0001261654-23-000129.txt : 20231213 0001261654-23-000129.hdr.sgml : 20231213 20231213092529 ACCESSION NUMBER: 0001261654-23-000129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231208 FILED AS OF DATE: 20231213 DATE AS OF CHANGE: 20231213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kline Christine CENTRAL INDEX KEY: 0002002128 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31923 FILM NUMBER: 231483112 MAIL ADDRESS: STREET 1: 4225 E. WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL TECHNICAL INSTITUTE INC CENTRAL INDEX KEY: 0001261654 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860226984 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 BUSINESS PHONE: 623-445-9500 MAIL ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 4 1 wk-form4_1702477520.xml FORM 4 X0508 4 2023-12-08 0 0001261654 UNIVERSAL TECHNICAL INSTITUTE INC UTI 0002002128 Kline Christine 4225 EAST WINDROSE DRIVE, SUITE 200 PHOENIX AZ 85032 0 1 0 0 Chief Accounting Officer 0 Common Stock, $0.0001 par value 2023-12-08 4 M 0 1085 A 5119 D Common Stock, $0.0001 par value 2023-12-08 4 F 0 303 11.88 D 4816 D Common Stock, $0.0001 par value 2023-12-08 4 M 0 1387 A 6203 D Common Stock, $0.0001 par value 2023-12-08 4 F 0 387 11.88 D 5816 D Common Stock, $0.0001 par value 2023-12-10 4 M 0 1162 A 6978 D Common Stock, $0.0001 par value 2023-12-10 4 F 0 324 11.88 D 6654 D Restricted Stock Units 2023-12-08 4 M 0 1085 0 D Common Stock, $0.0001 par value 1085 1085 D Restricted Stock Units 2023-12-08 4 A 0 4744 0 A Common Stock, $0.0001 par value 4744 4744 D Restricted Stock Units 2023-12-08 4 M 0 1387 0 D Common Stock, $0.0001 par value 1387 2775 D Restricted Stock Units 2023-12-10 4 M 0 1162 0 D Common Stock, $0.0001 par value 1162 0 D Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021. Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/8/2022. Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020. Vesting of restricted stock units granted on 12/08/2021. The restricted stock units vest in three equal installments beginning on December 8, 2024. Vesting of restricted stock units granted on 12/08/2022. Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020. /s/ Christopher Kevane, attorney-in-fact for Christine Kline 2023-12-12