0001209191-21-056477.txt : 20210916
0001209191-21-056477.hdr.sgml : 20210916
20210916190944
ACCESSION NUMBER: 0001209191-21-056477
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210809
FILED AS OF DATE: 20210916
DATE AS OF CHANGE: 20210916
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RED MOUNTAIN PARTNERS, L.P.
CENTRAL INDEX KEY: 0001374603
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50448
FILM NUMBER: 211258920
BUSINESS ADDRESS:
STREET 1: 10100 SANTA MONICA BOULEVARD, SUITE 925
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 432-0207
MAIL ADDRESS:
STREET 1: 10100 SANTA MONICA BOULEVARD, SUITE 925
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER NAME:
FORMER CONFORMED NAME: RED MOUNTAIN CAPITAL PARTNERS I, L.P.
DATE OF NAME CHANGE: 20060905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MESDAG WILLEM
CENTRAL INDEX KEY: 0001374566
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50448
FILM NUMBER: 211258921
MAIL ADDRESS:
STREET 1: C/O RED MOUNTAIN CAPITAL MANAGEMENT INC.
STREET 2: 10100 SANTA MONICA BOULEVARD, SUITE 925
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RED MOUNTAIN CAPITAL PARTNERS LLC
CENTRAL INDEX KEY: 0001374588
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50448
FILM NUMBER: 211258916
BUSINESS ADDRESS:
STREET 1: 1999 AVENUE OF THE STARS
STREET 2: SUITE 1100
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 432-0207
MAIL ADDRESS:
STREET 1: 1999 AVENUE OF THE STARS
STREET 2: SUITE 1100
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RED MOUNTAIN INVESTORS I LLC - SERIES A
CENTRAL INDEX KEY: 0001628512
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50448
FILM NUMBER: 211258917
BUSINESS ADDRESS:
STREET 1: 10100 SANTA MONICA BOULEVARD SUITE 925
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 432-0207
MAIL ADDRESS:
STREET 1: 10100 SANTA MONICA BOULEVARD SUITE 925
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RMCP GP LLC
CENTRAL INDEX KEY: 0001374606
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50448
FILM NUMBER: 211258915
BUSINESS ADDRESS:
STREET 1: 1999 AVENUE OF THE STARS
STREET 2: SUITE 1100
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310)432-0200
MAIL ADDRESS:
STREET 1: 1999 AVENUE OF THE STARS
STREET 2: SUITE 1100
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RED MOUNTAIN CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001374607
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50448
FILM NUMBER: 211258919
BUSINESS ADDRESS:
STREET 1: 10100 SANTA MONICA BOULEVARD, SUITE 925
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 432-0207
MAIL ADDRESS:
STREET 1: 10100 SANTA MONICA BOULEVARD, SUITE 925
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RMCP MANAGER LLC
CENTRAL INDEX KEY: 0001628461
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50448
FILM NUMBER: 211258918
BUSINESS ADDRESS:
STREET 1: 1999 AVENUE OF THE STARS
STREET 2: SUITE 1100
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 432-0207
MAIL ADDRESS:
STREET 1: 1999 AVENUE OF THE STARS
STREET 2: SUITE 1100
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARLIN BUSINESS SERVICES CORP
CENTRAL INDEX KEY: 0001260968
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 383686388
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 FELLOWSHIP ROAD
CITY: MT. LAUREL
STATE: NJ
ZIP: 08054
BUSINESS PHONE: 8884799111
MAIL ADDRESS:
STREET 1: 300 FELLOWSHIP ROAD
CITY: MT. LAUREL
STATE: NJ
ZIP: 08054
FORMER COMPANY:
FORMER CONFORMED NAME: MARLIN BUSINESS SERVICES INC
DATE OF NAME CHANGE: 20030822
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-08-09
1
0001260968
MARLIN BUSINESS SERVICES CORP
MRLN
0001374566
MESDAG WILLEM
1999 AVENUE OF THE STARS, SUITE 1100
LOS ANGELES
CA
90067
0
0
1
0
0001374603
RED MOUNTAIN PARTNERS, L.P.
1999 AVENUE OF THE STARS, SUITE 1100
LOS ANGELES
CA
90067
0
0
1
0
0001374607
RED MOUNTAIN CAPITAL MANAGEMENT INC
1999 AVENUE OF THE STARS, SUITE 1100
LOS ANGELES
CA
90067
0
0
1
0
0001628461
RMCP MANAGER LLC
1999 AVENUE OF THE STARS, SUITE 1100
LOS ANGELES
CA
90067
0
0
0
1
Please refer to Remarks below
0001628512
RED MOUNTAIN INVESTORS I LLC - SERIES A
1999 AVENUE OF THE STARS, SUITE 1100
LOS ANGELES
CA
90067
0
0
0
1
Please refer to Remarks below
0001374588
RED MOUNTAIN CAPITAL PARTNERS LLC
1999 AVENUE OF THE STARS, SUITE 1100
LOS ANGELES
CA
90067
0
0
1
0
0001374606
RMCP GP LLC
1999 AVENUE OF THE STARS, SUITE 1100
LOS ANGELES
CA
90067
0
0
1
0
Common Stock
2021-08-09
4
J
0
2932510
0.00
D
361069
I
See Footnotes and Remarks
On August 9, 2021, Red Mountain Partners, L.P. ("RMP") and Red Mountain Investors I LLC - Series A ("RMI") made a pro rata in-kind distribution for no consideration to their respective equity holders, with 2,092,583 shares distributed by RMP and 839,927 distributed by RMI.
Represents shares received by Red Mountain Capital Partners LLC ("RMCP"), Red Mountain Capital Management, Inc. ("RMCM") and certain estate planning vehicles affiliated with Mr. Mesdag in the above-referenced pro-rata in kind distribution pursuant to the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMI, (iv) RMCP Manager LLC ("RMCPM"), (v) RMCP, (vi) RMCM and (vii) Willem Mesdag. RMCP GP is the general partner of RMP. RMCPM is the managing member of RMI. RMCP is the managing member of RMCP GP and the sole member of RMCPM. RMCM is the managing member of RMCP. Willem Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of RMCP, RMCP GP, RMCM and Mr. Mesdag by virtue of their direct or indirect control of RMP may be deemed to beneficially own some or all of the securities reported as being held directly by RMP, and each of RMCP, RMCPM, RMCM and Mr. Mesdag by virtue of their direct or indirect control of RMI may be deemed to beneficially own some or all of the securities reported as being held directly by RMI, and RMCM and Mr. Mesdag by virtue of their direct or indirect control of RMCP may be deemed to beneficially own some or all of the securities reported as being held directly by RMCP. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
This filing constitutes an exit filing for the Reporting Persons, as the Reporting Persons are no longer subject to Section 16 of the Exchange Act as a result of the transactions reported herein.
/s/ Willem Mesdag (on behalf of himself and the other Reporting Persons)
2021-09-16