0001261654-23-000127.txt : 20231213
0001261654-23-000127.hdr.sgml : 20231213
20231213091656
ACCESSION NUMBER: 0001261654-23-000127
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231208
FILED AS OF DATE: 20231213
DATE AS OF CHANGE: 20231213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kevane Christopher E.
CENTRAL INDEX KEY: 0001486632
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31923
FILM NUMBER: 231483097
MAIL ADDRESS:
STREET 1: 9221 E. VIA DE VENTURA
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL TECHNICAL INSTITUTE INC
CENTRAL INDEX KEY: 0001261654
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 860226984
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 4225 EAST WINDROSE DRIVE
STREET 2: SUITE 200
CITY: PHOENIX
STATE: AZ
ZIP: 85032
BUSINESS PHONE: 623-445-9500
MAIL ADDRESS:
STREET 1: 4225 EAST WINDROSE DRIVE
STREET 2: SUITE 200
CITY: PHOENIX
STATE: AZ
ZIP: 85032
4
1
wk-form4_1702477007.xml
FORM 4
X0508
4
2023-12-08
0
0001261654
UNIVERSAL TECHNICAL INSTITUTE INC
UTI
0001486632
Kevane Christopher E.
4225 E. WINDROSE DRIVE
SUITE 200
PHOENIX
AZ
85032
0
1
0
0
SVP Chief Legal Officer
0
Common Stock, $0.0001 par value
2023-12-08
4
M
0
6460
A
28378
D
Common Stock, $0.0001 par value
2023-12-08
4
F
0
1800
11.88
D
26578
D
Common Stock, $0.0001 par value
2023-12-08
4
M
0
8460
A
35038
D
Common Stock, $0.0001 par value
2023-12-08
4
F
0
2357
11.88
D
32681
D
Common Stock, $0.0001 par value
2023-12-10
4
M
0
7260
A
39941
D
Common Stock, $0.0001 par value
2023-12-10
4
F
0
2022
11.88
D
37919
D
Restricted Stock Units
2023-12-08
4
M
0
6460
0
D
2024-12-08
Common Stock, $0.0001 par value
6460
6460
D
Restricted Stock Units
2023-12-08
4
M
0
8460
0
D
Common Stock, $0.0001 par value
8460
16921
D
Restricted Stock Units
2023-12-08
4
A
0
17790
0
A
Common Stock, $0.0001 par value
17790
17790
D
Performance Units
2023-12-08
4
A
0
33357
0
A
Common Stock, $0.0001 par value
33357
33357
D
Restricted Stock Units
2023-12-10
4
M
0
7260
0
D
Common Stock, $0.0001 par value
7260
0
D
Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.
Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021.
Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/8/2022.
Shares withheld to satisfy tax liability for the vesting of performance units granted on 12/10/2020.
Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021.
Vesting of restricted stock units granted on 12/08/2022.
The restricted stock units vest in three equal installments beginning on December 8, 2024.
Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.
Shares of Common Stock received from vesting of performance units granted on 12/10/2020.
/s/ Christopher E. Kevane
2023-12-12