0001181431-12-029924.txt : 20120515 0001181431-12-029924.hdr.sgml : 20120515 20120515131033 ACCESSION NUMBER: 0001181431-12-029924 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120511 FILED AS OF DATE: 20120515 DATE AS OF CHANGE: 20120515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rueckert William Dodge CENTRAL INDEX KEY: 0001380016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50484 FILM NUMBER: 12842809 MAIL ADDRESS: STREET 1: 175 CASSIA WAY, SUITE 115 CITY: HENDERSON STATE: NV ZIP: 89014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSHALL EDWARDS INC CENTRAL INDEX KEY: 0001262104 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 510407811 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 11975 EL CAMINO REAL STREET 2: SUITE 101 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-792-6300 MAIL ADDRESS: STREET 1: 11975 EL CAMINO REAL STREET 2: SUITE 101 CITY: SAN DIEGO STATE: CA ZIP: 92130 4 1 rrd345243.xml FORM 4 X0305 4 2012-05-11 0 0001262104 MARSHALL EDWARDS INC MSHL 0001380016 Rueckert William Dodge C/O MARSHALL EDWARDS, INC. 11975 EL CAMINO REAL, SUITE 101 SAN DIEGO CA 92130 1 0 0 0 Common stock, par value $0.00000002 per share 2012-05-11 4 X 0 1417 0.89 A 3501 D Subscription rights (right to buy) 0.445 2012-05-11 4 X 0 2834 0 D 2012-03-30 2012-05-11 Units consisting of common stock and warrants 2834 0 D Warrants to purchase shares of common stock 1.19 2012-05-11 4 X 0 708 0.89 A 2012-05-11 2017-05-10 Common stock 708 708 D The shares of common stock, par value $0.00000002 per share ("Common Stock") and warrants to purchase Common Stock were acquired in connection with the Marshall Edwards, Inc. (the "Company") rights offering, the subscription period for which expired on May 11, 2012. In the rights offering, the Company distributed to its shareholders and holders of its Series A warrants, on a pro rata basis, subscription rights for the purchase of units. Each unit consisted of 0.50 shares of the Company's Common Stock and warrants to purchase an additional 0.25 shares of Common Stock at an exercise price of $1.19 per share. The subscription price for each unit was $0.445 (or $0.89 for two units, representing one whole share of Common Stock). (Continued in footnote 2) The reporting person exercised subscription rights for an aggregate of 2,834 units. Accordingly, upon the closing of the rights offering, the Company issued to the reporting person 1,417 shares of Common Stock and warrants to purchase an additional 708 shares of Common Stock. /s/ William D. Rueckert 2012-05-15