Managing Director, Deputy Director of Compliance

MA/A 0001261467 XXXXXXXX Rose Keenan 212-278-7254 rose.keenan@sgcib.com esteban.umana@sgcib.com rose.keenan@sgcib.com SG AMERICAS SECURITIES, LLC 128351 52-1128875 866-00197-00 867-00824 008-66125 128351 SG Americas Securities, LLC Registered in all 50 states, the District of Columbia and Puerto Rico 245 PARK AVENUE NEW YORK NY 10167 212-278-5004 N www.sgcib.com James Michael Hubbert Managing Director, Deputy Director of Compliance

245 Park Avenue New York NY 10167

212-278-5004 212-278-7696 james.hubbert@sgcib.com James Michael Hubbert

245 Park Avenue New York NY 10167

212-278-5004 212-278-7696 jim.hubbert@sgcib.com SG Americas Securities Holdings LLC N Societe Generale S.A. Y Registry of Commerce and Companies 552 120 222 RCS Paris I0 December DE 08-08-2003 N 703 8 8 0 0 10 Corporations or other businesses 0 0 0 Not Applicable Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Y Y Y Broker-dealer municipal securities dealer or government securities broker or dealer Investment Company Investment Adviser Swap Dealer Security-based swap dealer Commodity pool operator Commodity trading advisor Futures commission merchant Banking/Thrift institution Trust Company Insurance company or agency Pension consultant Real estate broker or dealer 8 Add Broker-dealer municipal securities dealer or government securities broker or dealer Investment Adviser Swap Dealer Security-based swap dealer Commodity trading advisor Futures commission merchant SOCIETE GENERALE Luxembourg SOCIETE GENERALE BANK & TRUST - Reference Number: 10344 N Y Y CSSF B00000019 N4 Add Other municipal advisor Roberto S. Simon Roberto S. Simon Y Y N Add Other municipal advisor Valentine Sallettaz Valentine Sallettaz Y Y N Add Other municipal advisor Steven Levinson Steven Levinson Y Y N Delete Other municipal advisor Gabriel Enrique Prieto-Cogliolo Gabriel Enrique Prieto-Cogliolo Y Y N Add Other municipal advisor Stefanie Sachiko Hadolt Reimers Stefanie Sachiko Hadolt Reimers Y Y N Add Other municipal advisor Massimiliano Battisti Massimiliano Battisti Y Y N Add Other municipal advisor Michael Robinson Michael Robinson Y Y N Add Other municipal advisor Sebastian Eslava Bejarano Sebastian Eslava Bejarano Y Y N N N N N N N N N N N Y N N N Add Hatem NMN Mustapha 6487941 07-01-2019 Co - Chief Executive Officer 245 Park Avenue New York NY 10167 212-278-6000 Add Guido Maria Van Hauwermeiren 5974025 02-16-2021 Co - Chief Executive Officer 245 Park Ave New York NY 10167 212-278-6093 The Applicant's municipal advisory business is conducted by the Applicant's Infrastructure Finance Group, the seven members of which are located and employed by the Applicant solely in the United States. The Infrastructure Finance Group provides municipal advisory services for infrastructure projects throughout North American to consortia or single bidders that may be obligated persons within the meaning of Rule 15Ba1-1. The Infrastructure Finance Group does not provide municipal advisory services directly to municipal entities. The Applicant is an indirect wholly owned subsidiary of Societe Generale, a global financial services firm incorporated in France as a French limited liability company. The Societe Generale Group operates in eighty-three countries through an extensive network of domestic and international branches, agencies and subsidiaries, none of which, apart from the Applicant, conduct municipal advisory activities in the United States. We are continuing to diligence our affiliates and will provide supplementary information as to those affiliates if necessary. N Y Y Y N Y N Y Y N Y N N N N Y N Y N Y N N N N N Y SG Americas Securities Holdings, LLC N 061703332 06-1703332 Direct Owner 04-01-2014 E N 61703332 James Michael Hubbert Managing Director/Deputy Director of Compliance 11-01-2013 NA N 3066659 Michael Patrick Walsh Head of Operations 02-01-2007 NA Y 1060871 Gregory W Zielinski COO 05-01-2017 NA Y 2384242 EDWARD PATRICK CULLEN CHIEF FINANCIAL OFFICER -FINOP 01-01-2015 NA N 1551615 HATEM NMN MUSTAPHA Co - Chief Executive Officer 07-01-2019 NA Y 6487941 Guido Maria Van Hauwermeiren Co - Chief Executive Officer 02-16-2021 NA Y 5974025 SG Americas Securities Holdings, LLC Societe Generale N 52-1128875 Parent 12-01-2008 E Y SG Americas Securities Holdings, LLC N 061703332 06-1703332 Direct Owner 04-01-2014 E N 61703332 James Michael Hubbert Managing Director/Deputy Director of Compliance 11-01-2013 NA N 3066659 Michael Patrick Walsh Head of Operations 02-01-2007 NA Y 1060871 Gregory W Zielinski COO 05-01-2017 NA Y 2384242 EDWARD PATRICK CULLEN CHIEF FINANCIAL OFFICER -FINOP 01-01-2015 NA N 1551615 HATEM NMN MUSTAPHA Co - Chief Executive Officer 07-01-2019 NA Y 6487941 Guido Maria Van Hauwermeiren Co - Chief Executive Officer 02-16-2021 NA Y 5974025 SG Americas Securities Holdings, LLC Societe Generale N 52-1128875 Parent 12-01-2008 E Y 1 9-A2 Societe Generale S.A. 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Bohrer Robert F.X. Bohrer Director 01-14-2022 1359345 N N N N N Y Y N N N N N Y N N N Y N Y N N