0001179110-13-011694.txt : 20130710 0001179110-13-011694.hdr.sgml : 20130710 20130710170043 ACCESSION NUMBER: 0001179110-13-011694 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130708 FILED AS OF DATE: 20130710 DATE AS OF CHANGE: 20130710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GTX INC /DE/ CENTRAL INDEX KEY: 0001260990 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 621715807 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 901-523-9700 MAIL ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOSTELLER MARK EDWARD CENTRAL INDEX KEY: 0001276241 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50549 FILM NUMBER: 13962339 MAIL ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 4 1 edgar.xml FORM 4 - X0306 4 2013-07-08 0 0001260990 GTX INC /DE/ GTXI 0001276241 MOSTELLER MARK EDWARD 175 TOYOTA PLAZA 7TH FLOOR MEMPHIS TN 38103 0 1 0 0 Vice President, CFO Common Stock 2013-07-08 4 M 0 17000 6.24 A 17000 D Common Stock 2013-07-08 4 S 0 11505 6.98 D 5495 D Common Stock 2013-07-09 4 S 0 5495 7.00 D 0 D Common Stock 7282 I By Spouse Employee Stock Option (Right to Buy) 6.24 2013-07-08 4 M 0 17000 0 D 2013-08-01 Common Stock 17000 0 D An aggregate of 11,505 shares were sold in multiple trades on July 8, 2013 at prices ranging from $6.97 to $7.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, GTx, Inc. or a shareholder of GTx, Inc. full information regarding the number of shares and prices at which the transaction was effected. An aggregate of 5,495 shares were sold in multiple trades on July 9, 2013 at prices ranging from $7.00 to $7.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, GTx, Inc. or a shareholder of GTx, Inc. full information regarding the number of shares and prices at which the transaction was effected The option vested in three equal annual installments on August 1, 2006, 2007 and 2008. /s/ Mark E. Mosteller 2013-07-10