0001172661-16-003774.txt : 20160815 0001172661-16-003774.hdr.sgml : 20160815 20160815064043 ACCESSION NUMBER: 0001172661-16-003774 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 EFFECTIVENESS DATE: 20160815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLAHERTY & CRUMRINE INC CENTRAL INDEX KEY: 0001261239 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11701 FILM NUMBER: 161829902 BUSINESS ADDRESS: STREET 1: 301 E. COLORADO BLVD STREET 2: SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6267957300 MAIL ADDRESS: STREET 1: 301 E. COLORADO BLVD STREET 2: SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001261239 XXXXXXXX 06-30-2016 06-30-2016 false FLAHERTY & CRUMRINE INC

301 E. Colorado Blvd Suite 720 Pasadena CA 91101

13F COMBINATION REPORT 028-11701 0000804328 028-15384 QUALCOMM INC/DE N Chad C. Conwell 626-795-7300 /s/ Chad C. Conwell Pasadena CA 08-15-2016 0 10 110398 INFORMATION TABLE 2 infotable.xml BARCLAYS BANK PLC ADR PFD SR 5 06739H362 17488 676524 SH SOLE 676524 0 0 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 17049 662350 SH SOLE 662350 0 0 CIT GROUP INC COM NEW 125581801 2806 87960 SH SOLE 87960 0 0 HSBC HLDGS PLC NOTE 6.875%12/2 404280BC2 18646 18740000 PRN SOLE 18740000 0 0 KINDER MORGAN INC DEL COM 49456B101 14824 792300 SH SOLE 792300 0 0 KINDER MORGAN INC DEL PFD SER A 49456B200 6565 135000 SH SOLE 135000 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 29985 1189419 SH SOLE 1189419 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 1953 78000 SH SOLE 78000 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR F 780097804 216 8400 SH SOLE 8400 0 0 WMIH CORP COM 92936P100 866 391952 SH SOLE 391952 0 0