0000899243-16-014243.txt : 20160224 0000899243-16-014243.hdr.sgml : 20160224 20160224203403 ACCESSION NUMBER: 0000899243-16-014243 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160222 FILED AS OF DATE: 20160224 DATE AS OF CHANGE: 20160224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST MARBLEHEAD CORP CENTRAL INDEX KEY: 0001262279 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 043295311 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ONE CABOT ROAD STREET 2: SUITE 200 CITY: MEDFORD STATE: MA ZIP: 02155 BUSINESS PHONE: 617 638-2000 MAIL ADDRESS: STREET 1: ONE CABOT ROAD STREET 2: SUITE 200 CITY: MEDFORD STATE: MA ZIP: 02155 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Risley John Carter CENTRAL INDEX KEY: 0001648293 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31825 FILM NUMBER: 161453645 MAIL ADDRESS: STREET 1: 757 BEDFORD HIGHWAY CITY: BEDFORD STATE: A5 ZIP: B4A3Z7 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-22 0 0001262279 FIRST MARBLEHEAD CORP FMD 0001648293 Risley John Carter C/O STAN SPAVOLD, CLEARWATER FINE FOODS INCORPORATED, 757 BEDFORD HIGHWAY BEDFORD A5 B4A 3Z7 NOVA SCOTIA, CANADA 0 0 1 0 Common Stock, par value $0.01 2016-02-22 4 S 0 8700 3.93 D 1923213 I See Footnote Common Stock, par value $0.01 2016-02-23 4 S 0 13600 3.61 D 1909613 I See Footnote The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.87 to $4.02, inclusive. The reporting person undertakes to provide to The First Marblehead Corporation, any security holder of The First Marblehead Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.60 to $3.81, inclusive. The reporting person undertakes to provide to The First Marblehead Corporation, any security holder of The First Marblehead Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. On December 31, 2015, the reporting person transferred all of his interests in the Issuer to FP Resources (USA) Inc., an entity wholly owned by Lobster Point Holdings Limited, an entity wholly owned by the reporting person, in a transaction exempt pursuant to section 16a-13. /s/ John Carter Risley 2016-02-24