0001261654-23-000121.txt : 20231213 0001261654-23-000121.hdr.sgml : 20231213 20231213085907 ACCESSION NUMBER: 0001261654-23-000121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231208 FILED AS OF DATE: 20231213 DATE AS OF CHANGE: 20231213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lorenz Tracy Kay CENTRAL INDEX KEY: 0001973341 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31923 FILM NUMBER: 231483067 MAIL ADDRESS: STREET 1: 4225 E. WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL TECHNICAL INSTITUTE INC CENTRAL INDEX KEY: 0001261654 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860226984 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 BUSINESS PHONE: 623-445-9500 MAIL ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 4 1 wk-form4_1702475938.xml FORM 4 X0508 4 2023-12-08 0 0001261654 UNIVERSAL TECHNICAL INSTITUTE INC UTI 0001973341 Lorenz Tracy Kay 4225 E. WINDROSE DRIVE SUITE 200 PHOENIX AZ 85032 0 1 0 0 UTI Division President 0 Restricted Stock Units 2023-12-08 4 A 0 14232 0 A Common Stock, $0.0001 par value 14232 14232 D Performance Units 2023-12-08 4 A 0 26685 0 A Common Stock, $0.0001 par value 26685 26685 D Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock. The restricted stock units vest in three equal installments beginning on December 8, 2024. Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026. /s/ Tracy K. Lorenz, by Christopher Kevane, as Attorney-in-Fact 2023-12-12