0001261654-24-000004.txt : 20240117
0001261654-24-000004.hdr.sgml : 20240117
20240117153450
ACCESSION NUMBER: 0001261654-24-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240116
FILED AS OF DATE: 20240117
DATE AS OF CHANGE: 20240117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frank Carolyn Ann
CENTRAL INDEX KEY: 0002007600
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31923
FILM NUMBER: 24538253
MAIL ADDRESS:
STREET 1: 4225 E. WINDROSE DRIVE
STREET 2: SUITE 200
CITY: PHOENIX
STATE: AZ
ZIP: 85032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL TECHNICAL INSTITUTE INC
CENTRAL INDEX KEY: 0001261654
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
ORGANIZATION NAME: 07 Trade & Services
IRS NUMBER: 860226984
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 4225 EAST WINDROSE DRIVE
STREET 2: SUITE 200
CITY: PHOENIX
STATE: AZ
ZIP: 85032
BUSINESS PHONE: 623-445-9500
MAIL ADDRESS:
STREET 1: 4225 EAST WINDROSE DRIVE
STREET 2: SUITE 200
CITY: PHOENIX
STATE: AZ
ZIP: 85032
4
1
wk-form4_1705523680.xml
FORM 4
X0508
4
2024-01-16
0
0001261654
UNIVERSAL TECHNICAL INSTITUTE INC
UTI
0002007600
Frank Carolyn Ann
4225 EAST WINDROSE DRIVE,
SUITE 200
PHOENIX
AZ
85032
0
1
0
0
Chief Human Resources Officer
0
Restricted Stock Units
2024-01-16
4
A
0
19645
0
A
Common Stock, $0.0001 par value
19645
19645
D
Performance Units
2024-01-16
4
A
0
19644
0
A
Common Stock, $0.0001 par value
19644
19644
D
Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.
The restricted stock units vest in three equal annual installments beginning on January 16, 2025.
Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.
/s/ Carolyn Frank, by Christopher Kevane, as Attorney-in-Fact
2024-01-17