0001564590-19-006374.txt : 20190306 0001564590-19-006374.hdr.sgml : 20190306 20190306061040 ACCESSION NUMBER: 0001564590-19-006374 CONFORMED SUBMISSION TYPE: 6-K/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190306 FILED AS OF DATE: 20190306 DATE AS OF CHANGE: 20190306 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHINHAN FINANCIAL GROUP CO LTD CENTRAL INDEX KEY: 0001263043 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 6-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-31798 FILM NUMBER: 19661166 BUSINESS ADDRESS: STREET 1: 120 2-GA TAEPYUNG RO JUNG GU CITY: SEOUL100-102 STATE: M5 ZIP: 00000 BUSINESS PHONE: 82263603000 MAIL ADDRESS: STREET 1: 120 2-GA TAEPYUNG RO JUNG GU STREET 2: SEOUL 100-102 CITY: SEOUL STATE: M5 ZIP: 00000 6-K/A 1 shg-6ka_20190306.htm 6-K/A. AMENDMENTS TO FORM 6-K DATED 26 FEBRUARY 2019 shg-6ka_20190306.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 6-K/A
(Amendment No. 2)

 

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16

Under the Securities Exchange Act of 1934

 

For the Month of March 2019

 

(Commission File No. 001-31798)

 

SHINHAN FINANCIAL GROUP CO., LTD.

(Translation of registrant's name into English)

 

20, Sejong-daero 9-gil, Jung-gu, Seoul 04513, Korea
(Address of principal executive offices)

 

 

Indicate by check mark whether the registrant files or will

file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F  √    Form 40-F

 

Indicate by check mark if the registrant is submitting the Form 6-K in

paper as permitted by Regulation S-T Rule 101(b)(1): _______

 

Indicate by check mark if the registrant is submitting the Form 6-K in

paper as permitted by Regulation S-T Rule 101(b)(7): _______

 

Indicate by check mark whether the registrant by furnishing the

information contained in this form is also thereby furnishing the

information to the Commission pursuant to Rule 12g3-2(b) under the

Securities Exchange Act of 1934.

 

Yes        No___√___

 

If "Yes" is marked, indicate below the file number assigned to the

registrant in connection with Rule 12g3-2(b): 82-  n/a  .

 

 

 

 

 

 

 

 

Please refer to Exhibit 99.1.

 

 

 

 

 

 

 

EXHIBIT INDEX

Exhibit No.

 

Description

99.1

 

Explanatory Note

 

 

 

 

 


 

 

 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

SHINHAN FINANCIAL GROUP CO., LTD.

 

By: /s/ Yu Sung-hun

Name: Yu Sung-hun

Title: Chief Financial Officer

Date: March 6, 2019

 

 

 

 EX-99.1 2 shg-ex991_6.htm EX-99.1. EXPLANATORY NOTE shg-ex991_6.htm

Exhibit 99.1
Explanatory Note

This Form 6-K/A amends the disclosure furnished on Form 6-K by Shinhan Financial Group on 26 February 2019.

The amendment is to correct Agenda Item No.2 Approval of Revision to Articles of Incorporation and Additional Information - VI. Related party transactions in the convocation letter. All other information in the disclosure dated 26 February 2019 remains unchanged.

Agenda Item No. 2 Approval of Revision to Articles of Incorporation

Current Provisions

Proposed Amendments

Remarks

Article 4 (Method of Public Notices)

Public notices of the Company shall be made in Hankuk Kyongje Shinmun and Maeil Kyongje Shinmun, daily newspapers published in Seoul.

 

Article 4 (Method of Public Notices)

Public notices of the Company shall be published on its internet homepage (http://www.shinhangroup.com). Provided, however, that if technical difficulties or other issues disrupt publication of notices on the Company’s internet homepage, notices will be published in Hankuk Kyongje Shinmun and Maeil Kyongje Shinmun, a daily newspaper published in Seoul.

Amendment proposed to expedite the means for providing prompt and efficient public notices, and to comply with the requirement to provide public notice in advance (one month) of the enforcement of the Act on Electronic Registration of Stocks, Bonds, Etc.

Article 20 (Issuance of Convertible Bonds)

 

(1) The Company may issue convertible bonds to persons other than existing shareholders of the Company, by the resolution of the Board of Directors, to the extent that the total face value of the bonds shall not exceed one (1) trillion Won, in any of the following cases:

 

 

 

 

 

1. ~ 4. [No change]

(2)~(5) [No change]

Article 20 (Issuance of Convertible Bonds)

 

(1) The Company may issue convertible bonds to persons other than existing shareholders of the Company, by the resolution of the Board of Directors, to the extent that the sum of the aggregate face value of the bonds and the issue amount of the convertible stocks under Article 11(4) and the issue amount of the Contingent Convertible Capital Securities under Article 23-2(1) hereof shall not exceed one (1) trillion Won, in any of the following cases

Amendment suggested to provide that the maximum issue amount of convertible bonds is to be aggregated with a sum of the maximum issue amount of convertible stocks and contingent convertible capital securities.

 


VI. Related Party Transactions

Related party transactions with subsidiaries


Loans to Subsidiaries
(in KRW bil.)

Loan Type

Origi-nation
Date

Maturity
Date

Lending
Rate

Beginning Balance
(Jan. 1,
2018)

Dec-rease

Inc-rease

Others1)

Ending Balance
(Dec. 31, 2018)

Shinhan Card

KRW

2016-01-26

2021-01-26

1.98%

150

-

-

-

150

KRW

2016-02-24

2021-02-24

1.84%

150

-

-

-

150

KRW

2017-03-22

2022-03-22

2.22%

150

-

-

-

150

KRW

2017-04-20

2022-04-20

2.21%

100

-

-

-

100

KRW

2017-05-12

2022-05-12

2.35%

50

-

-

-

50

KRW

2018-02-22

2023-02-22

2.90%

-

-

100

-

100

Shinhan Capital

KRW

2013-01-18

2018-01-18

3.18%

50

50

-

-

-

KRW

2013-09-05

2018-09-05

3.61%

80

80

-

-

-

KRW

2014-01-27

2019-01-27

3.60%

50

-

-

-

50

KRW

2016-03-16

2021-03-16

1.90%

50

-

-

-

50

KRW

2016-04-27

2019-04-27

1.63%

100

-

-

-

100

KRW

2017-03-22

2022-03-22

2.22%

50

-

-

-

50

KRW

2017-04-20

2022-04-20

2.21%

50

-

-

-

50

KRW

2017-05-12

2022-05-12

2.35%

50

-

-

-

50

KRW

2017-08-24

2022-08-24

2.37%

50

-

-

-

50

KRW

2018-01-22

2023-01-22

2.75%

-

-

50

-

50

Shinhan Alternative Investment

KRW

2017-11-22

2018-11-21

2.24%

5

5

-

-

-

KRW

2018-11-21

2019-11-20

2.36%

-

-

5

-

5

Shinhan Savings Bank

KRW

2016-06-17

2021-06-17

1.61%

50

-

-

-

50

KRW

2017-06-23

2022-06-23

2.27%

50

-

-

-

50

Shinhan Life Insurance

USD

2018-11-30

2028-11-30

5.10%

-

-

393

-1

391

Total

1,235

135

548

-1

1,646

1) Changes resulting from applicable exchange rates difference