0001012975-21-000496.txt : 20211203 0001012975-21-000496.hdr.sgml : 20211203 20211203162013 ACCESSION NUMBER: 0001012975-21-000496 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20211203 DATE AS OF CHANGE: 20211203 EFFECTIVENESS DATE: 20211203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROTHSCHILD & CO SMALL/MID-CAP FUND, L.L.C. CENTRAL INDEX KEY: 0001261501 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-58166 FILM NUMBER: 211470296 BUSINESS ADDRESS: STREET 1: 1251 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-403-3500 MAIL ADDRESS: STREET 1: 1251 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: ROTHSCHILD SMALL MID CAP FUND LLC DATE OF NAME CHANGE: 20030827 D/A 1 primary_doc.xml X0708 D/A LIVE 0001261501 ROTHSCHILD & CO SMALL/MID-CAP FUND, L.L.C. 1251 AVE OF THE AMERICAS NEW YORK NY NEW YORK 10020 212-403-3500 DELAWARE ROTHSCHILD SMALL MID CAP FUND LLC Limited Liability Company true N/A Rothschild & Co Asset Management US Inc. 1251 AVE OF THE AMERICAS NEW YORK NY NEW YORK 10020 Executive Officer The Managing Member of the Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 3C 3C.1 true 0001012975-20-000849 2009-01-01 true true true false 1000000 Indefinite 251800135 Indefinite false 74 0 0 0 The Managing Member (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. false ROTHSCHILD & CO SMALL/MID-CAP FUND, L.L.C. /s/ Dina Clements Dina Clements CCO of the Managing Member of the Issuer 2021-12-03