0001261654-24-000004.txt : 20240117 0001261654-24-000004.hdr.sgml : 20240117 20240117153450 ACCESSION NUMBER: 0001261654-24-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240116 FILED AS OF DATE: 20240117 DATE AS OF CHANGE: 20240117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frank Carolyn Ann CENTRAL INDEX KEY: 0002007600 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31923 FILM NUMBER: 24538253 MAIL ADDRESS: STREET 1: 4225 E. WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL TECHNICAL INSTITUTE INC CENTRAL INDEX KEY: 0001261654 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 860226984 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 BUSINESS PHONE: 623-445-9500 MAIL ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 4 1 wk-form4_1705523680.xml FORM 4 X0508 4 2024-01-16 0 0001261654 UNIVERSAL TECHNICAL INSTITUTE INC UTI 0002007600 Frank Carolyn Ann 4225 EAST WINDROSE DRIVE, SUITE 200 PHOENIX AZ 85032 0 1 0 0 Chief Human Resources Officer 0 Restricted Stock Units 2024-01-16 4 A 0 19645 0 A Common Stock, $0.0001 par value 19645 19645 D Performance Units 2024-01-16 4 A 0 19644 0 A Common Stock, $0.0001 par value 19644 19644 D Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. The restricted stock units vest in three equal annual installments beginning on January 16, 2025. Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026. /s/ Carolyn Frank, by Christopher Kevane, as Attorney-in-Fact 2024-01-17