0000921895-23-002232.txt : 20230925 0000921895-23-002232.hdr.sgml : 20230925 20230925194312 ACCESSION NUMBER: 0000921895-23-002232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230922 FILED AS OF DATE: 20230925 DATE AS OF CHANGE: 20230925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anson Management GP LLC CENTRAL INDEX KEY: 0001491073 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50484 FILM NUMBER: 231276955 BUSINESS ADDRESS: STREET 1: 16000 DALLAS PARKWAY STREET 2: SUITE 800 CITY: DALLAS STATE: TX ZIP: 75248 BUSINESS PHONE: 214.866.0202 MAIL ADDRESS: STREET 1: 16000 DALLAS PARKWAY STREET 2: SUITE 800 CITY: DALLAS STATE: TX ZIP: 75248 FORMER NAME: FORMER CONFORMED NAME: Admiralty Advisors LLC DATE OF NAME CHANGE: 20100504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Winson Bruce Ross CENTRAL INDEX KEY: 0001491069 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50484 FILM NUMBER: 231276954 MAIL ADDRESS: STREET 1: 5950 BERKSHIRE LANE STREET 2: SUITE 510 CITY: DALLAS STATE: TX ZIP: 75225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anson Funds Management LP CENTRAL INDEX KEY: 0001491072 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50484 FILM NUMBER: 231276959 BUSINESS ADDRESS: STREET 1: 16000 DALLAS PARKWAY STREET 2: SUITE 800 CITY: DALLAS STATE: TX ZIP: 75248 BUSINESS PHONE: 214.866.0202 MAIL ADDRESS: STREET 1: 16000 DALLAS PARKWAY STREET 2: SUITE 800 CITY: DALLAS STATE: TX ZIP: 75248 FORMER NAME: FORMER CONFORMED NAME: Frigate Ventures LP DATE OF NAME CHANGE: 20100504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nathoo Amin CENTRAL INDEX KEY: 0001962354 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50484 FILM NUMBER: 231276957 MAIL ADDRESS: STREET 1: 155 UNIVERSITY AVENUE STREET 2: SUITE 207 CITY: TORONTO STATE: Z4 ZIP: M5H 3B7 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anson Advisors Inc. CENTRAL INDEX KEY: 0001581079 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50484 FILM NUMBER: 231276958 BUSINESS ADDRESS: STREET 1: 155 UNIVERSITY AVENUE STREET 2: SUITE 207 CITY: TORONTO STATE: A6 ZIP: M5H 3B7 BUSINESS PHONE: 416.447.8874 MAIL ADDRESS: STREET 1: 155 UNIVERSITY AVENUE STREET 2: SUITE 207 CITY: TORONTO STATE: A6 ZIP: M5H 3B7 FORMER NAME: FORMER CONFORMED NAME: M5V Advisors Inc. DATE OF NAME CHANGE: 20130710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kassam Moez CENTRAL INDEX KEY: 0001585167 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50484 FILM NUMBER: 231276956 MAIL ADDRESS: STREET 1: 111 PETER STREET STREET 2: SUITE 904 CITY: TORONTO STATE: A6 ZIP: M5V2H1 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEI Pharma, Inc. CENTRAL INDEX KEY: 0001262104 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 510407811 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 11455 EL CAMINO REAL STREET 2: SUITE 250 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-369-7100 MAIL ADDRESS: STREET 1: 11455 EL CAMINO REAL STREET 2: SUITE 250 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: MARSHALL EDWARDS INC DATE OF NAME CHANGE: 20030902 4 1 form413392004ans_09252023.xml OWNERSHIP DOCUMENT X0508 4 2023-09-22 0 0001262104 MEI Pharma, Inc. MEIP 0001491072 Anson Funds Management LP 16000 DALLAS PARKWAY SUITE 800 DALLAS TX 75248 0 0 1 0 0001581079 Anson Advisors Inc. 155 UNIVERSITY AVENUE SUITE 207 TORONTO A6 M5H 3B7 ONTARIO, CANADA 0 0 1 0 0001962354 Nathoo Amin 155 UNIVERSITY AVENUE SUITE 207 TORONTO Z4 M5H 3B7 CANADA (FEDERAL LEVEL) 0 0 1 0 0001585167 Kassam Moez 111 PETER STREET SUITE 904 TORONTO A6 M5V2H1 ONTARIO, CANADA 0 0 1 0 0001491073 Anson Management GP LLC 16000 DALLAS PARKWAY SUITE 800 DALLAS TX 75248 0 0 1 0 0001491069 Winson Bruce Ross 16000 DALLAS PARKWAY SUITE 800 DALLAS TX 75248 0 0 1 0 0 Common Stock 2023-09-22 4 P 0 48060 6.8525 A 864188 I See footnotes Put Option (obligation to buy) 7 2023-09-22 4 S 0 9000 0.1467 D 2023-09-22 2023-10-20 Common Stock 900000 9000 I See footnotes The filing of this Form 4 shall not be construed as an admission that Anson Funds Management LP ("Anson"), Anson Management GP LLC, the general partner of Anson ("Anson GP"), Bruce R. Winson, the manager of Anson GP, Anson Advisors Inc. ("Anson Advisors"), Amin Nathoo, a director of Anson Advisors, or Moez Kassam, a director of Anson Advisors, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the securities of MEI Pharma, Inc. (the "Issuer") purchased by Anson Investments Master Fund LP, Anson East Master Fund LP and Anson Opportunities Master Fund LP (collectively, the "Funds"), each advised by Anson and Anson Advisors. Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Anson and Anson Advisors hold indirectly the securities of the Issuer through the Funds, for which Anson and Anson Advisors are the Investment Advisors. Anson GP and Bruce R. Winson report the securities held indirectly by the Funds because, as the general partner of Anson and the manager of Anson GP, respectively, at the time of purchase, they controlled the disposition and voting of the securities. Mr. Nathoo and Mr. Kassam report the securities held indirectly by the Funds because, as the directors of Anson Advisors, at the time of purchase, they controlled the disposition and voting of the securities. /s/ Bruce R. Winson, manager of Anson Management GP LLC, general partner of Anson Funds Management LP 2023-09-25 /s/ Bruce R. Winson, manager of Anson Management GP LLC 2023-09-25 /s/ Bruce R. Winson 2023-09-25 /s/ Amin Nathoo, director of Anson Advisors Inc. 2023-09-25 /s/ Amin Nathoo 2023-09-25 /s/ Moez Kassam 2023-09-25