN US69331C1080         Agenda 935380650 - Management
Record Date 22-Mar-2021         Holding Recon Date 22-Mar-2021
City / Country   / United States         Vote Deadline Date 19-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1A. Election of Director: Cheryl F. Campbell Management For For  
1B. Election of Director: Kerry W. Cooper Management For For  
1C. Election of Director: Arno L. Harris Management For For  
1D. Election of Director: Michael R. Niggli Management For For  
1E. Election of Director: Oluwadara J. Treseder Management For For  
1F. Election of Director: Benjamin F. Wilson Management For For  
2. Ratification of Deloitte and Touche, LLP as the Independent Public Accounting Firm. Management For For  
3. Advisory Vote on Executive Compensation. Management For For  
4. Management Proposal to Approve the PG&E Corporation 2021 Long- Term Incentive Plan. Management For For  
                             
SHAW COMMUNICATIONS INC.
Security 82028K200         Meeting Type Special
Ticker Symbol SJR         Meeting Date 20-May-2021
ISIN CA82028K2002         Agenda 935403648 - Management
Record Date 06-Apr-2021         Holding Recon Date 06-Apr-2021
City / Country   / Canada         Vote Deadline Date 17-May-2021
SEDOL(s)           Quick Code  
                             
Item Proposal Proposed by Vote Management Recommendation  
01 A special resolution, the full text of which is set forth in Appendix A to the accompanying management information circular dated April 14, 2021 (the "Circular"), to approve the proposed arrangement between Shaw Communications Inc. ("Shaw"), Rogers Communications Inc. (the "Purchaser") and the holders of Class A Participating Shares and Class B Non- Voting Participating Shares of Shaw pursuant to a plan of arrangement under section 193 of the Business Corporations Act (Alberta), whereby the Purchaser will, among other things, acquire all of the issued and outstanding Class A Participating Shares and Class B Non- Voting Participating Shares in the capital of Shaw, as more particularly described in the Circular. Management For For  
                             
CROWN CASTLE INTERNATIONAL CORP
Security 22822V101         Meeting Type Annual
Ticker Symbol CCI         Meeting Date 21-May-2021
ISIN US22822V1017         Agenda 935372588 - Management
Record Date 22-Mar-2021         Holding Recon Date 22-Mar-2021
City / Country   / United States         Vote Deadline Date 20-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1A. Election of Director: P. Robert Bartolo Management For For  
1B. Election of Director: Jay A. Brown Management For For  
1C. Election of Director: Cindy Christy Management For For  
1D. Election of Director: Ari Q. Fitzgerald Management For For  
1E. Election of Director: Andrea J. Goldsmith Management For For  
1F. Election of Director: Lee W. Hogan Management For For  
1G. Election of Director: Tammy K. Jones Management For For  
1H. Election of Director: J. Landis Martin Management For For  
1I. Election of Director: Anthony J. Melone Management For For  
1J. Election of Director: W. Benjamin Moreland Management For For  
1K. Election of Director: Kevin A. Stephens Management For For  
1L. Election of Director: Matthew Thornton, III Management For For  
2. The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2021. Management For For  
3. The non-binding, advisory vote to approve the compensation of the Company's named executive officers. Management For For  
4. The non-binding, advisory vote regarding the frequency of voting on the compensation of the Company's named executive officers. Management 1 Year 1 Year  
                             
NISOURCE INC.
Security 65473P105         Meeting Type Annual
Ticker Symbol NI         Meeting Date 25-May-2021
ISIN US65473P1057         Agenda 935412560 - Management
Record Date 30-Mar-2021         Holding Recon Date 30-Mar-2021
City / Country   / United States         Vote Deadline Date 24-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1A. Election of Director to hold office until the next Annual Meeting: Peter A. Altabef Management For For  
1B. Election of Director to hold office until the next Annual Meeting: Theodore H. Bunting, Jr. Management For For  
1C. Election of Director to hold office until the next Annual Meeting: Eric L. Butler Management For For  
1D. Election of Director to hold office until the next Annual Meeting: Aristides S. Candris Management For For  
1E. Election of Director to hold office until the next Annual Meeting: Wayne S. DeVeydt Management For For  
1F. Election of Director to hold office until the next Annual Meeting: Joseph Hamrock Management For For  
1G. Election of Director to hold office until the next Annual Meeting: Deborah A. Henretta Management For For  
1H. Election of Director to hold office until the next Annual Meeting: Deborah A. P. Hersman Management For For  
1I. Election of Director to hold office until the next Annual Meeting: Michael E. Jesanis Management For For  
1J. Election of Director to hold office until the next Annual Meeting: Kevin T. Kabat Management For For  
1K. Election of Director to hold office until the next Annual Meeting: Carolyn Y. Woo Management For For  
1L. Election of Director to hold office until the next Annual Meeting: Lloyd M. Yates Management For For  
2. To approve named executive officer compensation on an advisory basis. Management For For  
3. To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. Management For For  
4. To consider a stockholder proposal regarding proxy access. Shareholder Against Against  
                             
AMERICAN TOWER CORPORATION
Security 03027X100         Meeting Type Annual
Ticker Symbol AMT         Meeting Date 26-May-2021
ISIN US03027X1000         Agenda 935387755 - Management
Record Date 29-Mar-2021         Holding Recon Date 29-Mar-2021
City / Country   / United States         Vote Deadline Date 25-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1A. Election of Director: Thomas A. Bartlett Management For For  
1B. Election of Director: Raymond P. Dolan Management For For  
1C. Election of Director: Kenneth R. Frank Management For For  
1D. Election of Director: Robert D. Hormats Management For For  
1E. Election of Director: Gustavo Lara Cantu Management For For  
1F. Election of Director: Grace D. Lieblein Management For For  
1G. Election of Director: Craig Macnab Management For For  
1H. Election of Director: JoAnn A. Reed Management For For  
1I. Election of Director: Pamela D.A. Reeve Management For For  
1J. Election of Director: David E. Sharbutt Management For For  
1K. Election of Director: Bruce L. Tanner Management For For  
1L. Election of Director: Samme L. Thompson Management For For  
2. To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. Management For For  
3. To approve, on an advisory basis, the Company's executive compensation. Management For For  
4. Stockholder proposal to amend the appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders. Shareholder For Against  
5. Stockholder proposal to require the Board of Directors to create a standing committee to oversee human rights issues. Shareholder For Against  
                             
EQUINIX, INC.
Security 29444U700         Meeting Type Annual
Ticker Symbol EQIX         Meeting Date 26-May-2021
ISIN US29444U7000         Agenda 935390550 - Management
Record Date 01-Apr-2021         Holding Recon Date 01-Apr-2021
City / Country   / United States         Vote Deadline Date 25-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1. DIRECTOR Management      
    1 Thomas Bartlett For For  
    2 Nanci Caldwell For For  
    3 Adaire Fox-Martin For For  
    4 Gary Hromadko For For  
    5 Irving Lyons III For For  
    6 Charles Meyers For For  
    7 Christopher Paisley For For  
    8 Sandra Rivera For For  
    9 Peter Van Camp For For  
2. To approve, by a non-binding advisory vote, the compensation of Equinix's named executive officers. Management For For  
3. To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending Dec. 31, 2021. Management For For  
4. A stockholder proposal, related to written consent of stockholders. Shareholder Against Against  
                             
THE SOUTHERN COMPANY
Security 842587107         Meeting Type Annual
Ticker Symbol SO         Meeting Date 26-May-2021
ISIN US8425871071         Agenda 935388555 - Management
Record Date 29-Mar-2021         Holding Recon Date 29-Mar-2021
City / Country   / United States         Vote Deadline Date 25-May-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1A. Election of Director: Janaki Akella Management For For  
1B. Election of Director: Juanita Powell Baranco Management For For  
1C. Election of Director: Henry A. Clark III Management For For  
1D. Election of Director: Anthony F. Earley, Jr. Management For For  
1E. Election of Director: Thomas A. Fanning Management For For  
1F. Election of Director: David J. Grain Management For For  
1G. Election of Director: Colette D. Honorable Management For For  
1H. Election of Director: Donald M. James Management For For  
1I. Election of Director: John D. Johns Management For For  
1J. Election of Director: Dale E. Klein Management For For  
1K. Election of Director: Ernest J. Moniz Management For For  
1L. Election of Director: William G. Smith, Jr Management For For  
1M. Election of Director: E. Jenner Wood III Management For For  
2. Advisory vote to approve executive compensation. Management For For  
3. Approve the 2021 Equity and Incentive Compensation Plan. Management For For  
4. Ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for 2021. Management For For  
5. Approve an amendment to the Restated Certificate of Incorporation to reduce the supermajority vote requirement to a majority vote requirement. Management For For  
                             
COMCAST CORPORATION
Security 20030N101         Meeting Type Annual
Ticker Symbol CMCSA         Meeting Date 02-Jun-2021
ISIN US20030N1019         Agenda 935407139 - Management
Record Date 05-Apr-2021         Holding Recon Date 05-Apr-2021
City / Country   / United States         Vote Deadline Date 01-Jun-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1. DIRECTOR Management      
    1 Kenneth J. Bacon For For  
    2 Madeline S. Bell For For  
    3 Naomi M. Bergman For For  
    4 Edward D. Breen For For  
    5 Gerald L. Hassell For For  
    6 Jeffrey A. Honickman For For  
    7 Maritza G. Montiel For For  
    8 Asuka Nakahara For For  
    9 David C. Novak For For  
    10 Brian L. Roberts For For  
2. Advisory vote on executive compensation. Management For For  
3. Ratification of the appointment of our independent auditors. Management For For  
4. Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. Shareholder Against Against  
                             
T-MOBILE US, INC.
Security 872590104         Meeting Type Annual
Ticker Symbol TMUS         Meeting Date 03-Jun-2021
ISIN US8725901040         Agenda 935400921 - Management
Record Date 07-Apr-2021         Holding Recon Date 07-Apr-2021
City / Country   / United States         Vote Deadline Date 02-Jun-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1. DIRECTOR Management      
    1 Marcelo Claure For For  
    2 Srikant M. Datar For For  
    3 Bavan M. Holloway For For  
    4 Timotheus Höttges For For  
    5 Christian P. Illek For For  
    6 Raphael Kübler For For  
    7 Thorsten Langheim For For  
    8 Dominique Leroy For For  
    9 G. Michael Sievert For For  
    10 Teresa A. Taylor For For  
    11 Omar Tazi For For  
    12 Kelvin R. Westbrook For For  
    13 Michael Wilkens For For  
2. Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021. Management For For  
                             
ALTICE USA, INC.
Security 02156K103         Meeting Type Annual
Ticker Symbol ATUS         Meeting Date 16-Jun-2021
ISIN US02156K1034         Agenda 935425036 - Management
Record Date 19-Apr-2021         Holding Recon Date 19-Apr-2021
City / Country   / United States         Vote Deadline Date 15-Jun-2021
SEDOL(s)           Quick Code  
Item Proposal Proposed by Vote Management Recommendation  
1A. Election of Director: Patrick Drahi Management For For  
1B. Election of Director: Gerrit Jan Bakker Management For For  
1C. Election of Director: Manon Brouillette Management For For  
1D. Election of Director: David Drahi Management For For  
1E. Election of Director: Dexter Goei Management For For  
1F. Election of Director: Mark Mullen Management For For  
1G. Election of Director: Dennis Okhuijsen Management For For  
1H. Election of Director: Charles Stewart Management For For  
1I. Election of Director: Raymond Svider Management For For  
2. To ratify the appointment of the Company's Independent Registered Public Accounting Firm for 2021. Management For For  
                             

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  Reaves Utility Income Fund  
       
  By: /s/ Joseph (Jay) Rhame III  
    Joseph (Jay) Rhame III  
    President  
       
  Date: July 14, 2021