0001172661-18-001962.txt : 20181107 0001172661-18-001962.hdr.sgml : 20181107 20181107155942 ACCESSION NUMBER: 0001172661-18-001962 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181107 DATE AS OF CHANGE: 20181107 EFFECTIVENESS DATE: 20181107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLAHERTY & CRUMRINE INC CENTRAL INDEX KEY: 0001261239 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11701 FILM NUMBER: 181166163 BUSINESS ADDRESS: STREET 1: 301 E. COLORADO BLVD STREET 2: SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6267957300 MAIL ADDRESS: STREET 1: 301 E. COLORADO BLVD STREET 2: SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001261239 XXXXXXXX 09-30-2018 09-30-2018 false FLAHERTY & CRUMRINE INC

301 E. Colorado Blvd Suite 720 Pasadena CA 91101

13F HOLDINGS REPORT 028-11701 N Chad C. Conwell 626-795-7300 /s/ Chad C. Conwell Pasadena CA 11-07-2018 0 4 19773 INFORMATION TABLE 2 infotable.xml BARCLAYS BANK PLC ADR PFD SR 5 06739H362 7854 301716 SH SOLE 301716 0 0 KINDER MORGAN INC DEL PFD SER A 49456B200 4984 149900 SH SOLE 149900 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 6390 4950 SH SOLE 4950 0 0 WMIH CORP COM 92936P100 545 391952 SH SOLE 391952 0 0