EX-FILING FEES 5 d802031dexfilingfees.htm EX-FILING FEES EX-FILING FEES

Exhibit 107

Calculation of Filing Fee Tables

Form S-3

(Form Type)

Oncternal Therapeutics, Inc.

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

 

                         
    

Security

Type

  

Security

Class

Title

  

Fee

Calculation

or Carry

Forward Rule

  

Amount

Registered 

  

Proposed

Maximum

Offering
Price Per

Unit

  

Maximum

Aggregate

Offering

Price

  

Fee

Rate

  

Amount of

Registration

Fee

  

Carry

Forward 

Form

Type

  

Carry

Forward

File

Number

  

Carry

Forward

Initial

effective

date

  

Filing Fee

Previously

Paid In

Connection

with

Unsold

Securities

to be

Carried

Forward

 
Newly Registered Securities
                         
Fees to Be Paid   Equity   Common Stock, $0.001 par value per share   457(o)   (1)   (2)   (2)              
                         
    Equity   Preferred Stock, $0.001 par value per share   457(o)   (1)   (2)   (2)              
                         
    Debt   Debt Securities   457(o)   (1)   (2)   (2)              
                         
    Other   Warrants   457(o)   (1)   (2)   (2)              
                         
    Other   Units   457(o)   (1)   (2)   (2)              
                         
    Unallocated (Universal) Shelf     457(o)   (1)   (2)   $11,216,026.00  

$147.60 per

$1,000,000

   $1,655.49          
                         
Fees Previously Paid   N/A   N/A   N/A   N/A   N/A   N/A     N/A          
 
Carry Forward Securities
                         
Carry Forward Securities   Equity   Common Stock, $0.001 par value per share   415(a)(6)    (1)   (2)                
                         
    Equity   Preferred Stock, $0.001 par value per share   415(a)(6)    (1)   (2)                
                         
    Debt   Debt Securities   415(a)(6)    (1)   (2)                
                         
    Other   Warrants   415(a)(6)    (1)   (2)                
                         
    Other   Units   415(a)(6)    (1)   (2)                
                         
    Unallocated (Universal) Shelf      415(a)(6)   (1)   (2)   $238,783,974(3)   

$109.10 per

$1,000,000

   $26,051.34(3)    S-3   333-254985    April 15, 2021     
                   
    Total Offering Amounts      $250,000,000     $27,706.83          
                   
    Total Fees Previously Paid          $26,051.34          
                   
    Total Fee Offsets                   
                   
    Net Fee Due                $1,655.49                

 

(1)

There are being registered hereunder, an indeterminate number or amount, as the case may be, of common stock, preferred stock, debt securities, warrants to purchase common stock, and units, as may be offered by the registrant from time to time, which together shall have an aggregate initial offering price not to exceed $250,000,000. The securities included hereunder may be sold separately or as units with other securities registered hereunder. The securities included hereunder also include an indeterminate number of securities as may be issued upon conversion of or exchange for preferred stock or debt securities that provide for conversion or exchange, upon exercise of warrants, or pursuant to the anti-dilution provisions of any of such securities. In addition, pursuant to Rule 416 of the Securities Act of 1933, as amended, or the Securities Act, this registration statement also covers any additional securities that may be offered or issued in connection with any stock splits, stock dividends or similar transactions. Includes rights to acquire common stock or preferred stock of the Company under any shareholder rights plan then in effect, if applicable under the terms of any such plan.

(2)

The proposed maximum aggregate offering price per class of security will be determined from time to time by the registrant in connection with the issuance by the registrant of the securities covered by this registration statement and is not specified as to each class of security pursuant to Instruction 2.A.ii.b to Item 16(b) of Form S-3 under the Securities Act.

(3)

The registrant previously paid registration fees in the aggregate of $27,275 with respect to a Registration Statement on Form S-3, as amended (File No. 333-254985) (the “Prior Registration Statement”). Pursuant to Rule 415(a)(6) (“Rule 415(a)(6)”) promulgated under the Securities Act of 1933, as amended (the “Securities Act”), the securities registered pursuant to this Registration Statement on Form S-3 (this “Registration Statement”) include $238,783,974 of shares of common stock previously registered on the Prior Registration Statement which remain unsold (the “Unsold Securities”). Pursuant to Rule 415(a)(6), the registration fee of $26,051.34 associated with the offering of the Unsold Securities (based on the filing fee rate in effect at the time of the filing of the Prior Registration Statement) is hereby carried forward to be applied to the Unsold Securities registered hereunder, and no additional filing fee is due with respect to the Unsold Securities in connection with the filing of this Registration Statement. The registrant is also registering new securities on this Registration Statement with an aggregate maximum offering price of $11,216,026 (the “New Securities”), which aggregate offering price is not specified as to each class of securities in reliance upon Rule 457(o) promulgated under the Securities Act. A filing fee of $1,655.49 with respect to the New Securities is being paid in connection with the filing of this Registration Statement. Pursuant to Rule 415(a)(6), the offering of securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this Registration Statement.

 

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