0001104659-21-061224.txt : 20210504 0001104659-21-061224.hdr.sgml : 20210504 20210504202517 ACCESSION NUMBER: 0001104659-21-061224 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210429 FILED AS OF DATE: 20210504 DATE AS OF CHANGE: 20210504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAWES KAREN A CENTRAL INDEX KEY: 0001261506 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40367 FILM NUMBER: 21890723 MAIL ADDRESS: STREET 1: 579 BELLEVUE AVE CITY: NEWPORT STATE: RI ZIP: 02840 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vaccitech plc CENTRAL INDEX KEY: 0001828185 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THE SCHRODINGER BUILDING STREET 2: HEATLEY ROAD, THE OXFORD SCIENCE PARK CITY: OXFORD STATE: X0 ZIP: OX4 4GE BUSINESS PHONE: 44 (0) 1865 818808 MAIL ADDRESS: STREET 1: THE SCHRODINGER BUILDING STREET 2: HEATLEY ROAD, THE OXFORD SCIENCE PARK CITY: OXFORD STATE: X0 ZIP: OX4 4GE FORMER COMPANY: FORMER CONFORMED NAME: Vaccitech Ltd DATE OF NAME CHANGE: 20201014 4 1 tm2114558-20_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-04-29 0 0001828185 Vaccitech plc VACC 0001261506 DAWES KAREN A C/O VACCITECH PLC, THE SCHRODINGER BLDG HEATLEY ROAD, THE OXFORD SCIENCE PARK OXFORD X0 0X4 4GE UNITED KINGDOM 1 0 0 0 Share Option (Right to Buy) 17 2021-04-29 4 A 0 34328 0 A 2031-04-29 Ordinary Shares 34328 34328 D The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. This option shall vest and become exercisable in three equal annual installments, with the first installment vesting on April 29, 2022. /s/ William Enright, Attorney-in-Fact 2021-05-04