0001172661-16-004167.txt : 20161114 0001172661-16-004167.hdr.sgml : 20161111 20161114062211 ACCESSION NUMBER: 0001172661-16-004167 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLAHERTY & CRUMRINE INC CENTRAL INDEX KEY: 0001261239 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11701 FILM NUMBER: 161990227 BUSINESS ADDRESS: STREET 1: 301 E. COLORADO BLVD STREET 2: SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6267957300 MAIL ADDRESS: STREET 1: 301 E. COLORADO BLVD STREET 2: SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001261239 XXXXXXXX 09-30-2016 09-30-2016 false FLAHERTY & CRUMRINE INC

301 E. Colorado Blvd Suite 720 Pasadena CA 91101

13F COMBINATION REPORT 028-11701 0000804328 028-15384 QUALCOMM INC/DE N Chad C. Conwell 626-795-7300 /s/ Chad C. Conwell Pasadena CA 11-14-2016 0 8 74401 INFORMATION TABLE 2 infotable.xml BARCLAYS BANK PLC ADR PFD SR 5 06739H362 12040 462524 SH SOLE 462524 0 0 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 13446 522174 SH SOLE 522174 0 0 CIT GROUP INC COM NEW 125581801 3191 87960 SH SOLE 87960 0 0 HSBC HLDGS PLC NOTE 6.875%12/3 404280BC2 19490 18740000 PRN SOLE 18740000 0 0 KINDER MORGAN INC DEL COM 49456B101 18318 792300 SH SOLE 792300 0 0 KINDER MORGAN INC DEL PFD SER A 49456B200 6785 135000 SH SOLE 135000 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR F 780097804 218 8400 SH SOLE 8400 0 0 WMIH CORP COM 92936P100 913 391952 SH SOLE 391952 0 0