0001172661-14-001402.txt : 20140814 0001172661-14-001402.hdr.sgml : 20140814 20140814073944 ACCESSION NUMBER: 0001172661-14-001402 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 EFFECTIVENESS DATE: 20140814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLAHERTY & CRUMRINE INC CENTRAL INDEX KEY: 0001261239 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11701 FILM NUMBER: 141039467 BUSINESS ADDRESS: STREET 1: 301 E. COLORADO BLVD STREET 2: SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6267957300 MAIL ADDRESS: STREET 1: 301 E. COLORADO BLVD STREET 2: SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001261239 XXXXXXXX 06-30-2014 06-30-2014 false FLAHERTY & CRUMRINE INC

301 E. Colorado Blvd Suite 720 Pasadena CA 91101

13F HOLDINGS REPORT 028-11701 N Chad C. Conwell 626-795-7300 /s/ Chad C. Conwell Pasadena CA 08-14-2014 0 9 136944 INFORMATION TABLE 2 infotable.xml BARCLAYS BANK PLC ADR PFD SR 5 06739H362 31909 1233925 SH SOLE 1233925 0 0 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 4286 166310 SH SOLE 166310 0 0 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 25469 994502 SH SOLE 994502 0 0 CIT GROUP INC COM NEW 125581801 5492 119960 SH SOLE 119960 0 0 COMMONWEALTH REIT CV PFD-E 7.25% 203233606 5372 210257 SH SOLE 210257 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 54224 2147467 SH SOLE 2147467 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 3300 134400 SH SOLE 134400 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 1493 62000 SH SOLE 62000 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 5399 213067 SH SOLE 213067 0 0