0001567619-18-006512.txt : 20181116 0001567619-18-006512.hdr.sgml : 20181116 20181116130638 ACCESSION NUMBER: 0001567619-18-006512 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181114 FILED AS OF DATE: 20181116 DATE AS OF CHANGE: 20181116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chao Albert CENTRAL INDEX KEY: 0001299403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32260 FILM NUMBER: 181189266 MAIL ADDRESS: STREET 1: 2801 POST OAK BLVD, SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTLAKE CHEMICAL CORP CENTRAL INDEX KEY: 0001262823 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 760346924 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2801 POST OAK BLVD STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-960-9111 MAIL ADDRESS: STREET 1: 2801 POST OAK BLVD STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77056 4 1 doc1.xml FORM 4 X0306 4 2018-11-14 0 0001262823 WESTLAKE CHEMICAL CORP WLK 0001299403 Chao Albert 2801 POST OAK BOULEVARD, SUITE 600 HOUSTON TX 77056 1 1 1 0 President & CEO Common Stock 2018-11-14 4 M 0 30639 7.12 A 337013 D Common stock 2018-11-14 4 S 0 10519 70.915 D 326494 D Common stock 2018-11-14 4 S 0 13202 71.769 D 313292 D Common stock 2018-11-14 4 S 0 900 72.50 D 312392 D Common Stock 2018-11-15 4 M 0 30640 7.12 A 343032 D Common stock 2018-11-15 4 S 0 7100 70.431 D 335932 D Common stock 2018-11-15 4 S 0 16309 71.476 D 319623 D Common stock 2018-11-15 4 S 0 1100 71.983 D 318523 D Common Stock 92010554 I TTWF LP & TTWFGP LLC Employee Option (right to buy) 7.12 2018-11-14 4 M 0 30639 0 D 2019-02-13 Common Stock 30639 61280 D Employee Option (right to buy) 7.12 2018-11-15 4 M 0 30640 0 D 2019-02-13 Common Stock 30640 30640 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $70.36 to $71.35, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $71.37 to $72.37, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $72.38 to $72.64, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $69.87 to $70.86, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $70.90 to $71.89, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $71.93 to $72.06, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The stock options are excercisable in three equal installments on February 13, 2009, 2010 and 2011. 92,010,554 shares of Issuer are held through TTWF LP, a Delaware limited partnership. Two trusts for the benefit of members of the Chao family, including the reporting person, are the managers of TTWFGP LLC, a Delaware limited liability company that is the general partner of TTWF LP. The limited partners of TTWF LP are five trusts, principally for the benefit of members of the Chao family, including the reporting person, and two corporations owned, indirectly or directly, by certain of these trusts and by other entities owned by members of the Chao family, including the reporting person. The reporting person shares investment and voting power with respect to the shares beneficially owned by TTWF LP. The reporting person disclaims beneficial ownership of the shares except to the extent of her pecuniary interest therein. Albert Chao by Julia Feng POA 2018-11-16