0001172661-17-001513.txt : 20170808
0001172661-17-001513.hdr.sgml : 20170808
20170808144646
ACCESSION NUMBER: 0001172661-17-001513
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170808
DATE AS OF CHANGE: 20170808
EFFECTIVENESS DATE: 20170808
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLAHERTY & CRUMRINE INC
CENTRAL INDEX KEY: 0001261239
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11701
FILM NUMBER: 171014347
BUSINESS ADDRESS:
STREET 1: 301 E. COLORADO BLVD
STREET 2: SUITE 720
CITY: PASADENA
STATE: CA
ZIP: 91101
BUSINESS PHONE: 6267957300
MAIL ADDRESS:
STREET 1: 301 E. COLORADO BLVD
STREET 2: SUITE 720
CITY: PASADENA
STATE: CA
ZIP: 91101
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001261239
XXXXXXXX
06-30-2017
06-30-2017
false
FLAHERTY & CRUMRINE INC
301 E. Colorado Blvd
Suite 720
Pasadena
CA
91101
13F HOLDINGS REPORT
028-11701
N
Chad C. Conwell
Executive Vice President and Chief Compliance Officer
626-795-7300
/s/ Chad C. Conwell
Pasadena
CA
08-08-2017
0
12
133001
INFORMATION TABLE
2
infotable.xml
BANCO BILBAO VIZCAYA FDIC TL
DEBT 9.000%12/3
E1R845AX9
5434
5200000
PRN
SOLE
5200000
0
0
BARCLAYS BANK PLC
ADR PFD SR 5
06739H362
11913
448039
SH
SOLE
448039
0
0
CIT GROUP INC
COM NEW
125581801
4284
87960
SH
SOLE
87960
0
0
ENBRIDGE INC
NOTE 6.000% 1/1
29250NAN5
15750
15000000
PRN
SOLE
15000000
0
0
HSBC HLDGS PLC
NOTE 6.875%12/3
404280BC2
20239
18740000
PRN
SOLE
18740000
0
0
HSBC HLDGS PLC
NOTE 6.000%12/3
404280BL2
5170
5000000
PRN
SOLE
5000000
0
0
KINDER MORGAN INC DEL
COM
49456B101
15180
792300
SH
SOLE
792300
0
0
KINDER MORGAN INC DEL
PFD SER A
49456B200
5848
135000
SH
SOLE
135000
0
0
ROYAL BK SCOTLAND GROUP PLC
SPON ADR F
780097804
226
8400
SH
SOLE
8400
0
0
STANDARD CHARTERED PLC
DEBT 7.500%12/3
G84228CQ9
29676
27735000
PRN
SOLE
27735000
0
0
STANDARD CHARTERED PLC
DEBT 7.750%12/3
G84228CX4
18791
17500000
PRN
SOLE
17500000
0
0
WMIH CORP
COM
92936P100
490
391952
SH
SOLE
391952
0
0