0001140361-18-021597.txt : 20180503 0001140361-18-021597.hdr.sgml : 20180503 20180503184510 ACCESSION NUMBER: 0001140361-18-021597 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180501 FILED AS OF DATE: 20180503 DATE AS OF CHANGE: 20180503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jensen Keith CENTRAL INDEX KEY: 0001418649 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34511 FILM NUMBER: 18805480 MAIL ADDRESS: STREET 1: C/O FORTINET, INC. STREET 2: 899 KIFER ROAD CITY: SUNNYVALE STATE: CA ZIP: 94068 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORTINET INC CENTRAL INDEX KEY: 0001262039 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 770560389 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 899 KIFER ROAD CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 408-235-7700 MAIL ADDRESS: STREET 1: 899 KIFER ROAD CITY: SUNNYVALE STATE: CA ZIP: 94086 4 1 doc1.xml FORM 4 X0306 4 2018-05-01 0 0001262039 FORTINET INC FTNT 0001418649 Jensen Keith C/O FORTINET, INC. 899 KIFER ROAD SUNNYVALE CA 94086 0 1 0 0 Interim CFO,Chief Acctg Offcr Common Stock 2018-05-01 4 M 0 1562 0 A 8157 D Common Stock 2018-05-01 4 M 0 250 0 A 8407 D Common Stock 2018-05-01 4 M 0 312 0 A 8719 D Common Stock 2018-05-01 4 M 0 937 0 A 9656 D Common Stock 2018-05-01 4 M 0 1250 0 A 10906 D Common Stock 2018-05-01 4 F 0 1494 55.74 D 9412 D Restricted Stock Units 0 2018-05-01 4 M 0 1562 0 D Common Stock 1562 1563 D Restricted Stock Units 0 2018-05-01 4 M 0 250 0 D Common Stock 250 750 D Restricted Stock Units 0 2018-05-01 4 M 0 312 0 D Common Stock 312 1563 D Restricted Stock Units 0 2018-05-01 4 M 0 937 0 D Common Stock 937 6563 D Restricted Stock Units 0 2018-05-01 4 M 0 1250 0 D Common Stock 1250 13750 D Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 6, 2014. Vesting of RSUs granted to the Reporting Person on February 11, 2015. Vesting of RSUs granted to the Reporting Person on August 5, 2015. Vesting of RSUs granted to the Reporting Person on February 11, 2016. Vesting of RSUs granted to the Reporting Person on February 16, 2017. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this row were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs vested on August 1, 2015, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. 25% of the RSUs vest on February 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. 25% of the RSUs vest on August 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. 25% of the RSUs vest on February 1, 2018, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. /s/ John Whittle, by power of attorney 2018-05-03