0001213900-23-060306.txt : 20230727 0001213900-23-060306.hdr.sgml : 20230727 20230727170008 ACCESSION NUMBER: 0001213900-23-060306 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230726 FILED AS OF DATE: 20230727 DATE AS OF CHANGE: 20230727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAULSON RANDALL E CENTRAL INDEX KEY: 0001263385 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37503 FILM NUMBER: 231119264 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 4/A 1 ownership.xml X0508 4/A 2023-07-26 2023-07-26 0 0001464790 B. Riley Financial, Inc. RILY 0001263385 PAULSON RANDALL E C/O B. RILEY FINANCIAL, INC. 11100 SANTA MONICA BLVD., SUITE 800 SANTA MONICA CA 90025 1 0 0 0 0 Common Stock 2023-07-26 4 P 0 5000 55 A 308979 D This amended report is being filed to correct the date of the transaction. Represents stock purchased as part of public offering of common stock by the issuer. Includes 83 shares that were inadvertently omitted from prior Form 4 /s/ Randall Paulson 2023-07-26