0001261654-20-000057.txt : 20200918 0001261654-20-000057.hdr.sgml : 20200918 20200918162526 ACCESSION NUMBER: 0001261654-20-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200916 FILED AS OF DATE: 20200918 DATE AS OF CHANGE: 20200918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCWATERS KIMBERLY J CENTRAL INDEX KEY: 0001272480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31923 FILM NUMBER: 201184279 MAIL ADDRESS: STREET 1: 20410 NORTH 19TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL TECHNICAL INSTITUTE INC CENTRAL INDEX KEY: 0001261654 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860226984 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 BUSINESS PHONE: 623-445-9500 MAIL ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 4 1 wf-form4_160046071328595.xml FORM 4 X0306 4 2020-09-16 0 0001261654 UNIVERSAL TECHNICAL INSTITUTE INC UTI 0001272480 MCWATERS KIMBERLY J 4225 E WINDROSE DRIVE SUITE 200 PHOENIX AZ 85032 1 0 0 0 Common Stock, $0.0001 par value 2020-09-16 4 F 0 18130 6.68 D 279823 D Common Stock, $0.0001 par value 2020-09-16 4 S 0 40000 6.61 D 239823 D Common Stock, $0.0001 par value 2020-09-17 4 S 0 40000 6.67 D 199823 D Common Stock, $0.0001 par value 707 I Spouse Vesting of Restricted Stock granted on 9/14/2016. Shares withheld to satisfy tax liability. The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. The shares were sold at prices ranging from $6.55 to $6.71. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. The shares were sold at prices ranging from $6.535 to $6.740. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. /s/ Chris Kevane, attorney-in-fact for Kimberly J. McWaters 2020-09-18