0001261654-20-000057.txt : 20200918
0001261654-20-000057.hdr.sgml : 20200918
20200918162526
ACCESSION NUMBER: 0001261654-20-000057
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200916
FILED AS OF DATE: 20200918
DATE AS OF CHANGE: 20200918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCWATERS KIMBERLY J
CENTRAL INDEX KEY: 0001272480
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31923
FILM NUMBER: 201184279
MAIL ADDRESS:
STREET 1: 20410 NORTH 19TH AVENUE
CITY: PHOENIX
STATE: AZ
ZIP: 85027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL TECHNICAL INSTITUTE INC
CENTRAL INDEX KEY: 0001261654
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 860226984
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 4225 EAST WINDROSE DRIVE
STREET 2: SUITE 200
CITY: PHOENIX
STATE: AZ
ZIP: 85032
BUSINESS PHONE: 623-445-9500
MAIL ADDRESS:
STREET 1: 4225 EAST WINDROSE DRIVE
STREET 2: SUITE 200
CITY: PHOENIX
STATE: AZ
ZIP: 85032
4
1
wf-form4_160046071328595.xml
FORM 4
X0306
4
2020-09-16
0
0001261654
UNIVERSAL TECHNICAL INSTITUTE INC
UTI
0001272480
MCWATERS KIMBERLY J
4225 E WINDROSE DRIVE
SUITE 200
PHOENIX
AZ
85032
1
0
0
0
Common Stock, $0.0001 par value
2020-09-16
4
F
0
18130
6.68
D
279823
D
Common Stock, $0.0001 par value
2020-09-16
4
S
0
40000
6.61
D
239823
D
Common Stock, $0.0001 par value
2020-09-17
4
S
0
40000
6.67
D
199823
D
Common Stock, $0.0001 par value
707
I
Spouse
Vesting of Restricted Stock granted on 9/14/2016. Shares withheld to satisfy tax liability.
The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
The shares were sold at prices ranging from $6.55 to $6.71. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were sold at prices ranging from $6.535 to $6.740. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
/s/ Chris Kevane, attorney-in-fact for Kimberly J. McWaters
2020-09-18