0000932440-15-000034.txt : 20150123
0000932440-15-000034.hdr.sgml : 20150123
20150123165423
ACCESSION NUMBER: 0000932440-15-000034
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150123
FILED AS OF DATE: 20150123
DATE AS OF CHANGE: 20150123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AGILE THERAPEUTICS INC
CENTRAL INDEX KEY: 0001261249
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 101 POOR FARM ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08540-1715
BUSINESS PHONE: 609-683-1880
MAIL ADDRESS:
STREET 1: 101 POOR FARM ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08540-1715
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ProQuest Associates IV LLC
CENTRAL INDEX KEY: 0001431819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36464
FILM NUMBER: 15546152
BUSINESS ADDRESS:
STREET 1: 2430 VANDERBILT BEACH ROAD
STREET 2: #108 - 190
CITY: NAPLES
STATE: FL
ZIP: 34109
BUSINESS PHONE: 609-919-3567
MAIL ADDRESS:
STREET 1: 2430 VANDERBILT BEACH ROAD
STREET 2: #108 - 190
CITY: NAPLES
STATE: FL
ZIP: 34109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ProQuest Investments IV, L.P.
CENTRAL INDEX KEY: 0001431818
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36464
FILM NUMBER: 15546153
BUSINESS ADDRESS:
STREET 1: 2430 VANDERBILT BEACH ROAD
STREET 2: #108 - 190
CITY: NAPLES
STATE: FL
ZIP: 34109
BUSINESS PHONE: 609-919-3567
MAIL ADDRESS:
STREET 1: 2430 VANDERBILT BEACH ROAD
STREET 2: #108 - 190
CITY: NAPLES
STATE: FL
ZIP: 34109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ProQuest Associates III LLC
CENTRAL INDEX KEY: 0001306134
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36464
FILM NUMBER: 15546154
BUSINESS ADDRESS:
STREET 1: 2430 VANDERBILT BEACH ROAD
STREET 2: #108 - 190
CITY: NAPLES
STATE: FL
ZIP: 34109
BUSINESS PHONE: 609-919-3567
MAIL ADDRESS:
STREET 1: 2430 VANDERBILT BEACH ROAD
STREET 2: #108 - 190
CITY: NAPLES
STATE: FL
ZIP: 34109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ProQuest Investments III, L.P.
CENTRAL INDEX KEY: 0001306133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36464
FILM NUMBER: 15546155
BUSINESS ADDRESS:
STREET 1: 2430 VANDERBILT BEACH ROAD
STREET 2: #108 - 190
CITY: NAPLES
STATE: FL
ZIP: 34109
BUSINESS PHONE: 609-919-3567
MAIL ADDRESS:
STREET 1: 2430 VANDERBILT BEACH ROAD
STREET 2: #108 - 190
CITY: NAPLES
STATE: FL
ZIP: 34109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHREIBER ALAIN
CENTRAL INDEX KEY: 0001225149
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36464
FILM NUMBER: 15546156
MAIL ADDRESS:
STREET 1: 2430 VANDERBILT BEACH ROAD
STREET 2: #108 - 190
CITY: NAPLES
STATE: FL
ZIP: 34109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moorin Jay
CENTRAL INDEX KEY: 0001033508
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36464
FILM NUMBER: 15546157
MAIL ADDRESS:
STREET 1: C/O PROQUEST INVESTMENTS, L.P
STREET 2: 2430 VANDERBILT BEACH ROAD, #108 - 190
CITY: NAPLES
STATE: FL
ZIP: 34109
FORMER NAME:
FORMER CONFORMED NAME: MOORIN JAY
DATE OF NAME CHANGE: 19970213
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-01-23
0001261249
AGILE THERAPEUTICS INC
AGRX
0001033508
Moorin Jay
C/O PROQUEST INVESTMENTS
2430 VANDERBILT BEACH ROAD, #108 - 190
NAPLES
FL
34109
0
0
1
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0001225149
SCHREIBER ALAIN
C/O PROQUEST INVESTMENTS
2430 VANDERBILT BEACH ROAD, #108 - 190
NAPLES
FL
34109
0
0
1
0
0001306133
ProQuest Investments III, L.P.
2430 VANDERBILT BEACH ROAD, #108 - 190
NAPLES
FL
34109
0
0
1
0
0001306134
ProQuest Associates III LLC
2430 VANDERBILT BEACH ROAD, #108 - 190
NAPLES
FL
34109
0
0
1
0
0001431818
ProQuest Investments IV, L.P.
2430 VANDERBILT BEACH ROAD, #108 - 190
NAPLES
FL
34109
0
0
1
0
0001431819
ProQuest Associates IV LLC
2430 VANDERBILT BEACH ROAD, #108 - 190
NAPLES
FL
34109
0
0
1
0
Common Stock
2015-01-23
4
P
0
811966
5.85
A
4668663
I
See footnote
Stock options (right to buy)
6.00
2024-05-21
Common Stock
21000
21000
I
See footnote
Of such shares, 3,103,488 are owned by ProQuest Investments III, L.P. ("Investments III"), of which ProQuest Associates III LLC ("Associates III") is the general partner, and 1,565,175 are owned by ProQuest Investments IV, L.P., ("Investments IV"), of which ProQuest Associates IV LLC ("Associates IV") is the general partner. Jay Moorin and Alain Schreiber are managing members of Associates III and Associates IV. Each individual managing member disclaims beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
One-third of such options will vest on May 22 of each of 2015, 2016 and 2017.
Such options are held by ProQuest Management, L.L.C., of which Messrs. Moorin and Schreiber are managing members.Each individual managing member disclaims beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
/s/ Pasquale DeAngelis
2015-01-23