0001181431-12-059610.txt : 20121120 0001181431-12-059610.hdr.sgml : 20121120 20121120123133 ACCESSION NUMBER: 0001181431-12-059610 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121116 FILED AS OF DATE: 20121120 DATE AS OF CHANGE: 20121120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEI Pharma, Inc. CENTRAL INDEX KEY: 0001262104 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 510407811 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 11975 EL CAMINO REAL STREET 2: SUITE 101 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-792-6300 MAIL ADDRESS: STREET 1: 11975 EL CAMINO REAL STREET 2: SUITE 101 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: MARSHALL EDWARDS INC DATE OF NAME CHANGE: 20030902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLD DANIEL P PHD CENTRAL INDEX KEY: 0001288233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50484 FILM NUMBER: 121217190 MAIL ADDRESS: STREET 1: 10445 PACIFIC CENTER CT CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 rrd360928.xml FORM 4 X0306 4 2012-11-16 0 0001262104 MEI Pharma, Inc. MEIP 0001288233 GOLD DANIEL P PHD C/O MEI PHARMA, INC. 11975 EL CAMINO REAL, SUITE 101 SAN DIEGO CA 92130 1 1 0 0 Chief Executive Officer Options to purchase shares of common stock 1.42 2012-11-16 4 A 0 300000 0 D Common Stock, par value $0.00000002 per share 300000 720390 D 200,000 of the options vested on November 16, 2012; the remaining 100,000 of Dr. Gold's options will vest upon the closing of the Securities Purchase Agreement dated November 4, 2012, by and among MEI Pharma, Inc., Vivo Ventures Fund VII, L.P., Vivo Ventures VII Affiliates Fund, L.P., New Leaf Ventures II, L.P., and certain other accredited investors identified in Exhibit A thereto, which was filed as Exhibit 10.1 to a Current Report on Form 8-K by MEI Pharma, Inc. on November 5, 2012. The options expire November 15, 2017. /s/ Daniel P. Gold 2012-11-20