0001209191-20-033298.txt : 20200601
0001209191-20-033298.hdr.sgml : 20200601
20200601184602
ACCESSION NUMBER: 0001209191-20-033298
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200528
FILED AS OF DATE: 20200601
DATE AS OF CHANGE: 20200601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCWATERS KIMBERLY J
CENTRAL INDEX KEY: 0001272480
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31923
FILM NUMBER: 20935174
MAIL ADDRESS:
STREET 1: 20410 NORTH 19TH AVENUE
CITY: PHOENIX
STATE: AZ
ZIP: 85027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL TECHNICAL INSTITUTE INC
CENTRAL INDEX KEY: 0001261654
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 860226984
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 16220 NORTH SCOTTSDALE ROAD
STREET 2: SUITE 500
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
BUSINESS PHONE: 623-445-9500
MAIL ADDRESS:
STREET 1: 16220 NORTH SCOTTSDALE ROAD
STREET 2: SUITE 500
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-05-28
0
0001261654
UNIVERSAL TECHNICAL INSTITUTE INC
UTI
0001272480
MCWATERS KIMBERLY J
16220 N. SCOTTSDALE ROAD
SUITE 500
SCOTTSDALE
AZ
85254
1
0
0
0
Common Stock, $0.0001 par value
2020-05-28
4
S
0
1030
7.50
D
633923
D
Common Stock, $0.0001 par value
2020-05-29
4
S
0
23620
7.54
D
610303
D
Common Stock, $0.0001 par value
2020-06-01
4
S
0
40626
7.55
D
569677
D
Common Stock, $0.0001 par value
707
I
Spouse
The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
The shares were sold at prices ranging from $7.500 to $7.505. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price
The shares were sold at prices ranging from $7.50 to $7.58. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were sold at prices ranging from $7.50 to $7.63. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
/s/ Brian K. Udall, attorney-in-fact for Kimberly J. McWaters
2020-06-01