0001857523-21-000003.txt : 20210514 0001857523-21-000003.hdr.sgml : 20210514 20210514135650 ACCESSION NUMBER: 0001857523-21-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20210514 DATE AS OF CHANGE: 20210514 EFFECTIVENESS DATE: 20210514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: K2 INSTITUTIONAL INVESTORS II LTD CENTRAL INDEX KEY: 0001263831 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-58614 FILM NUMBER: 21923589 BUSINESS ADDRESS: STREET 1: KINGSTON CHAMBERS, SEA MEADOW HOUSE STREET 2: BLACKBURNE HIGHWAY CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: 00000 BUSINESS PHONE: 284-852-3000 MAIL ADDRESS: STREET 1: KINGSTON CHAMBERS, SEA MEADOW HOUSE STREET 2: BLACKBURNE HIGHWAY CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: 00000 D/A 1 primary_doc.xml X0708 D/A LIVE 0001263831 K2 INSTITUTIONAL INVESTORS II LTD Kingston Chambers, Sea Meadow House Blackburne Highway Road Town, Tortola D8 VIRGIN ISLANDS, BRITISH 00000 284-852-3000 VIRGIN ISLANDS, BRITISH None None Corporation true n/a K2/D&S Management Co., L.L.C. 300 Atlantic Street 12th Floor Stamford CT CONNECTICUT 06901 Executive Officer Investment Manager Nolan T. Altman 3817 Oceanside Rd East Oceanside NY NEW YORK 11572 Director Andrew Kandiew K2/D&S Management Co., LLC 300 Atlantic Street,12th Floor Stamford CT CONNECTICUT 06901 Director David S. Sargison 31 Woodland Drive POB 414 SAV Lower Valley Bodden Town E9 CAYMAN ISLANDS KY1-1502 Director Bjorn A. Davis K2 Advisors L.LC. 300 Atlantic Street, 12th Floor Stamford CT CONNECTICUT 06901 Executive Officer CCO of the Investment Manager of the Issuer David Manlowe Franklin Templeton Investments 9 West 57th Street, Suite 4920 New York NY NEW YORK 10019 Executive Officer Chief Operating Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001263831-20-000001 2003-09-01 false true false 500000 Morgan Stanley 149777 None None 2000 Westchester Avenue Purchase NY NEW YORK 10577-2530 All States false Deutsche Bank Securities Inc. 2525 None None 60 Wall Street New York NY NEW YORK 10005 All States false Merrill Lynch Pierce Fenner & Smith, Inc. 7691 None None One Bryant Park New York NY NEW YORK 10036 All States false Highland Information Services, Inc. 25873 None None 2545 Highland Avenue, Suite 200 Birmingham AL ALABAMA 35205 true Indefinite 1037853273 Indefinite false 5 3589882 true 0 Highland Information Services, Inc., is no longer registered as a broker and no longer receives sales commissions from the Issuer. 0 false K2 INSTITUTIONAL INVESTORS II LTD Bjorn A. Davis Bjorn A. Davis CCO of the Investment Manager of the Issuer 2021-05-14