0001140361-16-077018.txt : 20160817 0001140361-16-077018.hdr.sgml : 20160817 20160817161144 ACCESSION NUMBER: 0001140361-16-077018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160815 FILED AS OF DATE: 20160817 DATE AS OF CHANGE: 20160817 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST MARBLEHEAD CORP CENTRAL INDEX KEY: 0001262279 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 043295311 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ONE CABOT ROAD STREET 2: SUITE 200 CITY: MEDFORD STATE: MA ZIP: 02155 BUSINESS PHONE: 617 638-2000 MAIL ADDRESS: STREET 1: ONE CABOT ROAD STREET 2: SUITE 200 CITY: MEDFORD STATE: MA ZIP: 02155 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baumer William p CENTRAL INDEX KEY: 0001492306 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31825 FILM NUMBER: 161838706 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET STREET 2: 34TH FLOOR CITY: BOSTON STATE: MA ZIP: 02199 4 1 doc1.xml FORM 4 X0306 4 2016-08-15 0 0001262279 FIRST MARBLEHEAD CORP FMD 0001492306 Baumer William p C/O THE FIRST MARBLEHEAD CORPORATION, ONE CABOT ROAD, SUITE 200 MEDFORD MA 02155 0 1 0 0 Managing Director Common Stock 2016-08-15 4 M 0 1500 A 33983 D Common Stock 2016-08-16 4 M 0 1625 A 35608 D Restricted Stock Units 2016-08-15 4 M 0 1500 D Common Stock 1500 0 D Restricted Stock Units 2016-08-16 4 M 0 1625 D Common Stock 1625 1625 D Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. 1,500 restricted stock units vested on August 15, 2016. Vested shares will be issued to the reporting person as soon as practicable after each vesting date. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. 1,625 restricted stock units vested on August 16, 2016. Vested shares will be issued to the reporting person as soon as practicable after each vesting date. On August 15, 2012, the reporting person was granted 6,000 restricted stock units, vesting in four equal annual installments beginning on August 15, 2013, the first anniversary of the date of the grant. On August 16, 2013, the reporting person was granted 6,500 restricted stock units, vesting in four equal annual installments beginning on August 16, 2014, the first anniversary of the date of the grant. Following the vesting of the 1,625 restricted stock units reported hereby, the remaining 1,625 restricted stock units will vest on August 16, 2017. /s/ William P. Baumer 2016-08-17