0001172661-16-003328.txt : 20160516 0001172661-16-003328.hdr.sgml : 20160516 20160516065954 ACCESSION NUMBER: 0001172661-16-003328 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 EFFECTIVENESS DATE: 20160516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLAHERTY & CRUMRINE INC CENTRAL INDEX KEY: 0001261239 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11701 FILM NUMBER: 161650565 BUSINESS ADDRESS: STREET 1: 301 E. COLORADO BLVD STREET 2: SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6267957300 MAIL ADDRESS: STREET 1: 301 E. COLORADO BLVD STREET 2: SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001261239 XXXXXXXX 03-31-2016 03-31-2016 false FLAHERTY & CRUMRINE INC

301 E. Colorado Blvd Suite 720 Pasadena CA 91101

13F COMBINATION REPORT 028-11701 0000804328 028-15384 QUALCOMM INC/DE N Chad C. Conwell 626-795-7300 /s/ Chad C. Conwell Pasadena CA 05-16-2016 0 12 102925 INFORMATION TABLE 2 infotable.xml BANCO BILBAO VIZCAYA FDIC TL DEBT 9.000%12/2 E1R845AX9 617 600000 PRN SOLE 600000 0 0 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 17698 676524 SH SOLE 676524 0 0 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 1796 69200 SH SOLE 69200 0 0 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 16916 662350 SH SOLE 662350 0 0 CIT GROUP INC COM NEW 125581801 2730 87960 SH SOLE 87960 0 0 EQUITY COMWLTH CUM PFD E 7.25% 294628409 4405 173032 SH SOLE 173032 0 0 KINDER MORGAN INC DEL COM 49456B101 1608 90000 SH SOLE 90000 0 0 KINDER MORGAN INC DEL PFD SER A 49456B200 23814 525000 SH SOLE 525000 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 30271 1189419 SH SOLE 1189419 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 1941 78000 SH SOLE 78000 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR F 780097804 216 8400 SH SOLE 8400 0 0 WMIH CORP COM 92936P100 913 391952 SH SOLE 391952 0 0