X0206 3 2012-09-26 0 0001261166 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC NRO 0000779955 SUN LIFE INSURANCE & ANNUITY CO OF NEW YORK ONE GRAND CENTRAL PLACE 60 EAST 42ND STREET, SUITE 1115 NEW YORK NY 10165 0 0 1 0 0000745544 Sun Life Assurance Co of Canada (U.S.) ONE SUN LIFE EXECUTIVE PARK, SC 1303 WELLESLEY HILLS MA 02481 0 0 1 0 0001097362 SUN LIFE FINANCIAL INC 150 KING STREET WEST SUITE 1400 TORONTO A6 M5H 1J9 ONTARIO, CANADA 0 0 1 0 4.00% Mandatory Redeemable Preferred Shares due 9/14/2017 520 D 4.00% Mandatory Redeemable Preferred Shares due 9/14/2017 520 I Sun Life Assurance Company of Canada (U.S.) owns all of the common stock of Sun Life Insurance and 4.00% Mandatory Redeemable Preferred Shares due 9/14/2017 520 I Sun Life Financial Inc. indirectly owns all of the outstanding common stock of Annuity Company of New York, which owns the securities indicated. Sun Life Insurance and Annuity Company of New York which owns the securities indicated,through a series of holding companies. Sun Life Financial Inc. owns all of the common stock of Sun Life Global Investments Inc., which owns all of the common stock of Sun Life Assurance Company of Canada-U.S. Operations Holdings, Inc., which owns all of the common stock of Sun Life Financial (U.S.) Holdings, Inc.,which owns all of the membership interests of Sun Life Financial (U.S.) Investments LLC, which owns all of the common stock of Sun Life of Canada (U.S.) Holdings, Inc., which owns all of the common stock of Sun Life Assurance Company of Canada (U.S.),an operating company which owns all of the common stock of Sun Life Insurance and Annuity Company of New York, which owns the securities indicated. /s/ John T. Donnelly, Senior Managing Director, Investments Strategic Research and Initiatives, on behalf of Sun Life Assurance Company of Canada (U.S.) and Sun Life Insurance and Annuity Company of New York 2012-09-27 /s/ Ann C. King, Authorized Signer on behalf of Sun Life Assurance Company of Canada (U.S.) and Sun Life Insurance and Annuity Company of New York 2012-09-27 /s/ Stephen Peacher, Authorized Signer on behalf of Sun Life Financial Inc. 2012-09-27 /s/ Angelo Manioudakis, Authorized Signer on behalf of Sun Life Financial Inc. 2012-09-27