0000932440-15-000034.txt : 20150123 0000932440-15-000034.hdr.sgml : 20150123 20150123165423 ACCESSION NUMBER: 0000932440-15-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150123 FILED AS OF DATE: 20150123 DATE AS OF CHANGE: 20150123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AGILE THERAPEUTICS INC CENTRAL INDEX KEY: 0001261249 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 POOR FARM ROAD CITY: PRINCETON STATE: NJ ZIP: 08540-1715 BUSINESS PHONE: 609-683-1880 MAIL ADDRESS: STREET 1: 101 POOR FARM ROAD CITY: PRINCETON STATE: NJ ZIP: 08540-1715 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ProQuest Associates IV LLC CENTRAL INDEX KEY: 0001431819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36464 FILM NUMBER: 15546152 BUSINESS ADDRESS: STREET 1: 2430 VANDERBILT BEACH ROAD STREET 2: #108 - 190 CITY: NAPLES STATE: FL ZIP: 34109 BUSINESS PHONE: 609-919-3567 MAIL ADDRESS: STREET 1: 2430 VANDERBILT BEACH ROAD STREET 2: #108 - 190 CITY: NAPLES STATE: FL ZIP: 34109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ProQuest Investments IV, L.P. CENTRAL INDEX KEY: 0001431818 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36464 FILM NUMBER: 15546153 BUSINESS ADDRESS: STREET 1: 2430 VANDERBILT BEACH ROAD STREET 2: #108 - 190 CITY: NAPLES STATE: FL ZIP: 34109 BUSINESS PHONE: 609-919-3567 MAIL ADDRESS: STREET 1: 2430 VANDERBILT BEACH ROAD STREET 2: #108 - 190 CITY: NAPLES STATE: FL ZIP: 34109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ProQuest Associates III LLC CENTRAL INDEX KEY: 0001306134 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36464 FILM NUMBER: 15546154 BUSINESS ADDRESS: STREET 1: 2430 VANDERBILT BEACH ROAD STREET 2: #108 - 190 CITY: NAPLES STATE: FL ZIP: 34109 BUSINESS PHONE: 609-919-3567 MAIL ADDRESS: STREET 1: 2430 VANDERBILT BEACH ROAD STREET 2: #108 - 190 CITY: NAPLES STATE: FL ZIP: 34109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ProQuest Investments III, L.P. CENTRAL INDEX KEY: 0001306133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36464 FILM NUMBER: 15546155 BUSINESS ADDRESS: STREET 1: 2430 VANDERBILT BEACH ROAD STREET 2: #108 - 190 CITY: NAPLES STATE: FL ZIP: 34109 BUSINESS PHONE: 609-919-3567 MAIL ADDRESS: STREET 1: 2430 VANDERBILT BEACH ROAD STREET 2: #108 - 190 CITY: NAPLES STATE: FL ZIP: 34109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHREIBER ALAIN CENTRAL INDEX KEY: 0001225149 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36464 FILM NUMBER: 15546156 MAIL ADDRESS: STREET 1: 2430 VANDERBILT BEACH ROAD STREET 2: #108 - 190 CITY: NAPLES STATE: FL ZIP: 34109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moorin Jay CENTRAL INDEX KEY: 0001033508 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36464 FILM NUMBER: 15546157 MAIL ADDRESS: STREET 1: C/O PROQUEST INVESTMENTS, L.P STREET 2: 2430 VANDERBILT BEACH ROAD, #108 - 190 CITY: NAPLES STATE: FL ZIP: 34109 FORMER NAME: FORMER CONFORMED NAME: MOORIN JAY DATE OF NAME CHANGE: 19970213 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-01-23 0001261249 AGILE THERAPEUTICS INC AGRX 0001033508 Moorin Jay C/O PROQUEST INVESTMENTS 2430 VANDERBILT BEACH ROAD, #108 - 190 NAPLES FL 34109 0 0 1 0 0001225149 SCHREIBER ALAIN C/O PROQUEST INVESTMENTS 2430 VANDERBILT BEACH ROAD, #108 - 190 NAPLES FL 34109 0 0 1 0 0001306133 ProQuest Investments III, L.P. 2430 VANDERBILT BEACH ROAD, #108 - 190 NAPLES FL 34109 0 0 1 0 0001306134 ProQuest Associates III LLC 2430 VANDERBILT BEACH ROAD, #108 - 190 NAPLES FL 34109 0 0 1 0 0001431818 ProQuest Investments IV, L.P. 2430 VANDERBILT BEACH ROAD, #108 - 190 NAPLES FL 34109 0 0 1 0 0001431819 ProQuest Associates IV LLC 2430 VANDERBILT BEACH ROAD, #108 - 190 NAPLES FL 34109 0 0 1 0 Common Stock 2015-01-23 4 P 0 811966 5.85 A 4668663 I See footnote Stock options (right to buy) 6.00 2024-05-21 Common Stock 21000 21000 I See footnote Of such shares, 3,103,488 are owned by ProQuest Investments III, L.P. ("Investments III"), of which ProQuest Associates III LLC ("Associates III") is the general partner, and 1,565,175 are owned by ProQuest Investments IV, L.P., ("Investments IV"), of which ProQuest Associates IV LLC ("Associates IV") is the general partner. Jay Moorin and Alain Schreiber are managing members of Associates III and Associates IV. Each individual managing member disclaims beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares. One-third of such options will vest on May 22 of each of 2015, 2016 and 2017. Such options are held by ProQuest Management, L.L.C., of which Messrs. Moorin and Schreiber are managing members.Each individual managing member disclaims beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares. /s/ Pasquale DeAngelis 2015-01-23